Fund HoldingsDCF Advisers, LLC

Total Portfolio Value
$147.63M
Total Bought
$24.21M
Total Sold
$38.79M
Net Transaction
-$14.58M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
SPDR SER TR(Put)
ST STR P500ETF
0137,000+137,00007,658+7,658
MICRON TECHNOLOGY INC(MU)163,000155,000-8,00011,08913,2288.96%+2,139
REVANCE THERAPEUTICS INC26,500256,872+230,3723042,2581.53%+1,954
REGENERON PHARMACEUTICALS(REGN)10,87512,200+1,3258,95010,7157.26%+1,765
ADVANCED MICRO DEVICES INC(AMD)40,70038,000-2,7004,1855,6023.79%+1,417
INTRA-CELLULAR THERAPIES INC096,857+96,85706,9374.70%+6,937
SPDR GOLD TR(GLD)(Call)06,500+6,50001,243+1,243
ALIBABA GROUP HLDG LTD(BABA)(Put)015,000+15,00001,163+1,163
ISHARES TR(Call)046,500+46,50001,117+1,117
ALIBABA GROUP HLDG LTD(BABA)21,30037,800+16,5001,8482,9301.98%+1,082
ALTIMMUNE INC119,975115,225-4,7503121,2960.88%+984
ALTIMMUNE INC(Call)99,000104,000+5,0002571,170+913
BAIDU INC(Call)07,500+7,5000893+893
BANK AMERICA CORP129,500128,750-7503,5464,3352.94%+789
SPDR GOLD TR(GLD)21,50023,000+1,5003,6864,3972.98%+711
LIFECORE BIOMEDICAL INC120,754259,684+138,9309111,6071.09%+696
ALPHABET INC(GOOG)70,15070,15009,2499,8866.70%+637
BARRICK GOLD CORP52,50072,500+20,0007641,3120.89%+548
YETI HLDGS INC(YETI)010,000+10,00005180.35%+518
ISHARES GOLD TR(IAU)100,000100,00003,4993,9032.64%+404
VANECK ETF TRUST(Call)
GOLD MINERS ETF
012,500+12,5000388+388
VANECK ETF TRUST
GOLD MINERS ETF
10,50021,500+11,0002836670.45%+384
O-I GLASS INC(OI)59,25083,250+24,0009911,3640.92%+372
TELADOC HEALTH INC(TDOC)(Call)015,000+15,0000323+323
APPLE INC(AAPL)14,75014,75002,5252,8401.92%+314
BURFORD CAP LTD
ORD SHS
59,00072,750+13,7508261,1350.77%+309
QUALCOM INC(QCOM)8,5008,50009441,2290.83%+285
ISHARES TR11,50011,50002,0332,3081.56%+276
TURNING PT BRANDS INC(TPB)83,50083,50001,9282,1981.49%+270
EA SERIES TRUST
ALPHA ARCH 1-3
7,5009,875+2,3757781,0380.70%+261
ROBLOX CORP(RBLX)05,000+5,00002290.15%+229
IMMUNOGEN INC12,85014,000+1,1502044150.28%+211
ABRDN TOTAL DYNAMIC DIVIDEND
COM SH BEN INT
253,500261,500+8,0001,9162,1081.43%+191
ZIMMER BIOMET HOLDINGS INC(ZBH)18,39718,39702,0652,2391.52%+174
BOEING CO(BA)2,0002,00003835210.35%+138
ORACLE CORP(ORCL)42,50044,000+1,5004,5024,6393.14%+137
ESPERION THERAPEUTICS INC NE0001,5861,7221.17%+136
MARVELL TECHNOLOGY INC(MRVL)17,50017,50009471,0550.71%+108
META PLATFORMS INC(META)2,0002,00006007080.48%+108
INTEL CORP(INTC)23,50018,750-4,7508359420.64%+107
INCYTE CORP(INCY)44,50042,500-2,0002,5712,6691.81%+98
PAN AMERN SILVER CORP(PAAS)45,00045,00006527350.50%+83
LAM RESEARCH CORP(LRCX)50050003133920.27%+78
EVOTEC AG49,04747,797-1,2504845610.38%+77
CITIGROUP INC(C)7,2507,25002983730.25%+75
ISHARES SILVER TR(SLV)50,00050,00001,0171,0890.74%+72
XENCOR INC(XNCR)246,300237,107-9,1934,9635,0343.41%+71
