Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2023 ▲▼ | Q3 2023 ▲▼ | Change ▲▼ | Q2 2023 ▲▼ | Q3 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| SPDR S&P 500 ETF TR(SPY)(Put) | 0 | 264,300 | +264,300 | 0 | 112,983 | — | +112,983 |
| SIMPLIFY EXCHANGE TRADED FUN AGGREGATE BD ETF | 0 | 2,736,854 | +2,736,854 | 0 | 58,377 | 9.62% | +58,377 |
| ISHARES TR | 29,437 | 380,571 | +351,134 | 3,183 | 38,826 | 6.40% | +35,643 |
| ISHARES TR(Put) | 0 | 132,100 | +132,100 | 0 | 23,347 | — | +23,347 |
| PLAINS GP HLDGS L P(PAGP) | 1,045,097 | 1,372,360 | +327,263 | 15,499 | 22,122 | 3.65% | +6,624 |
| TESLA INC(TSLA)(Call) | 11,900 | 38,400 | +26,500 | 3,115 | 9,608 | — | +6,493 |
| ISHARES TR | 9,635 | 68,900 | +59,265 | 944 | 6,479 | 1.07% | +5,536 |
| ISHARES TR | 0 | 49,900 | +49,900 | 0 | 4,426 | 0.73% | +4,426 |
| ISHARES TR(Call) | 0 | 49,900 | +49,900 | 0 | 4,426 | — | +4,426 |
| PIMCO ETF TR 15+ YR US TIPS | 0 | 82,000 | +82,000 | 0 | 4,309 | 0.71% | +4,309 |
| ISHARES TR | 14,216 | 66,923 | +52,707 | 1,067 | 4,934 | 0.81% | +3,866 |
| OAKTREE SPECIALTY LENDING CO(OCSL) | 0 | 187,655 | +187,655 | 0 | 3,776 | 0.62% | +3,776 |
| ISHARES TR | 33,827 | 77,347 | +43,520 | 3,155 | 6,868 | 1.13% | +3,714 |
| CRINETICS PHARMACEUTICALS IN(CRNX) | 0 | 115,000 | +115,000 | 0 | 3,420 | 0.56% | +3,420 |
| AMGEN INC(AMGN) | 1,369 | 13,539 | +12,170 | 304 | 3,639 | 0.60% | +3,335 |
| APPLIED THERAPEUTICS INC | 2,382,621 | 2,417,505 | +34,884 | 3,050 | 6,020 | 0.99% | +2,970 |
| BOSTON SCIENTIFIC CORP(BSX) | 11,812 | 61,116 | +49,304 | 639 | 3,227 | 0.53% | +2,588 |
| TELESAT CORP(TSAT) | 160,781 | 260,781 | +100,000 | 1,515 | 3,729 | 0.61% | +2,215 |
| DAY ONE BIOPHARMACEUTICALS I COM | 0 | 175,018 | +175,018 | 0 | 2,147 | 0.35% | +2,147 |
| SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA | 352,303 | 455,179 | +102,876 | 7,990 | 9,941 | 1.64% | +1,951 |
| UNITEDHEALTH GROUP INC(UNH) | 997 | 4,785 | +3,788 | 479 | 2,413 | 0.40% | +1,933 |
| VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF | 68,628 | 111,100 | +42,472 | 3,148 | 4,849 | 0.80% | +1,701 |
| MERCK & CO INC(MRK) | 3,797 | 18,787 | +14,990 | 438 | 1,934 | 0.32% | +1,496 |
| WESTERN ASSET EMERGING MKTS COM | 0 | 165,500 | +165,500 | 0 | 1,374 | 0.23% | +1,374 |
| AGF INVTS TR US MARKET NETRL | 0 | 64,592 | +64,592 | 0 | 1,283 | 0.21% | +1,283 |
| SARATOGA INVT CORP(SAJ) | 0 | 48,500 | +48,500 | 0 | 1,246 | 0.21% | +1,246 |
| ISHARES TR(Call) | 0 | 15,000 | +15,000 | 0 | 1,106 | — | +1,106 |
| DELTA AIR LINES INC DEL(DAL)(Put) | 0 | 25,000 | +25,000 | 0 | 925 | — | +925 |
| REGENERON PHARMACEUTICALS(REGN) | 3,719 | 4,302 | +583 | 2,672 | 3,540 | 0.58% | +868 |
| ABBVIE INC(ABBV) | 12,814 | 17,122 | +4,308 | 1,726 | 2,552 | 0.42% | +826 |
