Fund HoldingsSound Income Strategies, LLC

Total Portfolio Value
$1.20B
Total Bought
$193.75M
Total Sold
$175.99M
Net Transaction
+$17.76M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
ORGANON & CO(OGN)0489,729+489,72907,0620.59%+7,062
PENNANTPARK FLOATING RATE CA(PFLA)3,127,7153,246,302+118,58733,34139,2803.27%+5,939
XEROX HOLDINGS CORP430,252691,989+261,7376,75112,6841.06%+5,934
SIXTH STREET SPECIALTY LENDN(TSLX)1,841,3881,989,678+148,29037,63842,9773.58%+5,339
INTERNATIONAL BUSINESS MACHS(IBM)104,902115,492+10,59014,71818,8891.57%+4,171
OMNICOM GROUP INC(OMC)0229,016+229,016019,8121.65%+19,812
ISHARES TR036,124+36,12403,9100.33%+3,910
ISHARES TR036,459+36,45903,7580.31%+3,758
CITIGROUP INC(C)0258,150+258,150013,2791.11%+13,279
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
022,496+22,49603,5500.30%+3,550
OWL ROCK CAPITAL CORPORATION(OBDC)2,369,1222,460,072+90,95032,81236,3113.02%+3,498
SIMON PPTY GROUP INC NEW(SPG)086,689+86,689012,3651.03%+12,365
APPLE INC(AAPL)075,110+75,110014,4611.20%+14,461
SPIRIT RLTY CAP INC NEW0250,242+250,242010,9330.91%+10,933
FRANKLIN RESOURCES INC(BEN)0425,788+425,788012,6841.06%+12,684
AT&T INC(T)917,695995,997+78,30213,78416,7131.39%+2,929
ISHARES TR1,8237,718+5,8957833,6860.31%+2,903
SPDR GOLD TR(GLD)015,395+15,39502,9430.24%+2,943
TIDAL ETF TR1,562,7721,607,529+44,75726,91929,6032.46%+2,684
GLOBAL MED REIT INC913,656977,499+63,8438,19510,8500.90%+2,655
ENBRIDGE INC(ENB)0469,551+469,551016,9131.41%+16,913
PARK HOTELS & RESORTS INC(PK)607,522659,608+52,0867,48510,0920.84%+2,607
ISHARES TR026,695+26,69502,6500.22%+2,650
FIRST TR02,020,102+2,020,102032,3222.69%+32,322
ISHARES INC0939,141+939,141034,1382.84%+34,138
ARES CAPITAL CORP(ARCC)1,887,9081,954,786+66,87836,75839,1543.26%+2,397
PATTERSON COS INC0561,445+561,445015,9731.33%+15,973
GOLUB CAP BDC INC(GBDC)2,468,4432,545,571+77,12836,21238,4383.20%+2,226
ONEOK INC NEW(OKE)174,067188,839+14,77211,04113,2601.10%+2,219
WALGREENS BOOTS ALLIANCE INC0398,370+398,370010,4010.87%+10,401
BAXTER INTL INC055,656+55,65602,1520.18%+2,152
PRINCIPAL FINANCIAL GROUP IN(PFG)154,529167,437+12,90811,13713,1721.10%+2,035
INVESCO DB US DLR INDEX TR
BULLISH FD
075,112+75,11202,0350.17%+2,035
CARETRUST REIT INC(CTRE)102,276184,593+82,3172,0974,1310.34%+2,035
PROSHARES TR
PSHS SH MSCI EAF
0115,216+115,21601,9760.16%+1,976
PROSHARES TR0152,563+152,56301,9820.16%+1,982
TIDAL ETF TR775,283811,759+36,47619,27921,0991.76%+1,821
EDISON INTL(EIX)0133,476+133,47609,5420.79%+9,542
M & T BK CORP(MTB)73,78580,000+6,2159,33010,9660.91%+1,636
HERCULES CAPITAL INC(HCXY)2,521,1092,580,372+59,26341,39743,0153.58%+1,618
VANECK VECTORS ETF TR
EMERGING MRKT HI
01,950,451+1,950,451036,1033.00%+36,103
AMAZON COM INC(AMZN)34,54239,276+4,7344,3915,9680.50%+1,577
VICI PPTYS INC(VICI)0342,514+342,514010,9190.91%+10,919
LYONDELLBASELL INDUSTRIES N
SHS - A -
187,300202,836+15,53617,73719,2861.61%+1,548
SENSATA TECHNOLOGIES HLDG PL
SHS
040,401+40,40101,5180.13%+1,518
GLOBAL NET LEASE INC(GNL)746,066867,149+121,0837,1708,6280.72%+1,458
APPLE HOSPITALITY REIT INC(APLE)495,353543,856+48,5037,5999,0330.75%+1,435
