Fund HoldingsAltium Capital Management LLC

Total Portfolio Value
$172.82M
Total Bought
$101.83M
Total Sold
$35.85M
Net Transaction
+$65.98M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
IMMUNOVANT INC(IMVT)(Put)0300,000+300,000011,517+11,517
ALIMERA SCIENCES INC02,934,108+2,934,10809,0965.26%+9,096
STRUCTURE THERAPEUTICS INC0155,000+155,00007,8154.52%+7,815
BIOHAVEN LTD(BHVN)0287,000+287,00007,4654.32%+7,465
AMYLYX PHARMACEUTICALS INC(AMLX)185,000534,700+349,7003,9909,7905.67%+5,800
KARUNA THERAPEUTICS INC034,000+34,00005,7493.33%+5,749
CRINETICS PHARMACEUTICALS IN(CRNX)135,000262,000+127,0002,4337,7924.51%+5,359
CYMABAY THERAPEUTICS INC668,702800,000+131,2987,32211,9286.90%+4,606
SAGIMET BIOSCIENCES INC0483,181+483,18104,2522.46%+4,252
XTANT MED HLDGS INC6,227,5598,934,362+2,706,8035,7919,8285.69%+4,037
APELLIS PHARMACEUTICALS INC(Put)
PUT
0100,000+100,00003,804+3,804
AXSOME THERAPEUTICS INC(AXSM)40,00092,000+52,0002,8746,4303.72%+3,555
ACLARIS THERAPEUTICS INC0403,000+403,00002,7611.60%+2,761
ACUMEN PHARMACEUTICALS INC0650,000+650,00002,6981.56%+2,698
VERA THERAPEUTICS INC(VERA)120,000333,681+213,6811,9264,5752.65%+2,649
ORIC PHARMACEUTICALS INC(ORIC)0418,706+418,70602,5331.47%+2,533
IMMUNOGEN INC485,000725,000+240,0009,15211,5066.66%+2,354
INTRA-CELLULAR THERAPIES INC028,000+28,00001,4590.84%+1,459
SOLENO THERAPEUTICS INC047,081+47,08101,3890.80%+1,389
MERSANA THERAPEUTICS INC01,059,136+1,059,13601,3450.78%+1,345
OLEMA PHARMACEUTICALS INC(OLMA)310,000335,000+25,0002,7994,1372.39%+1,338
DIAMEDICA THERAPEUTICS INC0496,000+496,00001,2800.74%+1,280
ACLARIS THERAPEUTICS INC(Put)0175,000+175,00001,199+1,199
DYNE THERAPEUTICS INC(DYN)155,000315,000+160,0001,7442,8221.63%+1,079
ANAVEX LIFE SCIENCES CORP(Call)0154,900+154,90001,015+1,015
ANAVEX LIFE SCIENCES CORP(Put)0154,900+154,90001,015+1,015
MARINUS PHARMACEUTICALS INC0125,033+125,03301,0070.58%+1,007
ADMA BIOLOGICS INC2,380,0002,723,011+343,0118,7829,7485.64%+966
SADOT GROUP INC0865,263+865,26306050.35%+605
MOONLAKE IMMUNOTHERAPEUTICS(MLTX)88,00088,00004,4885,0162.90%+528
ARS PHARMACEUTICALS INC(Put)0100,000+100,0000378+378
SAREPTA THERAPEUTICS INC(SRPT)28,00029,300+1,3003,2073,5522.06%+345
SNOW LAKE RES LTD0219,384+219,38402900.17%+290
FAT BRANDS INC227,000200,000-27,0007769740.56%+198
PEPPERLIME HEALTH ACQUSTN CO367,500367,50008260.02%+18
NOCTURNE ACQUISITION CORP500,000500,000063780.05%+16
BITCOIN DEPOT INC050,000+50,000090.01%+9
CONDUIT PHARMACEUTICALS INC0100,000+100,000050.00%+5
TG VENTURE ACQUISITION CORP200,000200,0000560.00%+2
HARBOR CUSTOM DEVELOPMENT IN650,000650,0000660.00%+1
HARBOR CUSTOM DEVELOPMENT IN600,000600,0000450.00%0
