Fund HoldingsJoseph P. Lucia & Associates, LLC

Total Portfolio Value
$143.02M
Total Bought
$8.88M
Total Sold
$8.62M
Net Transaction
+$253.1K
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
SELECT SECTOR SPDR TR
ST STR ENERG ETF
15,43125,462+10,0311,2532,3021.61%+1,049
SELECT SECTOR SPDR TR
ST STR INDL ETF
07,418+7,41807520.53%+752
J P MORGAN EXCHANGE TRADED F
NASDAQ EQT PREM
23,15237,507+14,3551,1201,7601.23%+640
J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
54,14567,564+13,4192,9963,6192.53%+623
INVESCO EXCHANGE TRADED FD T
GBL LISTED PVT
06,382+6,38203300.23%+330
SCHWAB STRATEGIC TR47,08754,625+7,5382,4342,7231.90%+289
SELECT SECTOR SPDR TR
ST STR CARE ETF
6,0348,343+2,3098011,0740.75%+273
INVESCO EXCHANGE TRADED FD T
S&P500 EQL ENR
23,04423,480+4361,5771,8011.26%+224
SCHWAB STRATEGIC TR48,16052,535+4,3753,4973,7172.60%+220
ENERGY TRANSFER L P(ET)29,93539,255+9,3203805510.39%+171
UBER TECHNOLOGIES INC(UBER)8,56911,269+2,7003705180.36%+148
VERIZON COMMUNICATIONS INC(VZ)18,88425,897+7,0137028390.59%+137
TESLA INC(TSLA)3,9654,658+6931,0381,1660.81%+128
INVESCO QQQ TR6,2836,780+4972,3212,4291.70%+108
TRANSOCEAN LTD(RIG)010,607+10,6070870.06%+87
SELECT SECTOR SPDR TR
ST STR MATER ETF
011,685+11,68509180.64%+918
SELECT SECTOR SPDR TR
ST STR STAPL ETF
2,8994,278+1,3792152940.21%+79
ALPHABET INC(GOOG)6,3696,36907628330.58%+71
NVIDIA CORPORATION(NVDA)4,0394,054+151,7081,7631.23%+55
AMERICAN CENTY ETF TR14,61615,252+6361,1341,1890.83%+55
META PLATFORMS INC(META)4,5314,511-201,3001,3540.95%+54
SPDR S&P 500 ETF TR(SPY)4,8985,167+2692,1712,2091.54%+38
INTERNATIONAL BUSINESS MACHS(IBM)5,8985,891-77898260.58%+37
ALPHABET INC(GOOG)3,1203,12003774110.29%+34
KKR INCOME OPPORTUNITIES FD93,13792,487-6501,0811,1060.77%+25
ISHARES TR3,2043,564+3603473640.25%+17
AMAZON COM INC(AMZN)28,63329,477+8443,7333,7472.62%+15
GLOBAL X FDS
RATE PREFERRED
11,05611,05602472540.18%+7
BERKSHIRE HATHAWAY INC DEL64464402202260.16%+6
ISHARES TR3,8523,377-4753273290.23%+2
CANOO INC10,00010,0000550.00%0
JPMORGAN CHASE & CO(JPM)1,4421,44202102090.15%-1
ISHARES TR5,2765,271-54284270.30%-1
CREDIT SUISSE HIGH YIELD BD122,185122,18502312300.16%-1
ALDEYRA THERAPEUTICS INC22,78128,331+5,5501911890.13%-2
MICROSOFT CORP(MSFT)1,8912,026+1356446400.45%-4
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
20,16520,16502892840.20%-6
NOKIA CORP(NOK)15,00015,000062560.04%-6
ISHARES TR92592502372280.16%-9
ISHARES TR2,9492,964+152892790.19%-10
ETF MANAGERS TR050,957+50,95702,6291.84%+2,629
SCHWAB STRATEGIC TR12,91512,690-2253183040.21%-14
VANGUARD BD INDEX FDS4,9704,97003743590.25%-15
SCHWAB STRATEGIC TR6,2126,052-1602212060.14%-16
ISHARES TR2,1382,13802342140.15%-20
MUSCLE MAKER INC16,8050-16,805200-20
VANGUARD INDEX FDS1,7781,77803913700.26%-21
SPDR SER TR
ST STR SP AERO
2,4252,42502952720.19%-23
SELECT SECTOR SPDR TR
ST STR UTIL ETF
3,5233,52302312080.15%-23
ISHARES TR3,6143,524-903893660.26%-23
