Securities ▲▼ | Shares | Value | |||||
|---|---|---|---|---|---|---|---|
Q4 2023 ▲▼ | Q1 2024 ▲▼ | Change ▲▼ | Q4 2023 ▲▼ | Q1 2024 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| CenterPoint Energy, Inc.EQUITY(CNP) | 1,349,895 | 1,427,407 | +77,512 | $68.84M | $46.03M | 12.56% | -$22.81M |
| Palo Alto Networks, Inc.NOTE 0 375 6 0(PANW) | 0 | 0 | 0 | $0 | $28.54M | 7.79% | +$28.54M |
| Royal Caribbean Cruises Ltd.NOTE 6 000 8 1(RCL) | 0 | 0 | 0 | $30.77M | $26.89M | 7.34% | -$3.89M |
| Wts/california Resources Corp Exp10/23/2024WARR | 738,057 | 1,030,410 | +292,353 | $14.30M | $20.15M | 5.50% | +$5.85M |
| RBC Bearings Incorporated5 CNV PFD SR A(RBC) | 141,410 | 161,411 | +20,001 | $18.36M | $19.71M | 5.38% | +$1.35M |
| Carnival Corporation Ltd.FIXED INCOME(CCL) | 0 | 0 | 0 | $14.57M | $16.66M | 4.55% | +$2.09M |
| Colony Capital Operating Co 5.75 07/15/2025FIXED INCOME | 0 | 0 | 0 | $14.40M | $15.80M | 4.31% | +$1.40M |
| Norwegian Cruise Line Holdings Ltd.NOTE 6 000 5 1(NCLH) | 0 | 0 | 0 | $12.19M | $15.50M | 4.23% | +$3.31M |
| EPR PropertiesPFD C CV 5 75(EPR) | 750,098 | 615,856 | -134,242 | $15.98M | $11.68M | 3.19% | -$4.30M |
| Peabody Energy CorporationNOTE 3 250 3 0(BTU) | 0 | 0 | 0 | $1.43M | $10.39M | 2.84% | +$8.97M |
| Brookdale Senior Living Inc.UNIT 11 15 2025(BKD) | 106,669 | 106,092 | -577 | $8.63M | $9.73M | 2.65% | +$1.10M |
| Strategy IncNOTE 0 750 12 1(MSTR) | 0 | 0 | 0 | $5.77M | $8.67M | 2.37% | +$2.90M |
| Occidental Petroleum CorporationW EXP 08 03 202(OXY) | 351,766 | 188,404 | -163,362 | $13.69M | $8.12M | 2.22% | -$5.57M |
| Transocean Inc. 144a 4.625 09/30/2029FIXED INCOME | 0 | 0 | 0 | $8.07M | $7.87M | 2.15% | -$202.4K |
| Starwood Property Trust, Inc.NOTE 6 750 7 1(STWD) | 0 | 0 | 0 | $5.44M | $7.42M | 2.03% | +$1.98M |
| Applied Optoelectronics Inc 5 1/4 12/15/26FIXED INCOME | 0 | 0 | 0 | $5.55M | $6.97M | 1.90% | +$1.42M |
| United States Stl CorpNOTE 5 000 11 0 | 0 | 0 | 0 | $14.51M | $6.75M | 1.84% | -$7.76M |
| Carnival Corporation Regs 5.75 12/01/2027FIXED INCOME | 0 | 0 | 0 | $4.92M | $6.25M | 1.71% | +$1.32M |
| American Airlines Group Inc.NOTE 6 500 7 0(AAL) | 0 | 0 | 0 | $6.64M | $5.81M | 1.59% | -$832.8K |
| Albemarle Corp7 25 DEP SHS A | 0 | 93,684 | +93,684 | $0 | $5.53M | 1.51% | +$5.53M |
| Spirit Aerosystems Hold144a 3.25 11/01/2028FIXED INCOME | 0 | 0 | 0 | $0 | $4.98M | 1.36% | +$4.98M |
| Strategy IncNOTE 2 1(MSTR) | 0 | 0 | 0 | $0 | $4.76M | 1.30% | +$4.76M |
| Microstrategy Incorporated 14 0.625 03/15/2030FIXED INCOME | 0 | 0 | 0 | $0 | $4.67M | 1.28% | +$4.67M |
