Fund HoldingsSimplify Asset Management Inc.

Total Portfolio Value
$645.03M
Total Bought
$558.10M
Total Sold
$345.35M
Net Transaction
+$212.75M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
ISHARES TR(Put)02,083,000+2,083,0000204,780+204,780
ISHARES TR(Call)49,9001,482,800+1,432,9004,426145,774+141,348
ISHARES TR(Put)0500,000+500,000054,955+54,955
SIMPLIFY EXCHANGE TRADED FUN
AGGREGATE BD ETF
2,736,8544,960,065+2,223,21158,377109,51816.98%+51,141
SIMPLIFY EXCHANGE TRADED FUN
TREASURY OPT INC
01,069,370+1,069,370026,7084.14%+26,708
ISHARES TR(Put)132,100190,000+57,90023,34737,909+14,561
PIMCO ETF TR
15+ YR US TIPS
82,000274,283+192,2834,30915,5462.41%+11,237
ISHARES TR0604,827+604,8270288,88444.79%+288,884
ISHARES TR(Call)050,000+50,00005,496+5,496
MASIMO CORP036,916+36,91604,3270.67%+4,327
TESLA INC(TSLA)(Call)38,40053,400+15,0009,60813,266+3,657
TSCAN THERAPEUTICS INC1,046,9161,046,91602,6806,1040.95%+3,423
SIMPLIFY EXCHANGE TRADED FUN
MBS ETF
062,332+62,33203,2220.50%+3,222
SIMPLIFY EXCHANGE TRADED FUN
ENHANCED INM ETF
0120,364+120,36402,9560.46%+2,956
SIMPLIFY EXCHANGE TRADED FUN096,002+96,00202,5390.39%+2,539
SAREPTA THERAPEUTICS INC(SRPT)023,715+23,71502,2870.35%+2,287
ARDELYX INC0350,000+350,00002,1700.34%+2,170
APPLIED THERAPEUTICS INC2,417,5052,417,50506,0208,0991.26%+2,079
CYTOKINETICS INC(CYTK)021,797+21,79701,8200.28%+1,820
THERMO FISHER SCIENTIFIC INC(TMO)1,7154,897+3,1828682,5990.40%+1,731
SPDR SER TR
ST STR BLO 1 ETF
018,835+18,83501,7210.27%+1,721
HUMANA INC(HUM)1,7955,357+3,5628732,4520.38%+1,579
SIMPLIFY EXCHANGE TRADED FUN
MULTI QIS ALTERN
062,000+62,00001,5320.24%+1,532
ISHARES TR68,90080,400+11,5006,4797,9801.24%+1,500
FULCRUM THERAPEUTICS INC570,519563,325-7,1942,5333,8020.59%+1,269
MADRIGAL PHARMACEUTICALS INC(MDGL)014,294+14,29403,3070.51%+3,307
ANNALY CAPITAL MANAGEMENT IN32,20093,200+61,0006061,8050.28%+1,200
AGNC INVT CORP(AGNC)66,000180,000+114,0006231,7660.27%+1,143
ALIGN TECHNOLOGY INC04,018+4,01801,1010.17%+1,101
BRISTOL-MYERS SQUIBB CO(BMY)020,547+20,54701,0540.16%+1,054
INSULET CORP(PODD)04,163+4,16309030.14%+903
DELTA AIR LINES INC DEL(DAL)(Put)25,00045,000+20,0009251,820+895
THE CIGNA GROUP(CI)9,10711,684+2,5772,6053,4990.54%+894
AMERICAN AIRLS GROUP INC(AAL)(Put)60,000120,000+60,0007691,613+844
SHOCKWAVE MED INC04,246+4,24608090.13%+809
RIVIAN AUTOMOTIVE INC(RIVN)(Put)035,000+35,0000739+739
ISHARES TR77,34780,600+3,2536,8687,5831.18%+714
DEXCOM INC(DXCM)07,498+7,49809300.14%+930
SIMPLIFY EXCHANGE TRADED FUN03,500,000+3,500,00007110.11%+711
CRINETICS PHARMACEUTICALS IN(CRNX)115,000115,00003,4204,0920.63%+672
ATHIRA PHARMA INC01,492,792+1,492,79203,6270.56%+3,627
CARNIVAL CORP(Put)035,000+35,0000605+605
BANK OZK LITTLE ROCK ARK(OZK)(Put)012,000+12,0000597+597
CAESARS ENTERTAINMENT INC NE(CZR)(Put)15,00025,000+10,0006951,195+499
TRINITY CAP INC(TRIN)(Put)034,000+34,0000494+494
MERCK & CO INC(MRK)18,78722,189+3,4021,9342,4190.38%+485