GLOBAL X FDS26,87026,225-6454494250.30%-24
AMPLIFY ETF TR11,19510,818-3774033760.26%-27
VANECK ETF TRUST
EMERGING MRKT HI
22,89521,940-9554193910.27%-28
GLOBAL X FDS25,75025,500-2509429140.64%-28
GLOBAL X FDS
S&P 500 COVERED
21,89322,379+4868998700.61%-28
ISHARES TR
MORTGE REL ETF
10,2759,417-8582422100.15%-32
ISHARES TR2,1451,960-1852722400.17%-33
EATON VANCE TAX-MANAGED GLOB(ETW)66,65066,981+3315485120.36%-36
ISHARES TR1,0951,09505555190.36%-37
CONSOLIDATED EDISON INC(ED)8,5358,544+97727310.51%-41
SPDR SER TR
ST STR SP REGBNK
027,881+27,88101,1650.81%+1,165
VANGUARD MALVERN FDS8,6177,748-8694093660.26%-42
SELECT SECTOR SPDR TR
ST STR DISCR ETF
3,7643,689-756395940.42%-45
ISHARES TR12,62812,62802321850.13%-48
VANGUARD WORLD FDS
HEALTH CAR ETF
5,2765,27601,2921,2400.87%-51
PUTNAM MANAGED MUN INCOME TR62,49860,086-2,4123813290.23%-52
VIRTUS CONVERTIBLE & INCOME53,52940,789-12,7401861270.09%-59
SNOWFLAKE INC(SNOW)2,8952,883-125094400.31%-69
INVESCO EXCH TRADED FD TR II12,86611,806-1,0605324630.32%-69
SCHWAB STRATEGIC TR51,27751,861+5843,8433,7712.64%-72
GLOBAL X FDS
AUTONMOUS EV ETF
18,75517,730-1,0254884160.29%-72
ISHARES TR65,91865,100-8182,0391,9631.37%-76
SCHWAB STRATEGIC TR38,36138,195-1662,0091,9331.35%-76
ISHARES TR
0-5 YR TIPS ETF
016,264+16,26401,5761.10%+1,576
WISDOMTREE TR(WT)30,60929,844-7659708840.62%-86
INVESCO EXCH TRADED FD TR II11,51510,664-8517236270.44%-96
VANGUARD SPECIALIZED FUNDS13,01912,965-542,1152,0141.41%-100
GLOBAL X FDS
NASDAQ 100 COVER
134,397135,850+1,4532,3862,2781.59%-107
ISHARES TR
FLTG RATE NT ETF
32,01629,816-2,2001,6271,5171.06%-110
ISHARES TR4,7434,155-5885534400.31%-113
AGNC INVT CORP(AGNC)11,2750-11,2751140-114
SCHWAB STRATEGIC TR28,99728,741-2562,0601,9451.36%-114
SELECT SECTOR SPDR TR
ST STR FINL ETF
035,903+35,90301,1910.83%+1,191
SCHWAB STRATEGIC TR49,44049,470+302,1652,0491.43%-116
DISNEY WALT CO(DIS)011,617+11,61709420.66%+942
GLOBAL X FDS
LITHIUM BTRY ETF
6,7195,710-1,0094373150.22%-122
VANGUARD INDEX FDS02,546+2,54603510.25%+351
INVESCO EXCHANGE TRADED FD T
NASDAQ INTERNT
010,700+10,70003280.23%+328
INVESCO EXCHANGE TRADED FD T
S&P500 EQL IND
055,535+55,53502,1261.49%+2,126
GLOBAL X FDS
FINTECH ETF
018,765+18,76503780.26%+378
INVESCO EXCHANGE TRADED FD T
S&P500 EQL DIS
9,00726,096+17,0891,2421,0980.77%-144
VANECK ETF TRUST
PREFERRED SECURT
120,962118,538-2,4242,1371,9931.39%-145
VANGUARD INDEX FDS11,26711,114-1532,3182,1651.51%-154
ALPS ETF TR
SECTR DIV DOGS
46,14645,259-8872,3062,1291.49%-177
VANGUARD INDEX FDS6,1455,059-1,0868506630.46%-188
VANGUARD INDEX FDS09,602+9,60201,8151.27%+1,815
SCHWAB STRATEGIC TR13,72811,138-2,5909217180.50%-203
SSGA ACTIVE ETF TR
ST STR INCOM ETF
6,7750-6,7752050-205
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
033,242+33,24208410.59%+841
VANECK ETF TRUST
SEMICONDUCTR ETF
37,03037,416+3865,6385,4253.79%-213
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