| AMERICAN AIRLS GROUP INC(AAL)(Put) | 0 | 60,000 | +60,000 | 0 | 769 | — | +769 |
| GENERAC HLDGS INC(GNRC)(Call) | 0 | 7,000 | +7,000 | 0 | 763 | — | +763 |
| WESTERN DIGITAL CORP.(WDC)(Put) | 0 | 16,500 | +16,500 | 0 | 753 | — | +753 |
| THE CIGNA GROUP(CI) | 6,643 | 9,107 | +2,464 | 1,864 | 2,605 | 0.43% | +741 |
| SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY INTERST | 52,883 | 42,250 | -10,633 | 3,320 | 4,035 | 0.67% | +715 |
| CAESARS ENTERTAINMENT INC NE(CZR)(Put) | 0 | 15,000 | +15,000 | 0 | 695 | — | +695 |
| QUANTERIX CORP | 0 | 23,718 | +23,718 | 0 | 644 | 0.11% | +644 |
| AGNC INVT CORP(AGNC) | 0 | 66,000 | +66,000 | 0 | 623 | 0.10% | +623 |
| CARVANA CO(CVNA)(Put) | 0 | 14,800 | +14,800 | 0 | 621 | — | +621 |
| ANNALY CAPITAL MANAGEMENT IN | 0 | 32,200 | +32,200 | 0 | 606 | 0.10% | +606 |
| HUMANA INC(HUM) | 0 | 1,795 | +1,795 | 0 | 873 | 0.14% | +873 |
| GILEAD SCIENCES INC(GILD) | 11,210 | 17,974 | +6,764 | 864 | 1,347 | 0.22% | +483 |
| CARNIVAL CORP(Put) | 0 | 32,500 | +32,500 | 0 | 446 | — | +446 |
| MIRUM PHARMACEUTICALS INC(MIRM) | 70,000 | 70,000 | 0 | 1,811 | 2,212 | 0.36% | +401 |
| NVIDIA CORPORATION(NVDA)(Put) | 30,700 | 30,700 | 0 | 12,987 | 13,354 | — | +367 |
| CENTRAL & EASTERN EUROPE FD | 0 | 38,957 | +38,957 | 0 | 335 | 0.06% | +335 |
| ARGENX SE(ARGX) | 3,073 | 3,038 | -35 | 1,198 | 1,494 | 0.25% | +296 |
| FULCRUM THERAPEUTICS INC | 696,296 | 570,519 | -125,777 | 2,298 | 2,533 | 0.42% | +235 |
| AKERO THERAPEUTICS INC | 59,777 | 59,777 | 0 | 2,791 | 3,024 | 0.50% | +233 |
| ASML HOLDING N V N Y REGISTRY SHS | 0 | 361 | +361 | 0 | 213 | 0.04% | +213 |
| KYMERA THERAPEUTICS INC(KYMR) | 0 | 30,515 | +30,515 | 0 | 424 | 0.07% | +424 |
| HERON THERAPEUTICS INC | 281,590 | 431,590 | +150,000 | 327 | 445 | 0.07% | +118 |
| SAGE THERAPEUTICS INC | 50,030 | 120,030 | +70,000 | 2,352 | 2,470 | 0.41% | +118 |
| INTUITIVE SURGICAL INC | 6,113 | 7,421 | +1,308 | 2,090 | 2,169 | 0.36% | +79 |
| CYBIN INC | 0 | 500,000 | +500,000 | 0 | 266 | 0.04% | +266 |
| TSCAN THERAPEUTICS INC | 1,046,916 | 1,046,916 | 0 | 2,617 | 2,680 | 0.44% | +63 |
| PURECYCLE TECHNOLOGIES INC(PCT) | 143,490 | 283,945 | +140,455 | 1,534 | 1,593 | 0.26% | +59 |
| EIGER BIOPHARMACEUTICALS INC | 1,099,653 | 2,700,000 | +1,600,347 | 774 | 824 | 0.14% | +49 |
| KAYNE ANDERSON ENERGY INFRST(KYN) | 147,033 | 147,033 | 0 | 1,197 | 1,237 | 0.20% | +40 |
| ADVANCED MICRO DEVICES INC(AMD) | 3,598 | 4,164 | +566 | 410 | 428 | 0.07% | +18 |
| ISHARES TR | 0 | 0 | 0 | 2,104 | 2,113 | 0.35% | +9 |
| ISHARES TR | 0 | 0 | 0 | 2,104 | 2,110 | 0.35% | +6 |
| LEMONADE INC(LMND) | 0 | 16,478 | +16,478 | 0 | 191 | 0.03% | +191 |
| LIVANOVA PLC(LIVN) | 0 | 4,301 | +4,301 | 0 | 227 | 0.04% | +227 |