MARINUS PHARMACEUTICALS INC150,000150,00001,2081,6310.25%+423
KURA ONCOLOGY INC(KURA)80,00080,00007301,1500.18%+421
DAY ONE BIOPHARMACEUTICALS I
COM
175,018175,01802,1472,5550.40%+408
KYMERA THERAPEUTICS INC(KYMR)30,51530,51504247770.12%+353
AVIDITY BIOSCIENCES INC125,000125,00007981,1310.18%+334
GENERAC HLDGS INC(GNRC)(Call)7,0008,500+1,5007631,083+320
RESMED INC(RMD)01,812+1,81203120.05%+312
ARMOUR RESIDENTIAL REIT INC015,000+15,00002900.04%+290
LANTHEUS HLDGS INC(LNTH)03,838+3,83802380.04%+238
BLOCK INC(XYZ)02,947+2,94702280.04%+228
ADVANCED MICRO DEVICES INC(AMD)4,1644,383+2194286460.10%+218
IDEXX LABS INC(IDXX)1,4111,315-966177300.11%+113
SUTRO BIOPHARMA INC120,000120,00004165150.08%+98
SARATOGA INVT CORP(SAJ)48,50051,700+3,2001,2461,3370.21%+91
NVIDIA CORPORATION(NVDA)9801,032+524265110.08%+85
MICROSOFT CORP(MSFT)1,0001,053+533163960.06%+80
SYNDAX PHARMACEUTICALS INC(SNDX)12,66511,801-8641842550.04%+71
VANGUARD BD INDEX FDS027,712+27,71202,1340.33%+2,134
CENTRAL & EASTERN EUROPE FD38,95738,95703353800.06%+45
LEMONADE INC(LMND)16,47813,530-2,9481912180.03%+27
ASML HOLDING N V
N Y REGISTRY SHS
361315-462132380.04%+26
COOPER COS INC(COO)0696+69602630.04%+263
ABBOTT LABS03,955+3,95504350.07%+435
KAYNE ANDERSON ENERGY INFRST(KYN)147,033147,03301,2371,2590.20%+22
BIO-TECHNE CORP(TECH)4,5764,264-3123113290.05%+18
RIVIAN AUTOMOTIVE INC(RIVN)0700+7000160.00%+16
ISHARES TR085,442+85,4422,1132,1280.33%+15
ZOETIS INC(ZTS)1,4271,331-962482630.04%+14
GILEAD SCIENCES INC(GILD)17,97416,750-1,2241,3471,3570.21%+10
EXACT SCIENCES CORP(EXK)08,981+8,98106640.10%+664
ISHARES GOLD TR(IAU)048,714+48,71401,9010.29%+1,901
SPDR SER TR
ST STR RATE ETF
09,267+9,26702830.04%+283
QUIDELORTHO CORP(QDEL)3,8743,610-2642832660.04%-17
LIVANOVA PLC(LIVN)4,3014,007-2942272070.03%-20
REGENERON PHARMACEUTICALS(REGN)4,3024,008-2943,5403,5200.55%-20
QUANTERIX CORP23,71822,101-1,6176446040.09%-39
MEDTRONIC PLC(MDT)027,456+27,45602,2620.35%+2,262
TESLA INC(TSLA)1,8981,720-1784754270.07%-48
CYBIN INC500,000500,00002662050.03%-61
X4 PHARMACEUTICALS INC400,000400,00004363350.05%-101
ADAPTIMMUNE THERAPEUTICS PLC150,0000-150,0001170-117
MIRUM PHARMACEUTICALS INC(MIRM)70,00070,00002,2122,0660.32%-146
JOHNSON & JOHNSON(JNJ)015,008+15,00802,3520.36%+2,352
BECTON DICKINSON & CO(BDX)5,6955,305-3901,4721,2940.20%-179
ATAI LIFE SCIENCES NV140,0000-140,0001810-181
SIMPLIFY EXCHANGE TRADED FUN
HIGH YIELD ETF
0250,154+250,15405,7070.88%+5,707
ELI LILLY & CO(LLY)4,9154,149-7662,6402,4190.37%-221
PLAINS GP HLDGS L P(PAGP)1,372,3601,372,360022,12221,8893.39%-233
PURECYCLE TECHNOLOGIES INC(PCT)283,945331,159+47,2141,5931,3410.21%-252
REVVITY INC(RVTY)2,3950-2,3952650-265
PHATHOM PHARMACEUTICALS INC(PHAT)0237,935+237,93502,1720.34%+2,172
ESTABLISHMENT LABS HLDGS INC(ESTA)12,73311,863-8706253070.05%-318
INTUITIVE SURGICAL INC7,4215,467-1,9542,1691,8440.29%-325
IQVIA HLDGS INC(IQV)1,9600-1,9603860-386
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