Fund Holdings — FNY Investment Advisers, LLC

Total Portfolio Value

$89.3K

Total Bought

$59.7K

Total Sold

$144.6K

Net Transaction

-$84.9K

Filing Period:Filter:

Securities ▲▼	Shares			Value ($K)
Securities ▲▼	Q3 2023 ▲▼	Q4 2023 ▲▼	Change ▲▼	Q3 2023 ▲▼	Q4 2023 ▲▼	Weight (%) ▲▼	Change ▲▼
ISHARES RUSSELL 2000 ETF	0	21,161	+21,161	0	4	4.75%	+4
SPLUNK ORD	705	26,440	+25,735	0	4	4.51%	+4
CAPRI HOLDINGS ORD SHS	59,600	124,790	+65,190	3	6	7.02%	+3
BYRNA TECHNOLOGIES ORD(BYRN)	748,839	707,367	-41,472	2	5	5.06%	+3
ISHARES US REAL ESTATE ETF	0	28,500	+28,500	0	3	2.92%	+3
FLEX ORD(FLEX)	0	95,500	+95,500	0	2	2.45%	+2
BOM MICRSCT FNG IDX 3X INVRS LEV ETN	0	375,270	+375,270	0	2	2.45%	+2
ADVISORSHARES PURE US CANNABIS ETF PURE US CANN ETF	57,870	354,000	+296,130	0	2	2.78%	+2
WESTROCK ORD	10,983	55,027	+44,044	0	2	2.56%	+2
ALIBABA GROUP HOLDING ADR REP 8 ORD(BABA)	1,206	22,740	+21,534	0	2	1.97%	+2
TOUGHBUILT INDUSTRIES ORD	0	160,000	+160,000	0	2	1.83%	+2
US STEEL ORD	0	32,330	+32,330	0	2	1.76%	+2
HESS ORD	0	10,000	+10,000	0	1	1.61%	+1
TENCENT HOLDINGS ADR	0	30,000	+30,000	0	1	1.27%	+1
CME GROUP CL A ORD(CME)	0	5,100	+5,100	0	1	1.20%	+1
ALTRIA GROUP ORD(MO)	0	26,414	+26,414	0	1	1.19%	+1
BP ADR EACH REPSTNG SIX ORD(BP)	0	30,000	+30,000	0	1	1.19%	+1
HOLLYSYS AUTOMATION TECHNOLOGIES ORD	0	31,600	+31,600	0	1	0.93%	+1
GLOBAL X LITHIUM BATTERY TECH ETF LITHIUM BTRY ETF	0	16,050	+16,050	0	1	0.91%	+1
SEQUANS COMMUNICATIONS ADR REP 4 ORD(Q)	30,000	315,916	+285,916	0	1	1.00%	+1
ENDEAVOR GROUP HOLDINGS CL A ORD	9,281	38,668	+29,387	0	1	1.03%	+1
US BANCORP ORD(USB)	0	16,400	+16,400	0	1	0.79%	+1
KARUNA THERAPEUTICS ORD	0	2,000	+2,000	0	1	0.71%	+1
KRANESHARES CSI CHINA INTERNET ETF	6,500	29,811	+23,311	0	1	0.90%	+1
ALBERTSONS COMPANIES CL A ORD	11,000	38,000	+27,000	0	1	0.98%	+1
HOEGH LNG PARTNERS PRF	0	46,929	+46,929	0	1	0.67%	+1
AMERICAN TOWER REIT(AMT)	0	2,600	+2,600	0	1	0.63%	+1
LI AUTO ADR 2 ORD(LI)	8	15,000	+14,992	0	1	0.63%	+1
ALEXANDRIA REAL ESTATE EQ REIT ORD	0	4,000	+4,000	0	1	0.57%	+1
ISHARES MSCI EAFE ETF	0	6,700	+6,700	0	1	0.56%	+1
VANECK GOLD MINERS ETF GOLD MINERS ETF	9,138	23,258	+14,120	0	1	0.81%	0
YPF SOCIEDAD ANONIM ADR REP 1 CL D O(YPF)	0	22,000	+22,000	0	0	0.42%	0
ROCHE HOLDINGS ADR	0	10,001	+10,001	0	0	0.41%	0
GOLD FIELDS ADR REP 1 ORD(GFI)	0	25,000	+25,000	0	0	0.40%	0
NVIDIA ORD(NVDA)	4,818	4,945	+127	2	2	2.74%	0
ENERGY SELECT SECTOR SPDR ETF ST STR ENERG ETF	100	4,300	+4,200	0	0	0.40%	0
STARBUCKS ORD(SBUX)	0	3,612	+3,612	0	0	0.39%	0
MONEYLION CL A ORD	15,010	10,653	-4,357	0	1	0.75%	0
CEREVEL THERAPEUTICS HOLDINGS ORD	0	8,000	+8,000	0	0	0.38%	0
IMMUNOGEN ORD	0	11,420	+11,420	0	0	0.38%	0
MARVELL TECHNOLOGY ORD(MRVL)	0	5,500	+5,500	0	0	0.37%	0
BEST BUY ORD(BBY)	0	4,200	+4,200	0	0	0.37%	0
MGM RESORTS INTERNATIONAL ORD(MGM)	0	7,200	+7,200	0	0	0.36%	0
NUTRIEN ORD(NTR)	0	5,700	+5,700	0	0	0.36%	0
AFRICAN AGRICULTURE HOLDINGS ORD	0	256,000	+256,000	0	0	0.36%	0
SIMON PROP GRP REIT ORD(SPG)	0	2,200	+2,200	0	0	0.35%	0
RITHM CAPITAL ORD(RITM)	0	28,500	+28,500	0	0	0.34%	0