| Wayfair Inc.NOTE 3 250 9 1(W) | 0 | 0 | 0 | $4.93M | $4.54M | 1.24% | -$388.4K |
| Arbor Realty Trust IncNOTE 7 500 8 0 | 0 | 0 | 0 | $6.24M | $4.31M | 1.18% | -$1.93M |
| Cto Realty Growth Inc. 3.875 04/15/2025FIXED INCOME | 0 | 0 | 0 | $4.30M | $4.22M | 1.15% | -$80.9K |
| Enovix Corporation 3 05/01/28FIXED INCOME | 0 | 0 | 0 | $4.96M | $3.88M | 1.06% | -$1.08M |
| Sunrun Inc. 144a 4 03/01/2030FIXED INCOME | 0 | 0 | 0 | $0 | $3.48M | 0.95% | +$3.48M |
| Herbalife Nutrition Ltd. 144a 4.25 06/15/2028FIXED INCOME | 0 | 0 | 0 | $1.15M | $3.45M | 0.94% | +$2.30M |
| Nio Inc. 144a 4.625 10/15/2030FIXED INCOME | 0 | 0 | 0 | $6.05M | $3.39M | 0.92% | -$2.66M |
| Great Ajax Corp7 25 CV SR NT 24 | 129,886 | 131,484 | +1,598 | $3.19M | $3.28M | 0.89% | +$82.7K |
| Microstrategy Incorporated 14 0.875 03/15/2031FIXED INCOME | 0 | 0 | 0 | $0 | $3.04M | 0.83% | +$3.04M |
| Spirit Airls IncNOTE 4 750 5 1 | 0 | 0 | 0 | $6.68M | $2.86M | 0.78% | -$3.82M |
| Cinemark Holdings, Inc.NOTE 4 500 8 1(CNK) | 0 | 0 | 0 | $4.23M | $2.77M | 0.76% | -$1.46M |
| Nio Inc. 144a 3.875 10/15/2029FIXED INCOME | 0 | 0 | 0 | $3.18M | $2.71M | 0.74% | -$475.8K |
| Rivian Automotive, Inc.NOTE 4 625 3 1(RIVN) | 0 | 0 | 0 | $0 | $2.40M | 0.66% | +$2.40M |
| Coinbase Global Inc. 144a 0.25 04/01/2030FIXED INCOME | 0 | 0 | 0 | $0 | $2.11M | 0.58% | +$2.11M |
| Transocean Ltd.DEB 4 625 9 3(RIG) | 0 | 0 | 0 | $0 | $2.02M | 0.55% | +$2.02M |
| Novavax, Inc.NOTE 5 000 12 1(NVAX) | 0 | 0 | 0 | $0 | $1.91M | 0.52% | +$1.91M |
| Opko Health Inc. 144a 3.75 01/15/2029FIXED INCOME | 0 | 0 | 0 | $0 | $1.85M | 0.50% | +$1.85M |
| Dynavax Technologies CorpNOTE 2 500 5 1 | 0 | 0 | 0 | $3.67M | $1.68M | 0.46% | -$1.99M |
| Wayfair Inc. 144a 3.5 11/15/2028FIXED INCOME | 0 | 0 | 0 | $0 | $1.67M | 0.46% | +$1.67M |
| Ncr Voyix Corporationpfd 5.5000 03/16/2024 SeriesEQUITY | 1,500 | 1,500 | 0 | $1.84M | $1.59M | 0.43% | -$248.5K |
| State Street SPDR S&P 500 ETF TrustTR UNIT(SPY) | 0 | 2,500 | +2,500 | $0 | $1.31M | 0.36% | +$1.31M |
| Core Scientific, Inc.W EXP 01 23 202(CORZ) | 0 | 955,355 | +955,355 | $0 | $1.27M | 0.35% | +$1.27M |
| Li Auto Inc.NOTE 0 250 5 0(LI) | 0 | 0 | 0 | $2.79M | $1.15M | 0.31% | -$1.64M |
| Core Scientific Inc NewNOTE 10 000 1 2 | 0 | 0 | 0 | $0 | $894.0K | 0.24% | +$894.0K |
| BrightSpring Health Services, Inc.UNIT 02 01 2027(BTSG) | 0 | 0 | 0 | $0 | $876.5K | 0.24% | +$876.5K |
| Stem, Inc.(STEM) | 0 | 340,887 | +340,887 | $0 | $746.5K | 0.20% | +$746.5K |
| Stem Inc 4 1/4 04/01/30FIXED INCOME | 0 | 0 | 0 | $3.42M | $648.3K | 0.18% | -$2.78M |