SPOTIFY TECHNOLOGY S A(SPOT)2,0002,00003093760.25%+67
INCYTE CORP(INCY)(Call)01,000+1,000063+63
CISCO SYS INC(CSCO)22,50025,000+2,5001,2101,2630.86%+53
SRH TOTAL RETURN FUND INC(STEW)59,00059,00007668180.55%+53
LILLY ELI & CO(LLY)7,5007,000-5004,0284,0802.76%+52
ADVANCED EMISSIONS SOLUTIONS013,496+13,4960400.03%+40
NUVEEN CR STRATEGIES INCOME
COM SHS
420,000414,000-6,0002,1252,1611.46%+36
ISHARES TR12,50012,50004745030.34%+28
KIRKLANDS INC35,23525,415-9,82061770.05%+16
SANOFI(SNY)9,90011,000+1,1005315470.37%+16
ADVANCED EMISSIONS SOLUTIONS(Call)04,000+4,000012+12
LINEAGE CELL THERAPEUTICS IN82,75194,751+12,000981030.07%+6
JOHNSON & JOHNSON(JNJ)1,5001,50002342350.16%+1
VIRIDIAN THERAPEUTICS INC(VRDN)13,5009,500-4,0002072070.14%-0
AMARIN CORP PLC14,10013,290-81013120.01%-1
GENERAL MTRS CO(GM)44,00040,000-4,0001,4511,4370.97%-14
FORD MTR CO DEL(F)100,000100,00001,2421,2190.83%-23
LENSAR INC282,536240,534-42,0028738440.57%-29
UNITED STS NAT GAS FD LP15,00011,500-3,500102580.04%-44
TEVA PHARMACEUTICAL INDS LTD(TEVA)44,50039,000-5,5004544070.28%-47
EQUILLIUM INC69,8710-69,871520-52
OVID THERAPEUTICS INC30,43018,730-11,700117600.04%-57
MICRON TECHNOLOGY INC(MU)(Put)1,0000-1,000680-68
ALNYLAM PHARMACEUTICALS INC(ALNY)1,8001,300-5003192490.17%-70
IMPEL PHARMACEUTICALS INC178,5000-178,500770-77
VIR BIOTECHNOLOGY INC(VIR)000000
PAYPAL HOLDINGS INC(PYPL)13,50011,000-2,5007896760.46%-114
WOLFSPEED INC(WOLF)(Put)4,0000-4,0001520-152
PARAMOUNT GLOBAL12,5000-12,5001610-161
AIR T INC9,1350-9,1352040-204
WOLFSPEED INC(WOLF)14,0007,500-6,5005333260.22%-207
BRISTOL-MYERS SQUIBB CO(BMY)(Put)4,0000-4,0002320-232
AMGEN INC(AMGN)07,000+7,00002,0161.37%+2,016
INTEL CORP(INTC)(Call)7,5000-7,5002670-267
BRISTOL-MYERS SQUIBB CO(BMY)5,2500-5,2503050-305
ADVANCED MICRO DEVICES INC(AMD)(Call)3,0000-3,0003080-308
MICROSOFT CORP(MSFT)(Put)1,0000-1,0003160-316
TURNING PT BRANDS INC0003850-385
NOKIA CORP(NOK)171,50050,000-121,5006411710.12%-470
QUALCOM INC(QCOM)(Put)5,0000-5,0005550-555
APPLE INC(AAPL)(Put)3,5000-3,5005990-599
MICRON TECHNOLOGY INC(MU)(Call)9,0000-9,0006120-612
AMAZON COM INC(AMZN)5,0000-5,0006360-636
PFIZER INC(PFE)38,50021,500-17,0001,2776190.42%-658
RTX CORPORATION(RTX)(Call)10,0000-10,0007200-720
AMGEN INC(AMGN)(Put)3,0000-3,0008060-806
AT&T INC(T)142,50079,000-63,5002,1401,3260.90%-815
PROTHENA CORP PLC
SHS
084,000+84,00003,0532.07%+3,053
ENERGY TRANSFER L P(ET)373,000310,000-63,0005,2334,2782.90%-955
SPDR SER TR
ST STR SP BIOT
13,5000-13,5009860-986
ORACLE CORP(ORCL)(Put)10,0000-10,0001,0590-1,059
VANECK ETF TRUST
JUNIOR GOLD MINE
50,00013,700-36,3001,6125190.35%-1,092
REGENERON PHARMACEUTICALS(REGN)(Put)1,4000-1,4001,1520-1,152
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