Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2023 ▲▼ | Q3 2023 ▲▼ | Change ▲▼ | Q2 2023 ▲▼ | Q3 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| INVESCO QQQ TR(Put) | 0 | 68,500 | +68,500 | 0 | 24,541 | — | +24,541 |
| BRISTOL-MYERS SQUIBB CO(BMY)(Call) | 0 | 42,600 | +42,600 | 0 | 2,473 | — | +2,473 |
| ISHARES TR | 0 | 11,500 | +11,500 | 0 | 2,033 | 1.42% | +2,033 |
| ALIBABA GROUP HLDG LTD(BABA)(Call) | 4,000 | 25,000 | +21,000 | 333 | 2,169 | — | +1,835 |
| REGENERON PHARMACEUTICALS(REGN)(Put) | 0 | 1,400 | +1,400 | 0 | 1,152 | — | +1,152 |
| MICRON TECHNOLOGY INC(MU) | 159,500 | 163,000 | +3,500 | 10,066 | 11,089 | 7.74% | +1,023 |
| SPDR SER TR ST STR SP BIOT | 0 | 13,500 | +13,500 | 0 | 986 | 0.69% | +986 |
| REGENERON PHARMACEUTICALS(REGN) | 11,175 | 10,875 | -300 | 8,030 | 8,950 | 6.24% | +920 |
| AMGEN INC(AMGN)(Put) | 0 | 3,000 | +3,000 | 0 | 806 | — | +806 |
| ARGENX SE(ARGX) | 25,700 | 22,000 | -3,700 | 10,016 | 10,816 | 7.55% | +800 |
| EA SERIES TRUST ALPHA ARCH 1-3 | 0 | 7,500 | +7,500 | 0 | 778 | 0.54% | +778 |
| RTX CORPORATION(RTX)(Call) | 0 | 10,000 | +10,000 | 0 | 720 | — | +720 |
| ADVANCED MICRO DEVICES INC(AMD) | 30,500 | 40,700 | +10,200 | 3,474 | 4,185 | 2.92% | +711 |
| APPLE INC(AAPL)(Put) | 0 | 3,500 | +3,500 | 0 | 599 | — | +599 |
| ALPHABET INC(GOOG) | 71,650 | 70,150 | -1,500 | 8,668 | 9,249 | 6.45% | +582 |
| QUALCOM INC(QCOM)(Put) | 0 | 5,000 | +5,000 | 0 | 555 | — | +555 |
| ORACLE CORP(ORCL)(Put) | 4,500 | 10,000 | +5,500 | 536 | 1,059 | — | +523 |
| PAYPAL HLDGS INC(PYPL) | 4,000 | 13,500 | +9,500 | 267 | 789 | 0.55% | +522 |
| ELI LILLY & CO(LLY) | 7,500 | 7,500 | 0 | 3,517 | 4,028 | 2.81% | +511 |
| ENERGY TRANSFER L P(ET) | 377,000 | 373,000 | -4,000 | 4,788 | 5,233 | 3.65% | +445 |
| ALIBABA GROUP HLDG LTD(BABA) | 17,750 | 21,300 | +3,550 | 1,479 | 1,848 | 1.29% | +368 |
| MICROSOFT CORP(MSFT)(Put) | 0 | 1,000 | +1,000 | 0 | 316 | — | +316 |
| ADVANCED MICRO DEVICES INC(AMD)(Call) | 0 | 3,000 | +3,000 | 0 | 308 | — | +308 |
| BRISTOL-MYERS SQUIBB CO(BMY) | 0 | 5,250 | +5,250 | 0 | 305 | 0.21% | +305 |
| REVANCE THERAPEUTICS INC | 0 | 26,500 | +26,500 | 0 | 304 | 0.21% | +304 |
| INTEL CORP(INTC)(Call) | 0 | 7,500 | +7,500 | 0 | 267 | — | +267 |
| BURFORD CAP LTD ORD SHS | 47,000 | 59,000 | +12,000 | 572 | 826 | 0.58% | +254 |
| INTEL CORP(INTC) | 17,500 | 23,500 | +6,000 | 585 | 835 | 0.58% | +250 |
| O-I GLASS INC(OI) | 35,000 | 59,250 | +24,250 | 747 | 991 | 0.69% | +245 |
| BRISTOL-MYERS SQUIBB CO(BMY)(Put) | 0 | 4,000 | +4,000 | 0 | 232 | — | +232 |
| ABBVIE INC(ABBV) | 47,550 | 44,500 | -3,050 | 6,406 | 6,633 | 4.63% | +227 |