| Landsea Homes CorpW EXP 01 08 202 | 0 | 1,178,269 | +1,178,269 | $0 | $529.4K | 0.14% | +$529.4K |
| Core Scientific, Inc.W EXP 01 23 202(CORZ) | 0 | 194,654 | +194,654 | $0 | $467.2K | 0.13% | +$467.2K |
| Algonquin Pwr Utils CorpUNIT 06 15 2024 | 392,452 | 18,518 | -373,934 | $8.74M | $397.0K | 0.11% | -$8.34M |
| Novavax, Inc.(NVAX) | 0 | 63,127 | +63,127 | $0 | $301.7K | 0.08% | +$301.7K |
| Ast Spacemobile IncW EXP 04 06 202 | 424,012 | 392,318 | -31,694 | $686.9K | $251.1K | 0.07% | -$435.8K |
| Core Scientific, Inc.(CORZ) | 0 | 67,173 | +67,173 | $0 | $237.8K | 0.06% | +$237.8K |
| Bigbear Ai Hldgs IncW EXP 12 08 202 *W EXP 12/08/202 | 86,164 | 560,695 | +474,531 | $29.1K | $187.9K | 0.05% | +$158.8K |
| Amg Capital Trust Iiconv Pfd Usd2.5750(5.15)EQUITY | 11,535 | 2,409 | -9,126 | $579.3K | $122.6K | 0.03% | -$456.7K |
| Zynga IncNOTE 0 250 6 0 | 0 | 0 | 0 | $0 | $114.6K | 0.03% | +$114.6K |
| The Lion Electric CompanyW EXP 12 16 202 | 314,227 | 311,227 | -3,000 | $104.2K | $99.6K | 0.03% | -$4.6K |
| VinFast Auto Ltd.W EXP 08 11 202(VFS) | 100,741 | 136,428 | +35,687 | $170.3K | $95.5K | 0.03% | -$74.8K |
| AST SpaceMobile, Inc.CL A(ASTS) | 112,800 | 31,166 | -81,634 | $680.2K | $90.4K | 0.02% | -$589.8K |
| Nikola Corp | 77,910 | 81,500 | +3,590 | $68.2K | $84.8K | 0.02% | +$16.6K |
| PSQ Holdings, Inc.W EXP 99 99 999(PSQH) | 29,474 | 121,341 | +91,867 | $23.6K | $79.0K | 0.02% | +$55.4K |
| Zerofox Hldgs IncW EXP 08 03 202 | 0 | 790,949 | +790,949 | $0 | $71.1K | 0.02% | +$71.1K |
| Amprius Technologies, Inc.W EXP 09 14 202(AMPX) | 347,651 | 219,725 | -127,926 | $135.6K | $54.9K | 0.01% | -$80.7K |
| Nuscale Pwr CorpW EXP 05 02 202 | 0 | 64,857 | +64,857 | $0 | $51.9K | 0.01% | +$51.9K |
| LiveWire Group, Inc.W EXP 09 26 202(LVWR) | 227,789 | 171,089 | -56,700 | $92.4K | $42.6K | 0.01% | -$49.8K |
| Payoneer Global IncW EXP 99 99 999 | 0 | 141,628 | +141,628 | $0 | $38.2K | 0.01% | +$38.2K |
| Surgepays IncW EXP 10 22 202 | 0 | 52,095 | +52,095 | $0 | $30.2K | 0.01% | +$30.2K |
| Moneyhero LimitedW EXP 09 13 202 *W EXP 09/13/202 | 218,848 | 258,080 | +39,232 | $15.3K | $28.4K | 0.01% | +$13.0K |
| ReNew Energy Global PlcW EXP 08 21 202(RNW) | 58,829 | 51,793 | -7,036 | $67.1K | $25.9K | 0.01% | -$41.2K |
| Vertex Energy Inc | 220,611 | 16,811 | -203,800 | $747.9K | $23.5K | 0.01% | -$724.3K |
| Abacus Life IncW EXP 06 30 202 | 16,261 | 10,794 | -5,467 | $12.1K | $6.9K | 0.00% | -$5.2K |
| A Spac Ii Acquisition CorpRIGHT 10 15 2026 | 100,000 | 100,000 | 0 | $9.0K | $6.1K | 0.00% | -$2.9K |
