Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q3 2023 ▲▼ | Q4 2023 ▲▼ | Change ▲▼ | Q3 2023 ▲▼ | Q4 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| NUVEEN FLOATING RATE INCOME(JFR) | 365,000 | 929,042 | +564,042 | 2,997 | 7,637 | 3.73% | +4,640 |
| HERON THERAPEUTICS INC | 589,150 | 1,798,650 | +1,209,500 | 607 | 3,058 | 1.49% | +2,451 |
| VIRTUS CONVERTIBLE & INCOME | 319,500 | 1,009,653 | +690,153 | 994 | 3,403 | 1.66% | +2,409 |
| ISHARES TR | 10,264 | 13,877 | +3,613 | 4,408 | 6,628 | 3.24% | +2,221 |
| BLACKROCK MUNIYIELD FD INC | 300,000 | 450,000 | +150,000 | 2,754 | 4,851 | 2.37% | +2,097 |
| MICROSOFT CORP(MSFT) | 0 | 23,669 | +23,669 | 0 | 8,900 | 4.35% | +8,900 |
| NUVEEN AMT FREE QLTY MUN INC | 485,500 | 582,500 | +97,000 | 4,700 | 6,408 | 3.13% | +1,708 |
| AMAZON COM INC(AMZN) | 0 | 65,877 | +65,877 | 0 | 10,009 | 4.89% | +10,009 |
| MERCADOLIBRE INC(MELI) | 5,657 | 5,569 | -88 | 7,172 | 8,752 | 4.28% | +1,580 |
| META PLATFORMS INC(META) | 20,282 | 20,872 | +590 | 6,089 | 7,388 | 3.61% | +1,299 |
| NUVEEN QUALITY MUNCP INCOME(NAD) | 0 | 165,000 | +165,000 | 0 | 1,889 | 0.92% | +1,889 |
| NUVEEN MUNICIPAL CREDIT INC(NZF) | 0 | 265,000 | +265,000 | 0 | 3,132 | 1.53% | +3,132 |
| ISHARES TR | 0 | 28,134 | +28,134 | 0 | 3,045 | 1.49% | +3,045 |
| NUVEEN MUN VALUE FD INC(NUV) | 75,160 | 178,042 | +102,882 | 621 | 1,531 | 0.75% | +910 |
| INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF | 18,418 | 21,500 | +3,082 | 2,715 | 3,624 | 1.77% | +909 |
| MORGAN STANLEY(MS) | 2,600 | 9,500 | +6,900 | 212 | 886 | 0.43% | +674 |
| APPLE INC(AAPL) | 0 | 51,490 | +51,490 | 0 | 9,913 | 4.84% | +9,913 |
| VIRTUS CONVERTIBLE & INC FD | 771,432 | 927,798 | +156,366 | 2,129 | 2,765 | 1.35% | +636 |
| ADOBE INC(ADBE) | 5,366 | 5,598 | +232 | 2,736 | 3,340 | 1.63% | +604 |
| ALPHABET INC(GOOG) | 70,599 | 70,316 | -283 | 9,239 | 9,822 | 4.80% | +584 |
| EMBRAER S.A.(EMBJ) | 144,052 | 135,219 | -8,833 | 1,976 | 2,495 | 1.22% | +518 |
| INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT | 0 | 3,180 | +3,180 | 0 | 502 | 0.25% | +502 |
| JPMORGAN CHASE & CO(JPM) | 0 | 19,932 | +19,932 | 0 | 3,390 | 1.66% | +3,390 |
| RTX CORPORATION(RTX) | 0 | 5,250 | +5,250 | 0 | 442 | 0.22% | +442 |
| NVIDIA CORPORATION(NVDA) | 5,974 | 6,130 | +156 | 2,599 | 3,036 | 1.48% | +437 |
| ARISTA NETWORKS INC | 7,696 | 7,739 | +43 | 1,416 | 1,823 | 0.89% | +407 |
| GENERAL DYNAMICS CORP(GD) | 0 | 2,540 | +2,540 | 0 | 660 | 0.32% | +660 |
| SPDR SER TR ST STR SP REGBNK | 0 | 6,875 | +6,875 | 0 | 360 | 0.18% | +360 |
| THERMO FISHER SCIENTIFIC INC(TMO) | 0 | 650 | +650 | 0 | 345 | 0.17% | +345 |