DIRECT DIGITAL HOLDINGS INC180,000180,00001081080.06%0
RELATIVITY ACQUISITION CORP100,000100,0000000
NLS PHARMACEUTICS LTD200,000200,000021210.01%-0
TC BIOPHARM HOLDINGS PLC18,82318,8230100.00%-0
COLISEUM ACQUISITION CORP28,33328,3330440.00%-1
LIGHTNING EMOTORS INC32,6080-32,60810-1
SURROZEN INC82,23382,2330530.00%-1
PROSOMNUS INC150,000150,000012110.01%-2
CHAVANT CAPITAL ACQUISITN CO150,000150,0000640.00%-2
OPY ACQUISITION CORP I50,00050,0000410.00%-3
WESTERN ACQSTN VENTURES CORP100,000100,0000630.00%-3
SELINA HOSPITALITY PLC101,439101,4390410.00%-3
CEA INDUSTRIES INC250,000250,00001390.01%-4
MURPHY CANYON ACQUISITION CO100,0000-100,00050-5
DIGITAL HEALTH ACQUISITION C150,000150,00001030.00%-7
NEXALIN TECHNOLOGY INC105,000105,00001230.00%-9
CINGULATE INC270,000270,000057450.03%-12
COLOMBIER ACQUISITION CORP16,6660-16,666130-13
ONFOLIO HOLDINGS INC200,000200,000040270.02%-13
NEXGEL INC225,000225,000097770.04%-21
BRUUSH ORAL CARE INC360,57914,423-346,1562900.00%-29
JEFFS BRANDS LTD480,770480,770056210.01%-34
FIBROGEN INC(Put)17,0000-17,000460-46
DOUBLEDOWN INTERACTIVE CO LT60,87660,87605835160.30%-66
FIBROGEN INC(Call)35,0000-35,000950-94
WEARABLE DEVICES LTD1,411,6001,411,60002821680.10%-114
MARPAI INC117,8480-117,8482020-202
POLISHED COM INC576,0480-576,0482650-265
KARYOPHARM THERAPEUTICS INC740,000740,00001,3259920.57%-333
REPLIMUNE GROUP INC(REPL)130,000155,000+25,0003,0192,6521.53%-367
POLISHED COM INC6,103,8240-6,103,8243960-396
COGENT BIOSCIENCES INC(COGT)235,000235,00002,7822,2911.33%-491
OPY ACQUISITION CORP I50,0000-50,0005120-512
COLOMBIER ACQUISITION CORP50,0000-50,0005140-513
PRAXIS PRECISION MEDICINES I1,425,000650,000-775,0001,6391,1120.64%-527
MERSANA THERAPEUTICS INC(Call)200,1000-200,1006580-658
IMMUNOVANT INC(IMVT)35,1000-35,1006660-666
PHATHOM PHARMACEUTICALS INC(PHAT)207,432220,000+12,5682,9702,2811.32%-689
XENON PHARMACEUTICALS INC(XENE)228,000228,00008,7787,7884.51%-990
KODIAK SCIENCES INC(KOD)150,0000-150,0001,0350-1,035
WESTERN ACQSTN VENTURES CORP100,0000-100,0001,0410-1,041
PEPPERLIME HEALTH ACQUSTN CO100,0000-100,0001,0450-1,045
ASTRIA THERAPEUTICS INC01,347,088+1,347,088010,0495.81%+10,049
HARMONY BIOSCIENCES HLDGS IN(HRMY)149,889117,000-32,8895,2753,8342.22%-1,441
JASPER THERAPEUTICS INC2,868,0002,868,00003,9292,0081.16%-1,922
BRIDGEBIO PHARMA INC(BBIO)(Put)200,0000-200,0003,4400-3,440
INTERCEPT PHARMACEUTICALS IN323,0000-323,0003,5720-3,572
GRI BIO INC1,179,286521,508-657,7785,0128080.47%-4,204
REATA PHARMACEUTICALS INC41,4850-41,4854,2300-4,230
CHINOOK THERAPEUTICS INC305,0000-305,00011,7180-11,718
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