| Better Home & Finance Holding CompanyW EXP 12 15 202(BETR) | 56,611 | 56,611 | 0 | $9.1K | $5.9K | 0.00% | -$3.1K |
| OppFi Inc.W EXP 07 20 202(OPFI) | 50,105 | 67,865 | +17,760 | $19.5K | $5.4K | 0.00% | -$14.1K |
| Archer Aviation Inc.W EXP 09 16 202(ACHR) | 0 | 7,100 | +7,100 | $0 | $5.1K | 0.00% | +$5.1K |
| Clever Leaves Holdings IncW EXP 12 18 202 | 290,052 | 88,155 | -201,897 | $5.1K | $3.5K | 0.00% | -$1.6K |
| Eos Energy Enterprises IncW EXP 11 17 202 | 12,998 | 12,898 | -100 | $2.6K | $2.3K | 0.00% | -$308 |
| T3 Defense Inc.W EXP 12 04 202(DFNS) | 26,110 | 26,110 | 0 | $3.4K | $1.6K | 0.00% | -$1.7K |
| ClimateRockRIGHT 10 31 2028(CLRCF) | 19,600 | 19,600 | 0 | $2.2K | $1.6K | 0.00% | -$539 |
| Anghami Inc.W EXP 02 03 202(ANGH) | 20,000 | 20,000 | 0 | $1.6K | $1.4K | 0.00% | -$240 |
| Globalink Invt IncW EXP 12 03 202 | 50,000 | 50,000 | 0 | $165 | $1.2K | 0.00% | +$1.0K |
| Australian Oilseeds Hldgs LtW EXP 11 16 202 *W EXP 03/22/202 | 0 | 20,200 | +20,200 | $0 | $1.0K | 0.00% | +$1.0K |
| Chicken Soup For The Soul EnW EXP 10 22 202 | 156,418 | 156,418 | 0 | $1.1K | $970 | 0.00% | -$156 |
| South Jersey Industries Inc.Pfd Usd4.3750(8.75)EQUITY | 12 | 12 | 0 | $828 | $790 | 0.00% | -$38 |
| Coeptis Therapeutics Hldgs IW EXP 12 31 202 *W EXP 10/28/202 | 29,180 | 29,180 | 0 | $905 | $744 | 0.00% | -$161 |
| Agba Group Holding LtdW EXP 03 15 202 | 46,220 | 46,220 | 0 | $282 | $721 | 0.00% | +$439 |
| Brooge Energy LtdW EXP 12 20 202 | 103,600 | 103,600 | 0 | $1.5K | $622 | 0.00% | -$911 |
| Katapult Holdings, Inc.W EXP 06 09 202(KPLT) | 65,000 | 30,000 | -35,000 | $481 | $594 | 0.00% | +$113 |
| Shapeways Holdings IncW EXP 09 29 202 | 155,696 | 155,696 | 0 | $467 | $592 | 0.00% | +$125 |
| Wts/parker Drilling Companyexp09/16/2024WARR | 29,534 | 29,534 | 0 | $591 | $591 | 0.00% | $0 |
| A Spac Ii Acquisition CorpW EXP 10 15 202 | 37,996 | 37,996 | 0 | $194 | $475 | 0.00% | +$281 |
| BlackSky Technology Inc.W EXP 09 09 202(BKSY) | 5,700 | 5,700 | 0 | $285 | $433 | 0.00% | +$148 |
| Cartesian Growth Corporation IIW EXP 07 12 202(REEUF) | 8,333 | 3,991 | -4,342 | $1.1K | $413 | 0.00% | -$670 |
| Lightning Emotors Inc11.5000exp05/18/2025WARR | 392,968 | 392,968 | 0 | $432 | $393 | 0.00% | -$39 |
| T1 Energy Inc.W EXP 07 09 202(TE) | 0 | 2,094 | +2,094 | $0 | $377 | 0.00% | +$377 |
| Ucommune International LtdW EXP 11 01 202 | 48,592 | 48,592 | 0 | $355 | $350 | 0.00% | -$5 |
| ClimateRockW EXP 99 99 999(CLRCF) | 9,800 | 9,800 | 0 | $245 | $284 | 0.00% | +$39 |