| ISHARES TR ULTRA SHORT DUR | 41,833 | 41,833 | 0 | 2,104 | 2,108 | 0.35% | +3 |
| ZOETIS INC(ZTS) | 0 | 1,427 | +1,427 | 0 | 248 | 0.04% | +248 |
| SPDR SER TR ST SHOR CORP ETF | 71,380 | 71,380 | 0 | 2,101 | 2,093 | 0.34% | -9 |
| ISHARES TR 0-5YR INVT GR CP | 43,571 | 43,571 | 0 | 2,101 | 2,091 | 0.34% | -9 |
| TESLA INC(TSLA) | 1,861 | 1,898 | +37 | 487 | 475 | 0.08% | -12 |
| ADAPTIMMUNE THERAPEUTICS PLC | 0 | 150,000 | +150,000 | 0 | 117 | 0.02% | +117 |
| REVVITY INC(RVTY) | 0 | 2,395 | +2,395 | 0 | 265 | 0.04% | +265 |
| QUIDELORTHO CORP(QDEL) | 3,918 | 3,874 | -44 | 325 | 283 | 0.05% | -42 |
| BECTON DICKINSON & CO(BDX) | 5,760 | 5,695 | -65 | 1,521 | 1,472 | 0.24% | -48 |
| VERTEX PHARMACEUTICALS INC(VRTX) | 7,491 | 7,425 | -66 | 2,636 | 2,582 | 0.43% | -54 |
| IQVIA HLDGS INC(IQV) | 1,982 | 1,960 | -22 | 445 | 386 | 0.06% | -60 |
| ATAI LIFE SCIENCES NV | 0 | 140,000 | +140,000 | 0 | 181 | 0.03% | +181 |
| BIO-TECHNE CORP(TECH) | 4,628 | 4,576 | -52 | 378 | 311 | 0.05% | -66 |
| ATRICURE INC(ATRC) | 11,650 | 11,519 | -131 | 575 | 505 | 0.08% | -71 |
| SONDER HOLDINGS INC | 0 | 0 | 0 | 0 | 0 | — | 0 |
| SYNDAX PHARMACEUTICALS INC(SNDX) | 0 | 12,665 | +12,665 | 0 | 184 | 0.03% | +184 |
| IDEXX LABS INC(IDXX) | 1,427 | 1,411 | -16 | 717 | 617 | 0.10% | -100 |
| KURA ONCOLOGY INC(KURA) | 80,000 | 80,000 | 0 | 846 | 730 | 0.12% | -117 |
| NVIDIA CORPORATION(NVDA) | 1,328 | 980 | -348 | 562 | 426 | 0.07% | -135 |
| SUTRO BIOPHARMA INC | 120,000 | 120,000 | 0 | 558 | 416 | 0.07% | -142 |
| MICROSOFT CORP(MSFT) | 1,375 | 1,000 | -375 | 468 | 316 | 0.05% | -152 |
| STRYKER CORPORATION(SYK) | 4,484 | 4,434 | -50 | 1,368 | 1,212 | 0.20% | -156 |
| ISHARES INC CORE MSCI EMKT | 82,141 | 81,259 | -882 | 4,049 | 3,867 | 0.64% | -182 |
| HCA HEALTHCARE INC(HCA) | 0 | 0 | 0 | 0 | 0 | — | 0 |
| BAXTER INTL INC | 0 | 0 | 0 | 0 | 0 | — | 0 |
| ESTABLISHMENT LABS HLDGS INC(ESTA) | 12,878 | 12,733 | -145 | 884 | 625 | 0.10% | -259 |
| ELI LILLY & CO(LLY) | 6,189 | 4,915 | -1,274 | 2,903 | 2,640 | 0.44% | -263 |
| X4 PHARMACEUTICALS INC | 400,000 | 400,000 | 0 | 776 | 436 | 0.07% | -340 |
| MARINUS PHARMACEUTICALS INC | 150,000 | 150,000 | 0 | 1,629 | 1,208 | 0.20% | -421 |
| ALLOGENE THERAPEUTICS INC | 245,000 | 245,000 | 0 | 1,218 | 777 | 0.13% | -441 |
| AVIDITY BIOSCIENCES INC | 125,000 | 125,000 | 0 | 1,386 | 798 | 0.13% | -589 |
| SIMPLIFY EXCHANGE TRADED FUN | 100,000 | 67,056 | -32,944 | 2,462 | 1,664 | 0.27% | -798 |
| THERMO FISHER SCIENTIFIC INC(TMO) | 3,258 | 1,715 | -1,543 | 1,700 | 868 | 0.14% | -832 |
| BIOGEN INC(BIIB) | 2,989 | 0 | -2,989 | 851 | 0 | — | -851 |
| TENET HEALTHCARE CORP(THC) | 10,617 | 0 | -10,617 | 864 | 0 | — | -864 |
| STOKE THERAPEUTICS INC(STOK) | 122,796 | 102,985 | -19,811 | 1,305 | 406 | 0.07% | -900 |