| TEVA PHARMACEUTICAL INDS LTD(TEVA) | 39,000 | 44,500 | +5,500 | 294 | 454 | 0.32% | +160 |
| NUVEEN CR STRATEGIES INCOME COM SHS | 390,000 | 420,000 | +30,000 | 1,970 | 2,125 | 1.48% | +156 |
| WOLFSPEED INC(WOLF)(Put) | 0 | 4,000 | +4,000 | 0 | 152 | — | +152 |
| WOLFSPEED INC(WOLF) | 7,000 | 14,000 | +7,000 | 389 | 533 | 0.37% | +144 |
| QUALCOM INC(QCOM) | 7,000 | 8,500 | +1,500 | 833 | 944 | 0.66% | +111 |
| AT&T INC(T) | 127,500 | 142,500 | +15,000 | 2,034 | 2,140 | 1.49% | +107 |
| SEAGEN INC | 11,650 | 11,000 | -650 | 2,242 | 2,334 | 1.63% | +91 |
| LINEAGE CELL THERAPEUTICS IN | 15,000 | 82,751 | +67,751 | 21 | 98 | 0.07% | +76 |
| MICRON TECHNOLOGY INC(MU)(Call) | 8,500 | 9,000 | +500 | 536 | 612 | — | +76 |
| LIFECORE BIOMEDICAL INC | 87,500 | 120,754 | +33,254 | 846 | 911 | 0.64% | +65 |
| ESPERION THERAPEUTICS INC NE | 0 | 0 | 0 | 1,533 | 1,586 | 1.11% | +53 |
| INCYTE CORP(INCY) | 40,500 | 44,500 | +4,000 | 2,521 | 2,571 | 1.79% | +50 |
| CISCO SYS INC(CSCO) | 22,500 | 22,500 | 0 | 1,164 | 1,210 | 0.84% | +45 |
| ALNYLAM PHARMACEUTICALS INC(ALNY) | 1,600 | 1,800 | +200 | 304 | 319 | 0.22% | +15 |
| IMMUNOGEN INC | 10,350 | 12,850 | +2,500 | 195 | 204 | 0.14% | +9 |
| TURNING PT BRANDS INC | 0 | 0 | 0 | 381 | 385 | 0.27% | +4 |
| EVOTEC AG | 42,738 | 49,047 | +6,309 | 483 | 484 | 0.34% | +1 |
| SANOFI(SNY) | 9,900 | 9,900 | 0 | 534 | 531 | 0.37% | -3 |
| PAN AMERN SILVER CORP(PAAS) | 45,000 | 45,000 | 0 | 656 | 652 | 0.45% | -4 |
| LAM RESEARCH CORP(LRCX) | 500 | 500 | 0 | 321 | 313 | 0.22% | -8 |
| UNITED STS NAT GAS FD LP | 15,000 | 15,000 | 0 | 111 | 102 | 0.07% | -9 |
| SPOTIFY TECHNOLOGY S A(SPOT) | 2,000 | 2,000 | 0 | 321 | 309 | 0.22% | -12 |
| KIRKLANDS INC | 27,235 | 35,235 | +8,000 | 76 | 61 | 0.04% | -15 |
| AMAZON COM INC(AMZN) | 5,000 | 5,000 | 0 | 652 | 636 | 0.44% | -16 |
| AMARIN CORP PLC | 25,000 | 14,100 | -10,900 | 30 | 13 | 0.01% | -17 |
| SRH TOTAL RETURN FUND INC(STEW) | 59,000 | 59,000 | 0 | 784 | 766 | 0.53% | -18 |
| ISHARES TR | 12,500 | 12,500 | 0 | 495 | 474 | 0.33% | -20 |
| BURFORD CAP LTD(Put) ORD SHS | 2,000 | 0 | -2,000 | 24 | 0 | — | -24 |
| AIR T INC | 9,135 | 9,135 | 0 | 229 | 204 | 0.14% | -25 |
| ISHARES SILVER TR(SLV) | 50,000 | 50,000 | 0 | 1,045 | 1,017 | 0.71% | -27 |
| LIFECORE BIOMEDICAL INC(Call) | 3,000 | 0 | -3,000 | 29 | 0 | — | -29 |
| META PLATFORMS INC(META) | 2,200 | 2,000 | -200 | 631 | 600 | 0.42% | -31 |
| EQUILLIUM INC | 111,623 | 69,871 | -41,752 | 84 | 52 | 0.04% | -32 |
| VANECK ETF TRUST GOLD MINERS ETF | 10,500 | 10,500 | 0 | 316 | 283 | 0.20% | -34 |
| CITIGROUP INC(C) | 7,250 | 7,250 | 0 | 334 | 298 | 0.21% | -36 |
