Fund HoldingsRound Rock Advisors, LLC

Total Portfolio Value
$487.53M
Total Bought
$80.00M
Total Sold
$17.47M
Net Transaction
+$62.53M
Filing Period:
Securities
SharesValue ($K)
Q3 2024
Q4 2024
Change
Q3 2024
Q4 2024
Weight (%)
Change
J P MORGAN EXCHANGE TRADED F
ULTRA SHRT ETF
129,040710,477+581,4376,54735,7877.34%+29,239
APPLE INC(AAPL)86,84797,662+10,81520,23524,4575.02%+4,221
DORCHESTER MINERALS LP(DMLP)0116,325+116,32503,8770.80%+3,877
TRINITY CAP INC(TRIN)0191,588+191,58802,7720.57%+2,772
AMAZON COM INC(AMZN)041,905+41,90509,1941.89%+9,194
SIXTH STREET SPECIALTY LENDI(TSLX)084,014+84,01401,7890.37%+1,789
INVESCO QQQ TR68,73268,936+20433,54635,2427.23%+1,696
NVIDIA CORPORATION(NVDA)024,799+24,79903,3300.68%+3,330
ARES CAPITAL CORP(ARCC)069,052+69,05201,5120.31%+1,512
EXXON MOBIL CORP16,09931,564+15,4651,8873,3950.70%+1,508
VANGUARD INDEX FDS03,304+3,30401,7800.37%+1,780
BARINGS PARTN INVS077,824+77,82401,3300.27%+1,330
SCHWAB STRATEGIC TR052,712+52,71201,2220.25%+1,222
ARISTA NETWORKS INC(ANET)010,494+10,49401,1600.24%+1,160
TESLA INC(TSLA)5,7376,403+6661,5012,5860.53%+1,085
GOLDMAN SACHS BDC INC(GSBD)074,940+74,94009070.19%+907
ARROWMARK FINANCIAL CORP042,700+42,70008960.18%+896
JOHNSON & JOHNSON(JNJ)09,502+9,50201,3740.28%+1,374
ALPHABET INC(GOOG)042,305+42,30508,0571.65%+8,057
SCHWAB STRATEGIC TR027,745+27,74507170.15%+717
BLUE OWL CAPITAL CORPORATION(OBDC)045,532+45,53206880.14%+688
SCHWAB STRATEGIC TR026,827+26,82706350.13%+635
FS KKR CAP CORP(FSK)028,364+28,36406160.13%+616
ISHARES TR
ULTRA SHORT DUR
011,620+11,62005860.12%+586
SCHWAB STRATEGIC TR017,004+17,00405650.12%+565
SCHWAB STRATEGIC TR6,53740,659+34,1225531,1110.23%+558
NVE CORP06,575+6,57505350.11%+535
SCHWAB STRATEGIC TR017,495+17,49505200.11%+520
ALPHABET INC(GOOG)010,843+10,84302,0530.42%+2,053
WALMART INC(WMT)3,9368,305+4,3693187500.15%+433
BGC GROUP INC044,320+44,32004020.08%+402
RUNWAY GROWTH FINANCE CORP035,200+35,20003860.08%+386
BARINGS CORPORATE INVS018,838+18,83803840.08%+384
JPMORGAN CHASE & CO.(JPM)04,418+4,41801,0590.22%+1,059
OAKTREE SPECIALTY LENDING CO(OCSL)023,676+23,67603620.07%+362
MCDONALDS CORP(MCD)01,216+1,21603530.07%+353
PROCTER AND GAMBLE CO(PG)3,6035,781+2,1786249690.20%+345
CARLYLE SECURED LENDING INC018,570+18,57003330.07%+333
NETFLIX INC(NFLX)1,3171,408+919341,2550.26%+321
DBX ETF TR07,600+7,60003130.06%+313
KINETIK HOLDINGS INC(KNTK)05,345+5,34503030.06%+303
SPDR S&P 500 ETF TR(SPY)10,37110,667+2965,9506,2521.28%+301
CAPITAL ONE FINL CORP(COF)15,07314,335-7382,2572,5560.52%+299
VERSABANK NEW019,700+19,70002730.06%+273
ISHARES TR08,145+8,14502560.05%+256
WILLIAMS COS INC(WMB)45,89443,327-2,5672,0952,3450.48%+250
BROADCOM INC(AVGO)01,027+1,02702380.05%+238
ASML HOLDING N V
N Y REGISTRY SHS
0338+33802340.05%+234
ARES MANAGEMENT CORPORATION(ARES)01,303+1,30302310.05%+231
