Fund HoldingsAltium Capital Management LLC

Total Portfolio Value
$145.10M
Total Bought
$74.62M
Total Sold
$121.29M
Net Transaction
-$46.67M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
EA SERIES TRUST
ALPHA ARCH 1-3
092,700+92,70009,7476.72%+9,747
CATALYST PHARMACEUTICALS INC(CPRX)0385,000+385,00006,4724.46%+6,472
SAVARA INC(SVRA)01,333,000+1,333,00006,2654.32%+6,265
XENON PHARMACEUTICALS INC(XENE)228,000290,535+62,5357,78813,3829.22%+5,594
VERA THERAPEUTICS INC(VERA)333,681615,000+281,3194,5759,4596.52%+4,884
AXSOME THERAPEUTICS INC(AXSM)92,000138,000+46,0006,43010,9837.57%+4,554
INSMED INC(INSM)0120,000+120,00003,7192.56%+3,719
ORIC PHARMACEUTICALS INC(ORIC)418,706676,000+257,2942,5336,2194.29%+3,686
INTRA-CELLULAR THERAPIES INC28,00071,000+43,0001,4595,0853.50%+3,627
IMMUNOVANT INC(IMVT)080,000+80,00003,3702.32%+3,370
ASCENDIS PHARMA A/S(ASND)025,000+25,00003,1492.17%+3,149
SOLENO THERAPEUTICS INC47,081104,909+57,8281,3894,2232.91%+2,833
ALIMERA SCIENCES INC2,934,1082,660,000-274,1089,09611,4917.92%+2,395
ENVVENO MEDICAL CORPORATION0344,471+344,47101,7711.22%+1,771
CYTOKINETICS INC(CYTK)020,000+20,00001,6701.15%+1,670
OLEMA PHARMACEUTICALS INC(OLMA)335,000413,607+78,6074,1375,8034.00%+1,666
ALPINE IMMUNE SCIENCES INC078,723+78,72301,5001.03%+1,500
VERU INC02,000,000+2,000,00001,4400.99%+1,440
NEUROGENE INC066,981+66,98101,2980.89%+1,298
ARVINAS INC031,210+31,21001,2850.89%+1,285
FORTRESS BIOTECH INC0405,122+405,12201,2190.84%+1,219
MARINUS PHARMACEUTICALS INC125,033200,000+74,9671,0072,1741.50%+1,167
CASSAVA SCIENCES INC(Put)047,000+47,00001,058+1,058
ACURX PHARMACEUTICALS INC(Put)0170,300+170,3000652+652
ADVISORSHARES TR
PURE US CANN ETF
080,000+80,00005610.39%+561
BIOXCEL THERAPEUTICS INC(Put)0169,200+169,2000499+499
RHYTHM PHARMACEUTICALS INC(RYTM)06,485+6,48502980.21%+298
CASSAVA SCIENCES INC013,000+13,00002930.20%+293
TONIX PHARMACEUTICALS HLDG C0540,025+540,02502180.15%+218
CYCLACEL PHARMACEUTICALS INC037,982+37,98201010.07%+101
NEXGEL INC225,000225,0000771100.08%+34
NOVABAY PHARMACEUTICALS INC067,457+67,4570140.01%+14
MOBIX LABS INC0150,000+150,0000110.01%+11
NOCTURNE ACQUISITION CORP500,000500,000078820.06%+4
WESTERN ACQSTN VENTURES CORP0100,000+100,000030.00%+3
CONDUIT PHARMACEUTICALS INC100,000100,0000570.00%+2
TC BIOPHARM HOLDINGS PLC018,823+18,823010.00%+1
DIGITAL HEALTH ACQUISITION C150,000150,0000340.00%+1
RELATIVITY ACQUISITION CORP100,000100,0000000
BRUUSH ORAL CARE INC14,42314,4230000.00%-0
TC BIOPHARM HOLDINGS PLC18,8230-18,82300-0
SELINA HOSPITALITY PLC101,439101,4390100.00%-1
OPY ACQUISITION CORP I50,0000-50,00010-1
NEXALIN TECHNOLOGY INC105,000105,0000310.00%-2
SURROZEN INC82,23382,2330310.00%-2
BITCOIN DEPOT INC50,00050,0000970.00%-2
COLISEUM ACQUISITION CORP28,33328,3330410.00%-2