| NUVEEN AMT FREE MUN CR INC F(NVG) | 122,500 | 135,000 | +12,500 | 1,263 | 1,596 | 0.78% | +333 |
| HOME DEPOT INC(HD) | 7,290 | 7,265 | -25 | 2,203 | 2,518 | 1.23% | +315 |
| SALESFORCE INC(CRM) | 3,080 | 3,530 | +450 | 625 | 929 | 0.45% | +304 |
| ULTA BEAUTY INC(ULTA) | 0 | 620 | +620 | 0 | 304 | 0.15% | +304 |
| HUMANA INC(HUM) | 0 | 600 | +600 | 0 | 275 | 0.13% | +275 |
| INVESCO QQQ TR | 7,113 | 6,889 | -224 | 2,548 | 2,821 | 1.38% | +273 |
| CROWDSTRIKE HLDGS INC(CRWD) | 4,360 | 3,760 | -600 | 730 | 960 | 0.47% | +230 |
| CYTOMX THERAPEUTICS INC | 112,450 | 239,300 | +126,850 | 145 | 371 | 0.18% | +226 |
| SNOWFLAKE INC(SNOW) | 1,580 | 2,330 | +750 | 241 | 464 | 0.23% | +222 |
| REALTY INCOME CORP(O) | 0 | 3,750 | +3,750 | 0 | 215 | 0.11% | +215 |
| ALPHABET INC(GOOG) | 22,466 | 22,542 | +76 | 2,962 | 3,177 | 1.55% | +215 |
| VISA INC(V) | 7,075 | 7,075 | 0 | 1,627 | 1,842 | 0.90% | +215 |
| DOW INC(DOW) | 0 | 3,900 | +3,900 | 0 | 214 | 0.10% | +214 |
| BOEING CO(BA) | 0 | 793 | +793 | 0 | 207 | 0.10% | +207 |
| BLACKROCK FLOATING RATE INCO COM | 111,991 | 126,813 | +14,822 | 1,413 | 1,605 | 0.78% | +192 |
| GOLDMAN SACHS GROUP INC(GS) | 0 | 2,675 | +2,675 | 0 | 1,032 | 0.50% | +1,032 |
| NETFLIX INC(NFLX) | 0 | 1,731 | +1,731 | 0 | 843 | 0.41% | +843 |
| COCA COLA CO(KO) | 10,725 | 13,125 | +2,400 | 600 | 773 | 0.38% | +173 |
| DECKERS OUTDOOR CORP(DECK) | 1,454 | 1,363 | -91 | 747 | 911 | 0.45% | +164 |
| TENET HEALTHCARE CORP(THC) | 18,701 | 18,331 | -370 | 1,232 | 1,385 | 0.68% | +153 |
| LOCKHEED MARTIN CORP(LMT) | 660 | 910 | +250 | 270 | 412 | 0.20% | +143 |
| AMGEN INC(AMGN) | 7,055 | 7,055 | 0 | 1,896 | 2,032 | 0.99% | +136 |
| ZOETIS INC(ZTS) | 10,715 | 10,090 | -625 | 1,864 | 1,991 | 0.97% | +127 |
| BROADCOM INC(AVGO) | 0 | 400 | +400 | 0 | 447 | 0.22% | +447 |
| MASCO CORP(MAS) | 7,800 | 7,800 | 0 | 417 | 522 | 0.26% | +106 |
| INTERNATIONAL BUSINESS MACHS(IBM) | 3,863 | 3,863 | 0 | 542 | 632 | 0.31% | +90 |
| ISHARES TR | 0 | 7,979 | +7,979 | 0 | 2,211 | 1.08% | +2,211 |
| CATERPILLAR INC(CAT) | 1,420 | 1,595 | +175 | 388 | 472 | 0.23% | +84 |
| PEPSICO INC(PEP) | 5,163 | 5,613 | +450 | 875 | 953 | 0.47% | +78 |
| MCDONALDS CORP(MCD) | 2,345 | 2,345 | 0 | 618 | 695 | 0.34% | +78 |
| DOVER CORP(DOV) | 5,100 | 5,100 | 0 | 712 | 784 | 0.38% | +73 |
| SPDR S&P 500 ETF TR(SPY) | 3,978 | 3,728 | -250 | 1,701 | 1,772 | 0.87% | +71 |
| INTEL CORP(INTC) | 12,325 | 10,100 | -2,225 | 438 | 508 | 0.25% | +69 |
| PALO ALTO NETWORKS INC(PANW) | 1,505 | 1,430 | -75 | 353 | 422 | 0.21% | +69 |
| UNION PAC CORP(UNP) | 1,100 | 1,150 | +50 | 224 | 282 | 0.14% | +58 |
| ABBOTT LABS | 4,162 | 4,162 | 0 | 403 | 458 | 0.22% | +55 |
