Fund HoldingsRound Rock Advisors, LLC

Total Portfolio Value
$263.55M
Total Bought
$16.14M
Total Sold
$21.02M
Net Transaction
-$4.87M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
SELECT SECTOR SPDR TR
ST STR INDL ETF
094,959+94,95909,6273.65%+9,627
CAPITAL GROUP INTL FOCUS EQT
SHS CREAT UNIT
039,961+39,96108690.33%+869
J P MORGAN EXCHANGE TRADED F
NASDAQ EQT PREM
016,302+16,30207650.29%+765
SPDR SER TR
ST STR SP REGBNK
66,39071,121+4,7312,7112,9711.13%+260
J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
48,17753,887+5,7102,6662,8861.10%+221
MARRIOTT INTL INC NEW(MAR)01,049+1,04902060.08%+206
EXXON MOBIL CORP16,75916,814+551,7971,9770.75%+180
PARAMOUNT GLOBAL33,23351,233+18,0005296610.25%+132
META PLATFORMS INC(META)01,167+1,16703500.13%+350
ITT INC(ITT)20,01520,079+641,8661,9660.75%+100
INTERNATIONAL BUSINESS MACHS(IBM)12,97813,060+821,7371,8320.70%+96
ARISTA NETWORKS INC3,0203,02004895550.21%+66
ALPHABET INC(GOOG)6,2126,170-427448070.31%+64
MICRON TECHNOLOGY INC(MU)12,72812,72808038660.33%+63
FIDELITY MERRIMACK STR TR11,59413,203+1,6095275750.22%+49
ENTERPRISE PRODS PARTNERS L(EPD)47,30047,30001,2461,2950.49%+48
REGENERON PHARMACEUTICALS(REGN)0460+46003790.14%+379
CHEVRON CORP NEW(CVX)3,7613,729-325926290.24%+37
BERKSHIRE HATHAWAY INC DEL2,4482,44808358580.33%+23
VOYA GLBL EQTY DIV & PREM OP
COM
076,634+76,63403760.14%+376
TEMPLETON EMERGING MKTS INCO049,393+49,39302280.09%+228
PIMCO ETF TR
ENHANCD SHORT
3,9654,020+553883940.15%+6
WALMART INC(WMT)01,553+1,55302480.09%+248
NOVARTIS AG(NVS)03,585+3,58503650.14%+365
PIMCO ETF TR
ENHAN SHRT MA AC
4,7804,795+154774800.18%+3
MORGAN STANLEY EMKT DBT FD I76,07075,971-994904930.19%+3
VANGUARD WORLD FD06,666+6,66603360.13%+336
BLACKSTONE STRATEGIC CRED 20029,498+29,49803240.12%+324
NVIDIA CORPORATION(NVDA)1,005980-254254260.16%+1
ISHARES TR
ULTRA SHORT DUR
07,210+7,21003630.14%+363
PRESIDIO PPTY TR INC013,110+13,110000.00%0
ISHARES TR03,449+3,44902790.11%+279
EMX RTY CORP010,000+10,0000180.01%+18
UNION PAC CORP(UNP)01,624+1,62403310.13%+331
PUTNAM PREMIER INCOME TR012,000+12,0000400.02%+40
QUANTUM SI INC021,885+21,8850360.01%+36
BLACKROCK CORPOR HI YLD FD I(HYT)011,682+11,68201010.04%+101
SELECT SECTOR SPDR TR
ST STR FINL ETF
06,271+6,27102080.08%+208
VOYA EMERGING MKTS HIGH DIVI012,030+12,0300590.02%+59
JPMORGAN CHASE & CO(JPM)8,9258,92501,2981,2940.49%-4
EATON VANCE ENHANCED EQUITY(EOS)010,805+10,80501860.07%+186
UNITED STS NAT GAS FD LP013,391+13,3910910.03%+91
ISHARES TR
ESG AWARE MSCI
15,90516,549+6445655570.21%-8
AMPHENOL CORP NEW8,5178,51707247150.27%-8
ISHARES TR01,970+1,97002020.08%+202
PIMCO ETF TR
ACTIVE BD ETF
02,412+2,41202120.08%+212
ISHARES TR
CORE DIV GRWTH
04,664+4,66402310.09%+231