GAMING & LEISURE PPTYS INC(GLPI)179,898195,063+15,1658,1949,6260.80%+1,432
SPDR S&P 500 ETF TR(SPY)04,209+4,20902,0010.17%+2,001
DOW INC(DOW)158,447170,860+12,4138,1709,3700.78%+1,200
ENTERGY CORP NEW(ETR)77,15782,345+5,1887,1378,3330.69%+1,195
MAIN STR CAP CORP(MAIN)345,128351,983+6,85514,02315,2161.27%+1,194
COMKENVUE INC(KVUE)343,447373,952+30,5056,8968,0510.67%+1,155
BRINKS CO(BCO)46,73351,359+4,6263,3954,5170.38%+1,122
GLOBAL X FDS
NASDAQ 100 COVER
062,685+62,68501,0870.09%+1,087
MICROSOFT CORP(MSFT)011,881+11,88104,4680.37%+4,468
NETFLIX INC(NFLX)08,466+8,46604,1220.34%+4,122
BLOCK H & R INC299,366288,148-11,21812,89113,9381.16%+1,047
SPONSORED ADRGSK PLC(GSK)272,831294,744+21,9139,89010,9230.91%+1,033
COMMON STOCKPHILLIPS EDISON & CO INC(PECO)033,205+33,20501,2110.10%+1,211
CARTERS INC(CRI)86,60993,170+6,5615,9896,9770.58%+988
ALPINE INCOME PPTY TR INC533,539574,075+40,5368,7299,7080.81%+979
MSC INDL DIRECT INC(MSM)87,81894,744+6,9268,6199,5940.80%+974
STELLANTIS N.V(STLA)141,504155,686+14,1822,7073,6310.30%+924
ISHARES TR
0-5YR HI YL CP
01,000,092+1,000,092042,2243.51%+42,224
WEBSTER FINL CORP CONN(WBS)016,352+16,35208300.07%+830
GREIF INC(GEF)0247,379+247,379016,3291.36%+16,329
WESTERN DIGITAL CORP.(WDC)57,31263,751+6,4392,6153,3390.28%+723
ALPHABET INC(GOOG)29,06631,938+2,8723,8044,4610.37%+658
GLOBAL PMTS INC(GPN)25,82828,335+2,5072,9803,5990.30%+618
CAPITAL SOUTHWEST CORP(CSWC)524,394532,307+7,91312,00912,6161.05%+607
BANK NEW YORK MELLON CORP043,628+43,62802,2710.19%+2,271
ISHARES TR012,017+12,01706260.05%+626
ISHARES TR
MSCI USA QLT FCT
03,854+3,85405670.05%+567
ISHARES TR
ESG AWR MSCI USA
04,878+4,87805120.04%+512
ETFIS SER TR I
VIRTUS INFRCAP
182,249193,713+11,4643,5254,0120.33%+487
VANGUARD INDEX FDS2,4973,311+8149801,4460.12%+466
FLEXSHARES TR
US QUALITY CAP
08,483+8,48304490.04%+449
GLADSTONE INVT CORP031,123+31,12304400.04%+440
BERRY GLOBAL GROUP INC037,966+37,96602,5590.21%+2,559
UNILEVER PLC(UL)147,815159,515+11,7007,3027,7330.64%+431
PRUDENTIAL FINL INC(PFH)19,22821,744+2,5161,8252,2550.19%+431
SPDR SER TR
ST BLOO HIGH ETF
50,37552,540+2,1654,5544,9770.41%+423
SELECT SECTOR SPDR TR
ST STR REAL ETF
049,075+49,07501,9660.16%+1,966
HOME DEPOT INC(HD)03,177+3,17701,1010.09%+1,101
PIONEER NAT RES CO01,779+1,77904000.03%+400
FIRST TR EXCH TRADED FD III234,659245,333+10,6743,7484,1360.34%+389
INVESCO EXCH TRADED FD TR II337,566355,717+18,1513,6964,0800.34%+384
LEVI STRAUSS & CO NEW(LEVI)76,60285,585+8,9831,0401,4160.12%+375
NEXTERA ENERGY INC(NEE)026,087+26,08701,5850.13%+1,585
VANGUARD INDEX FDS021,406+21,40601,8910.16%+1,891
FLEXSHARES TR
CRE SLCT BD FD
015,944+15,94403570.03%+357
JPMORGAN CHASE & CO(JPM)6,6487,760+1,1129641,3200.11%+356
GLOBAL X FDS397,745423,547+25,8023,4923,8460.32%+354
GLOBAL X FDS
US PFD ETF
195,561207,696+12,1353,6794,0290.34%+351
CONAGRA BRANDS INC(CAG)090,879+90,87902,6050.22%+2,605
SPDR SER TR
ST TERM HIGH ETF
194,538202,429+7,8914,7585,0890.42%+331
ISHARES TR04,014+4,01403890.03%+389
COCA COLA CO(KO)011,581+11,58106820.06%+682
SPDR SER TR
ST STR PFD ETF
114,684120,566+5,8823,7234,0410.34%+319
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