| BLACKROCK INC(BLK) | 450 | 425 | -25 | 291 | 345 | 0.17% | +54 |
| IDEXX LABS INC(IDXX) | 475 | 450 | -25 | 208 | 250 | 0.12% | +42 |
| ELI LILLY & CO(LLY) | 3,662 | 3,433 | -229 | 1,967 | 2,001 | 0.98% | +34 |
| EATON CORP PLC(ETN) | 1,200 | 1,200 | 0 | 256 | 289 | 0.14% | +33 |
| FORD MTR CO DEL(F) | 16,750 | 19,758 | +3,008 | 208 | 241 | 0.12% | +33 |
| YUM BRANDS INC(YUM) | 4,536 | 4,536 | 0 | 567 | 593 | 0.29% | +26 |
| DOMINOS PIZZA INC(DPZ) | 701 | 701 | 0 | 266 | 289 | 0.14% | +23 |
| NORTHROP GRUMMAN CORP(NOC) | 0 | 715 | +715 | 0 | 335 | 0.16% | +335 |
| ABBVIE INC(ABBV) | 3,712 | 3,692 | -20 | 553 | 572 | 0.28% | +19 |
| DATADOG INC(DDOG) | 4,495 | 3,520 | -975 | 409 | 427 | 0.21% | +18 |
| WARNER BROS DISCOVERY INC(WBD) | 73,055 | 71,138 | -1,917 | 793 | 810 | 0.40% | +16 |
| BERKSHIRE HATHAWAY INC DEL | 1 | 1 | 0 | 531 | 543 | 0.27% | +11 |
| GENERAL MLS INC(GIS) | 6,200 | 6,200 | 0 | 397 | 404 | 0.20% | +7 |
| PALANTIR TECHNOLOGIES INC(PLTR) | 21,000 | 19,912 | -1,088 | 336 | 342 | 0.17% | +6 |
| LOWES COS INC(LOW) | 1,306 | 1,231 | -75 | 271 | 274 | 0.13% | +3 |
| EATON VANCE RISK-MANAGED DIV | 15,000 | 15,000 | 0 | 115 | 118 | 0.06% | +2 |
| UIPATH INC(PATH) | 26,000 | 18,000 | -8,000 | 445 | 447 | 0.22% | +2 |
| PROCTER AND GAMBLE CO(PG) | 2,075 | 2,075 | 0 | 303 | 304 | 0.15% | +1 |
| CSX CORP(CSX) | 44,015 | 38,955 | -5,060 | 1,353 | 1,351 | 0.66% | -3 |
| COMCAST CORP NEW(CCZ) | 7,400 | 7,400 | 0 | 328 | 324 | 0.16% | -4 |
| DISNEY WALT CO(DIS) | 25,420 | 22,732 | -2,688 | 2,060 | 2,052 | 1.00% | -8 |
| UNITEDHEALTH GROUP INC(UNH) | 1,400 | 1,325 | -75 | 706 | 698 | 0.34% | -8 |
| CISCO SYS INC(CSCO) | 4,573 | 4,573 | 0 | 246 | 231 | 0.11% | -15 |
| INTUIT(INTU) | 1,225 | 975 | -250 | 626 | 609 | 0.30% | -16 |
| OCCIDENTAL PETE CORP(OXY) | 3,865 | 3,865 | 0 | 251 | 231 | 0.11% | -20 |
| PLUG POWER INC(PLUG) | 16,500 | 18,850 | +2,350 | 125 | 85 | 0.04% | -41 |
| SL GREEN RLTY CORP(SLG) | 8,225 | 5,750 | -2,475 | 307 | 260 | 0.13% | -47 |
| MERCK & CO INC(MRK) | 7,460 | 6,560 | -900 | 768 | 715 | 0.35% | -53 |
| AT&T INC(T) | 19,250 | 13,500 | -5,750 | 289 | 227 | 0.11% | -63 |
| FEDEX CORP(FDX) | 1,025 | 825 | -200 | 272 | 209 | 0.10% | -63 |
| UBER TECHNOLOGIES INC(UBER) | 14,360 | 9,468 | -4,892 | 660 | 583 | 0.28% | -77 |
| TJX COS INC NEW(TJX) | 12,022 | 10,425 | -1,597 | 1,069 | 978 | 0.48% | -91 |
| CLEAN HARBORS INC(CLH) | 9,618 | 8,687 | -931 | 1,610 | 1,516 | 0.74% | -94 |
| APOLLO TACTICAL INCOME FD IN | 65,000 | 55,000 | -10,000 | 869 | 768 | 0.38% | -101 |
| CVS HEALTH CORP(CVS) | 5,025 | 3,050 | -1,975 | 351 | 241 | 0.12% | -110 |