VANGUARD STAR FDS03,963+3,96302120.08%+212
ISHARES TR
ESG AW MSCI EAFE
03,041+3,04102100.08%+210
VANGUARD WORLD FDS
HEALTH CAR ETF
01,259+1,25902960.11%+296
BANK NEW YORK MELLON CORP06,645+6,64502830.11%+283
ISHARES TR9,0089,231+2238448310.32%-13
THERMO FISHER SCIENTIFIC INC(TMO)743740-33883750.14%-13
VANGUARD MALVERN FDS55,30255,183-1192,6222,6090.99%-13
VOYA GLBL ADV & PREM OPP FD114,384115,984+1,6009779630.37%-14
VANGUARD MUN BD FDS06,907+6,90703320.13%+332
FIDELITY COMWLTH TR7,3957,39504003840.15%-15
TEMPLETON EMERGING MKTS FD031,597+31,59703570.14%+357
VANGUARD INDEX FDS02,309+2,30903020.11%+302
ISHARES TR3,9573,95706276090.23%-19
WISDOMTREE TR(WT)33,20933,20909569360.36%-20
PALO ALTO NETWORKS INC(PANW)0983+98302300.09%+230
PROCTER AND GAMBLE CO(PG)3,6253,62505505290.20%-21
PIMCO DYNAMIC INCOME OPRNTS(PDO)018,945+18,94502250.09%+225
SPDR DOW JONES INDL AVERAGE(DIA)2,5902,59008918670.33%-23
SOUTHERN CO(SO)04,446+4,44602880.11%+288
MATTHEWS ASIA FDS17,40917,40904854580.17%-28
SPDR S&P MIDCAP 400 ETF TR(MDY)1,3561,358+26496200.24%-29
ISHARES TR1,9571,922-355485190.20%-29
VANECK ETF TRUST
GOLD MINERS ETF
09,189+9,18902470.09%+247
ISHARES TR
CORE MSCI EAFE
9,6569,65606526210.24%-30
VANGUARD INDEX FDS5,1905,19008588280.31%-31
BANCROFT FD LTD23,65323,65304043730.14%-31
VANGUARD INDEX FDS2,8992,896-38207890.30%-32
3M CO(MMM)5,9516,013+625965630.21%-33
SPDR SER TR
ST STR SP DIV
4,4314,43105435100.19%-34
GOLDMAN SACHS ETF TR28,56428,669+1058958610.33%-35
VANGUARD INDEX FDS4,4654,467+29849490.36%-35
PROSHARES TR
RUSS 2000 DIVD
7,1006,798-3024203850.15%-35
VANGUARD INDEX FDS10,24210,286+441,4551,4190.54%-37
VANGUARD ADMIRAL FDS INC7,4787,336-1426996620.25%-37
ORACLE CORP(ORCL)02,813+2,81302980.11%+298
COHEN & STEERS REIT & PFD &
COM
20,67720,67703933550.13%-38
VANGUARD TAX-MANAGED FDS15,54315,547+47186800.26%-38
COCA COLA CO(KO)8,8138,788-255314920.19%-39
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
10,49010,397-938297900.30%-39
VANGUARD WHITEHALL FDS18,34018,746+4061,3771,3370.51%-40
YUM BRANDS INC(YUM)2,9582,95804103700.14%-40
BLACKROCK MUNIHOLDINGS FD IN022,093+22,09302280.09%+228
WP CAREY INC(WPC)04,572+4,57202470.09%+247
VANGUARD INDEX FDS4,0474,147+1009308880.34%-42
ISHARES TR
0-5YR HI YL CP
18,96618,147-8197867450.28%-42
HOME DEPOT INC(HD)5,3145,315+11,6511,6060.61%-45
DEERE & CO(DE)1,6271,62706596140.23%-45
AGNICO EAGLE MINES LTD(AEM)14,50014,900+4007256770.26%-48
VANGUARD INDEX FDS7,3347,336+21,4871,4360.54%-51
VANGUARD INDEX FDS5,3975,404+71,0741,0220.39%-52
ISHARES TR3,1423,137-51,4001,3470.51%-53
ISHARES TR3,9463,881-657396860.26%-53
NEUBERGER BERMAN MUN FD INC44,23143,431-8004554000.15%-55
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