SPDR SER TR
ST STR P400MID
04,161+4,16102280.05%+228
AUTOMATIC DATA PROCESSING IN0770+77002250.05%+225
FIDELITY COVINGTON TRUST02,300+2,30002240.05%+224
STATE STR CORP(STT)02,203+2,20302160.04%+216
VERIZON COMMUNICATIONS INC(VZ)05,339+5,33902130.04%+213
SCHWAB STRATEGIC TR07,617+7,61702120.04%+212
WYNDHAM HOTELS & RESORTS INC(WH)11,57411,049-5259041,1140.23%+209
SPDR SER TR
ST STR SP600 SML
04,610+4,61002070.04%+207
FIDELITY COVINGTON TRUST03,000+3,00002060.04%+206
SELECT SECTOR SPDR TR
ST STR STAPL ETF
02,599+2,59902040.04%+204
ENACT HLDGS INC06,265+6,26502030.04%+203
BRISTOL-MYERS SQUIBB CO(BMY)03,561+3,56102010.04%+201
CINCINNATI FINL CORP(CINF)01,400+1,40002010.04%+201
J P MORGAN EXCHANGE TRADED F
US QUALTY FCTR
03,500+3,50002000.04%+200
VANGUARD INDEX FDS4,1014,876+7759731,1720.24%+199
BLACKROCK LTD DURATION INCOM013,454+13,45401900.04%+190
HOME DEPOT INC(HD)01,484+1,48405770.12%+577
ISHARES TR030,845+30,84503,1320.64%+3,132
META PLATFORMS INC(META)1,5651,817+2528961,0640.22%+168
UNITED AIRLS HLDGS INC(UAL)4,0004,033+332283920.08%+163
NETWORK-1 TECHNOLOGIES INC0122,240+122,24001630.03%+163
SALESFORCE INC(CRM)1,1221,398+2763074670.10%+160
INVESCO EXCH TRADED FD TR II
NASDAQ 100 ETF
13,47613,571+952,7072,8560.59%+149
SNOWFLAKE INC(SNOW)04,314+4,31406660.14%+666
GOLDMAN SACHS GROUP INC(GS)8991,028+1294455890.12%+144
INTERNATIONAL BUSINESS MACHS(IBM)13,62214,333+7113,0123,1510.65%+139
BOEING CO(BA)02,007+2,00703550.07%+355
AMERIPRISE FINL INC(AMP)2,0202,02009491,0760.22%+126
VANGUARD WORLD FD
INF TECH ETF
3,0943,090-41,8151,9210.39%+107
SHOPIFY INC(SHOP)3,8803,88003114130.08%+102
COSTCO WHSL CORP NEW(COST)432523+913834790.10%+96
BROOKFIELD CORP(BN)20,47520,47501,0881,1760.24%+88
VISA INC(V)759938+1792092960.06%+88
CITIGROUP INC(C)017,183+17,18301,2100.25%+1,210
MARRIOTT INTL INC NEW(MAR)02,552+2,55207120.15%+712
DISNEY WALT CO(DIS)03,421+3,42103810.08%+381
ENTERPRISE PRODS PARTNERS L(EPD)030,487+30,48709560.20%+956
VANGUARD INDEX FDS0814+81403340.07%+334
ISHARES TR6,7666,76607948580.18%+64
AMPHENOL CORP NEW016,857+16,85701,1710.24%+1,171
ISHARES TR3,9573,95708719310.19%+60
CONSTELLATION ENERGY CORP(CEG)1,0001,418+4182603170.07%+57
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
10,21311,323+1,1108559090.19%+54
COCA COLA CO(KO)8,77910,957+2,1786316820.14%+51
AMERICAN EXPRESS CO(AXP)1,6801,685+54565000.10%+45
VANGUARD INDEX FDS84,28384,353+7022,23622,2804.57%+44
VANGUARD INDEX FDS6,0366,037+11,5891,6280.33%+39
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
62,36063,968+1,60811,17211,2092.30%+37
BROOKFIELD ASSET MANAGMT LTD(BAM)5,1535,15302442790.06%+36
BANK NEW YORK MELLON CORP6,6906,704+144815150.11%+34
J P MORGAN EXCHANGE TRADED F
NASDAQ EQT PREM
14,12414,324+2007768080.17%+32
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