WESTERN ACQSTN VENTURES CORP100,0000-100,00030-3
TG VENTURE ACQUISITION CORP200,000200,0000630.00%-3
CHAVANT CAPITAL ACQUISITN CO150,0000-150,00040-4
HARBOR CUSTOM DEVELOPMENT IN600,0000-600,00050-4
CEA INDUSTRIES INC250,000250,0000930.00%-6
PROSOMNUS INC150,000150,00001140.00%-6
HARBOR CUSTOM DEVELOPMENT IN650,0000-650,00060-6
NLS PHARMACEUTICS LTD200,000200,000021110.01%-10
ONFOLIO HOLDINGS INC200,000200,000027160.01%-11
PEPPERLIME HEALTH ACQUSTN CO367,500367,500026110.01%-15
JEFFS BRANDS LTD480,77068,681-412,0892130.00%-19
CINGULATE INC270,000270,00004580.01%-36
DOUBLEDOWN INTERACTIVE CO LT60,87660,87605164470.31%-69
WEARABLE DEVICES LTD1,411,6001,411,6000168990.07%-70
DIRECT DIGITAL HOLDINGS INC180,0000-180,0001080-108
SNOW LAKE RES LTD219,3840-219,3842900-290
FAT BRANDS INC200,000200,00009746800.47%-294
KARYOPHARM THERAPEUTICS INC740,000740,00009926400.44%-351
ARS PHARMACEUTICALS INC(Put)100,0000-100,0003780-378
DIAMEDICA THERAPEUTICS INC496,000287,698-208,3021,2808170.56%-463
SADOT GROUP INC865,263168,235-697,028605670.05%-537
XTANT MED HLDGS INC8,934,3628,027,593-906,7699,8289,0716.25%-757
GRI BIO INC521,5080-521,5088080-808
ANAVEX LIFE SCIENCES CORP(Call)154,9000-154,9001,0150-1,015
ANAVEX LIFE SCIENCES CORP(Put)154,9000-154,9001,0150-1,015
PRAXIS PRECISION MEDICINES I650,0000-650,0001,1120-1,111
ACLARIS THERAPEUTICS INC(Put)175,0000-175,0001,1990-1,199
MERSANA THERAPEUTICS INC1,059,1360-1,059,1361,3450-1,345
SAGIMET BIOSCIENCES INC483,181483,18104,2522,5321.74%-1,720
JASPER THERAPEUTICS INC2,868,0000-2,868,0002,0080-2,008
PHATHOM PHARMACEUTICALS INC(PHAT)220,0000-220,0002,2810-2,281
COGENT BIOSCIENCES INC(COGT)235,0000-235,0002,2910-2,291
REPLIMUNE GROUP INC(REPL)155,0000-155,0002,6520-2,652
ACUMEN PHARMACEUTICALS INC650,0000-650,0002,6980-2,697
ACLARIS THERAPEUTICS INC403,0000-403,0002,7610-2,761
DYNE THERAPEUTICS INC(DYN)315,0000-315,0002,8220-2,822
SAREPTA THERAPEUTICS INC(SRPT)29,3000-29,3003,5520-3,552
APELLIS PHARMACEUTICALS INC(Put)
PUT
100,0000-100,0003,8040-3,804
HARMONY BIOSCIENCES HLDGS IN(HRMY)117,0000-117,0003,8340-3,834
ASTRIA THERAPEUTICS INC1,347,088730,000-617,08810,0495,6063.86%-4,443
ADMA BIOLOGICS INC2,723,0111,095,000-1,628,0119,7484,9493.41%-4,799
MOONLAKE IMMUNOTHERAPEUTICS(MLTX)88,0000-88,0005,0160-5,016
CRINETICS PHARMACEUTICALS IN(CRNX)262,00065,000-197,0007,7922,3131.59%-5,479
KARUNA THERAPEUTICS INC34,0000-34,0005,7490-5,749
BIOHAVEN LTD(BHVN)287,0000-287,0007,4650-7,465
STRUCTURE THERAPEUTICS INC155,0000-155,0007,8150-7,815
AMYLYX PHARMACEUTICALS INC(AMLX)534,700119,526-415,1749,7901,7591.21%-8,031
CYMABAY THERAPEUTICS INC800,000111,000-689,00011,9282,6221.81%-9,306
IMMUNOGEN INC725,0000-725,00011,5060-11,506
IMMUNOVANT INC(IMVT)(Put)300,0000-300,00011,5170-11,517
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