BRISTOL MYERS SQUIBB ORD(BMY)	70	5,850	+5,780	0	0	0.34%	0
GAN ORD	0	185,000	+185,000	0	0	0.33%	0
SMITH NEPHEW ADR REP 2 ORD(SNN)	0	10,000	+10,000	0	0	0.30%	0
HERSHEY FOODS ORD(HSY)	0	1,445	+1,445	0	0	0.30%	0
KIMBERLY CLARK ORD(KMB)	0	2,168	+2,168	0	0	0.29%	0
SOLID POWER CL A ORD(SLDP)	0	177,000	+177,000	0	0	0.29%	0
SILICON MOTION TECHNO ADR REP 4 ORD(SIMO)	6,608	9,650	+3,042	0	1	0.66%	0
HARMONIC ORD(HLIT)	0	19,100	+19,100	0	0	0.28%	0
ORCHARD THERAPEUTICS ADR	0	15,000	+15,000	0	0	0.28%	0
ADVISORSHARES MSOS 2X DAILY ETF	0	66,500	+66,500	0	0	0.27%	0
TOTALENERGIES ADR REP ONE ORD(TTE)	0	3,500	+3,500	0	0	0.26%	0
CAVA GROUP ORD(CAVA)	0	5,201	+5,201	0	0	0.25%	0
ISHARES MSCI CHILE ETF	0	7,931	+7,931	0	0	0.25%	0
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD	28,479	32,809	+4,330	1	1	1.06%	0
ELI LILLY ORD(LLY)	0	361	+361	0	0	0.24%	0
RESTAURANT BRANDS INTRNATIONAL ORD(QSR)	0	2,700	+2,700	0	0	0.24%	0
AVROBIO ORD	225,000	400,000	+175,000	0	1	0.61%	0
RAMBUS ORD(RMBS)	0	2,900	+2,900	0	0	0.22%	0
ALTC ACQUISITION CL A ORD(OKLO)	70,201	87,250	+17,049	1	1	1.03%	0
VANECK OIL SERVICES ETF OIL SERVICES ETF	0	600	+600	0	0	0.21%	0
SPROTT PHYSICAL URANIUM UNT	5,000	12,500	+7,500	0	0	0.30%	0
MICRON TECHNOLOGY ORD(MU)	0	2,100	+2,100	0	0	0.20%	0
EURONAV NV(CMBT)	0	10,000	+10,000	0	0	0.20%	0
HIRERIGHT HOLDINGS ORD	0	13,000	+13,000	0	0	0.19%	0
AERCAP HOLDINGS ORD(AER)	0	2,300	+2,300	0	0	0.19%	0
INDIE SEMICONDUCTOR CL A ORD(INDI)	0	20,803	+20,803	0	0	0.19%	0
ISHARES MSCI BRAZIL ETF	0	4,800	+4,800	0	0	0.19%	0
BHP GROUP ADR	0	2,398	+2,398	0	0	0.18%	0
CYBIN ORD(HELP)	2,000	402,000	+400,000	0	0	0.18%	0
AGNICO EAGLE ORD(AEM)	0	2,800	+2,800	0	0	0.17%	0
LIBRTY MEDIA LRTY SIRIUSXM SRS A ORD	27,849	29,939	+2,090	1	1	0.96%	0
EQUUS TOTAL RETURN CF(EQS)	0	100,000	+100,000	0	0	0.16%	0
SIGMA LITHIUM ORD(SGML)	45	4,590	+4,545	0	0	0.16%	0
SPDR S&P REGIONAL BANKING ETF ST STR SP REGBNK	0	2,610	+2,610	0	0	0.15%	0
MEDTRONIC ORD(MDT)	0	1,600	+1,600	0	0	0.15%	0
FIRST FINANCIAL NORTHWEST ORD	0	8,729	+8,729	0	0	0.13%	0
DEVON ENERGY ORD(DVN)	0	2,500	+2,500	0	0	0.13%	0
CLEVELAND CLIFFS ORD(CLF)	0	5,500	+5,500	0	0	0.13%	0
ARM HOLDINGS ADR	275	1,634	+1,359	0	0	0.14%	0
CRITEO ADR REP ORD(CRTO)	1,500	6,000	+4,500	0	0	0.17%	0
HYZON MOTORS CL A ORD	0	121,600	+121,600	0	0	0.12%	0
ENZO BIOCHEM ORD	0	75,911	+75,911	0	0	0.12%	0
TARO PHARMACEUTICAL INDUSTRIES ORD	0	2,521	+2,521	0	0	0.12%	0
GRACELL BIOTECHNOLOG ADR REP 5 ORD	0	10,000	+10,000	0	0	0.11%	0
PAMPA ENERGIA ADR REPSG 25 ORD(PAM)	0	2,000	+2,000	0	0	0.11%	0
UNITED STATES OIL ETF(USO)	0	1,500	+1,500	0	0	0.11%	0
SPDR GOLD SHARES ETF(GLD)	0	500	+500	0	0	0.11%	0
SURGEPAYS ORD(SURG)	0	14,800	+14,800	0	0	0.11%	0
MONDELEZ INTERNATIONAL CL A ORD(MDLZ)	0	1,300	+1,300	0	0	0.11%	0
ESTABLISHMENT LABS HOLDINGS ORD(ESTA)	0	3,611	+3,611	0	0	0.10%	0
MELCO RESORTS ENTERTAINMENT ADR(MLCO)	0	10,000	+10,000	0	0	0.10%	0
MOVANO ORD	0	112,970	+112,970	0	0	0.10%	0
NEURONETICS ORD(STIM)	0	30,208	+30,208	0	0	0.10%	0

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