| PARAMOUNT GLOBAL | 12,500 | 12,500 | 0 | 199 | 161 | 0.11% | -38 |
| FORD MTR CO DEL(F) | 85,000 | 100,000 | +15,000 | 1,286 | 1,242 | 0.87% | -44 |
| NOKIA CORP(NOK) | 171,500 | 171,500 | 0 | 713 | 641 | 0.45% | -72 |
| TURNING PT BRANDS INC(TPB) | 83,500 | 83,500 | 0 | 2,005 | 1,928 | 1.34% | -77 |
| OVID THERAPEUTICS INC | 64,764 | 30,430 | -34,334 | 212 | 117 | 0.08% | -96 |
| WOLFSPEED INC(WOLF)(Call) | 2,000 | 0 | -2,000 | 111 | 0 | — | -111 |
| ALTIMMUNE INC | 119,975 | 119,975 | 0 | 424 | 312 | 0.22% | -112 |
| BARRICK GOLD CORP | 52,500 | 52,500 | 0 | 889 | 764 | 0.53% | -125 |
| ISHARES GOLD TR(IAU) | 100,000 | 100,000 | 0 | 3,639 | 3,499 | 2.44% | -140 |
| BOEING CO(BA) | 2,500 | 2,000 | -500 | 528 | 383 | 0.27% | -145 |
| SPDR GOLD TR(GLD) | 21,500 | 21,500 | 0 | 3,833 | 3,686 | 2.57% | -147 |
| VANECK ETF TRUST JUNIOR GOLD MINE | 50,000 | 50,000 | 0 | 1,783 | 1,612 | 1.12% | -171 |
| ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT | 253,500 | 253,500 | 0 | 2,094 | 1,916 | 1.34% | -177 |
| PFIZER INC(PFE) | 40,250 | 38,500 | -1,750 | 1,476 | 1,277 | 0.89% | -199 |
| ALTIMMUNE INC(Call) | 134,000 | 99,000 | -35,000 | 473 | 257 | — | -216 |
| VIRIDIAN THERAPEUTICS INC(VRDN) | 19,000 | 13,500 | -5,500 | 452 | 207 | 0.14% | -245 |
| GENERAL MTRS CO(GM) | 44,000 | 44,000 | 0 | 1,697 | 1,451 | 1.01% | -246 |
| MARVELL TECHNOLOGY INC(MRVL) | 20,000 | 17,500 | -2,500 | 1,196 | 947 | 0.66% | -248 |
| IMPEL PHARMACEUTICALS INC | 303,605 | 178,500 | -125,105 | 386 | 77 | 0.05% | -309 |
| APPLE INC(AAPL) | 14,750 | 14,750 | 0 | 2,861 | 2,525 | 1.76% | -336 |
| LENSAR INC | 289,814 | 282,536 | -7,278 | 1,232 | 873 | 0.61% | -359 |
| DOCUSIGN INC(DOCU)(Call) | 7,500 | 0 | -7,500 | 383 | 0 | — | -383 |
| BANK AMERICA CORP | 137,250 | 129,500 | -7,750 | 3,938 | 3,546 | 2.47% | -392 |
| XENCOR INC(XNCR) | 215,000 | 246,300 | +31,300 | 5,369 | 4,963 | 3.46% | -406 |
| EOG RES INC(EOG) | 4,550 | 0 | -4,550 | 521 | 0 | — | -521 |
| ZIMMER BIOMET HOLDINGS INC(ZBH) | 18,397 | 18,397 | 0 | 2,679 | 2,065 | 1.44% | -614 |
| ISHARES TR | 3,300 | 0 | -3,300 | 618 | 0 | — | -618 |
| ORACLE CORP(ORCL) | 43,000 | 42,500 | -500 | 5,121 | 4,502 | 3.14% | -619 |
| PALO ALTO NETWORKS INC(PANW) | 2,500 | 0 | -2,500 | 639 | 0 | — | -639 |
| MICRON TECHNOLOGY INC(MU)(Put) | 11,500 | 1,000 | -10,500 | 726 | 68 | — | -658 |
| JOHNSON & JOHNSON(JNJ) | 6,113 | 1,500 | -4,613 | 1,012 | 234 | 0.16% | -778 |
| SPDR GOLD TR(GLD)(Put) | 14,500 | 10,500 | -4,000 | 2,585 | 1,800 | — | -785 |
| VIR BIOTECHNOLOGY INC(VIR)(Put) | 34,500 | 0 | -34,500 | 846 | 0 | — | -846 |
| AMGEN INC(AMGN)(Call) | 4,000 | 0 | -4,000 | 888 | 0 | — | -888 |