Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q3 2023 ▲▼ | Q4 2023 ▲▼ | Change ▲▼ | Q3 2023 ▲▼ | Q4 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| VANGUARD INTL EQUITY INDEX F | 6,662 | 6,662 | 0 | 261 | 6,837 | 0.39% | +6,575 |
| ISHARES TR CORE MSCI EAFE | 0 | 85,477 | +85,477 | 0 | 6,013 | 0.34% | +6,013 |
| SPDR SER TR ST STR CORPO ETF | 0 | 183,772 | +183,772 | 0 | 5,405 | 0.31% | +5,405 |
| ISHARES TR | 0 | 144,813 | +144,813 | 0 | 4,517 | 0.26% | +4,517 |
| INVESCO MUN OPPORTUNITY TR(VMO) | 760,259 | 1,085,302 | +325,043 | 6,257 | 10,430 | 0.60% | +4,173 |
| SPDR SER TR ST STR SP DIV | 0 | 32,604 | +32,604 | 0 | 4,075 | 0.23% | +4,075 |
| GOLDMAN SACHS ETF TR | 482,776 | 472,819 | -9,957 | 40,664 | 44,355 | 2.53% | +3,691 |
| ISHARES TR | 5,790 | 39,112 | +33,322 | 594 | 4,240 | 0.24% | +3,646 |
| BNY MELLON STRATEGIC MUNS IN(LEO) | 428,673 | 996,032 | +567,359 | 2,285 | 5,837 | 0.33% | +3,552 |
| NUVEEN MUNICIPAL CREDIT INC(NZF) | 355,078 | 596,871 | +241,793 | 3,703 | 7,055 | 0.40% | +3,352 |
| NUVEEN QUALITY MUNCP INCOME(NAD) | 1,759,561 | 1,816,131 | +56,570 | 17,842 | 20,795 | 1.19% | +2,953 |
| J P MORGAN EXCHANGE TRADED F US QUALTY FCTR | 848,171 | 825,739 | -22,432 | 36,700 | 39,520 | 2.26% | +2,820 |
| VANGUARD MUN BD FDS | 8,119 | 60,650 | +52,531 | 391 | 3,096 | 0.18% | +2,706 |
| ROCKET PHARMACEUTICALS INC(RCKT) | 151,074 | 193,350 | +42,276 | 3,096 | 5,795 | 0.33% | +2,699 |
| BRIDGEBIO PHARMA INC(BBIO) | 87,981 | 121,653 | +33,672 | 2,320 | 4,911 | 0.28% | +2,591 |
| J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM | 220,384 | 261,409 | +41,025 | 11,804 | 14,372 | 0.82% | +2,569 |
| PROSHARES TR RUSS 2000 DIVD | 11,486 | 48,641 | +37,155 | 650 | 3,162 | 0.18% | +2,512 |
| ISHARES TR | 63,367 | 62,093 | -1,274 | 27,211 | 29,657 | 1.69% | +2,446 |
| NUVEEN AMT FREE MUN CR INC F(NVG) | 449,791 | 593,603 | +143,812 | 4,637 | 7,016 | 0.40% | +2,379 |
| IMMUNOGEN INC | 523,074 | 356,997 | -166,077 | 8,301 | 10,585 | 0.60% | +2,284 |
| RHYTHM PHARMACEUTICALS INC(RYTM) | 40,146 | 66,708 | +26,562 | 920 | 3,067 | 0.18% | +2,146 |
| INVESCO ADVANTAGE MUN INCOME | 552,684 | 722,401 | +169,717 | 4,095 | 6,104 | 0.35% | +2,009 |
| NUVEEN SELECT TAX-FREE INCOM(NXP) | 401,729 | 495,077 | +93,348 | 5,343 | 7,317 | 0.42% | +1,974 |
| INVESCO EXCH TRADED FD TR II SR LN ETF | 0 | 93,082 | +93,082 | 0 | 1,971 | 0.11% | +1,971 |
| BROADCOM INC(AVGO) | 4,810 | 5,293 | +483 | 3,995 | 5,908 | 0.34% | +1,913 |
| VISA INC(V) | 40,168 | 42,760 | +2,592 | 9,239 | 11,133 | 0.64% | +1,894 |
| NEUBERGER BERMAN MUN FD INC(NBH) | 0 | 181,818 | +181,818 | 0 | 1,882 | 0.11% | +1,882 |
| SPDR SER TR ST PORT HIGH ETF | 0 | 79,285 | +79,285 | 0 | 1,854 | 0.11% | +1,854 |
| MFS MUN INCOME TR(MFM) | 230,286 | 555,880 | +325,594 | 1,048 | 2,874 | 0.16% | +1,826 |
| BNY MELLON MUN BD INFRASTRUC(DMB) | 212,339 | 379,087 | +166,748 | 2,106 | 3,908 | 0.22% | +1,802 |
| BNY MELLON STRATEGIC MUN BD | 543,888 | 777,865 | +233,977 | 2,703 | 4,442 | 0.25% | +1,738 |
| NUVEEN PFD & INCOME OPPORTUN(JPC) | 329,363 | 558,415 | +229,052 | 2,085 | 3,775 | 0.22% | +1,690 |
| TRANE TECHNOLOGIES PLC(TT) | 18,485 | 22,303 | +3,818 | 3,751 | 5,440 | 0.31% | +1,689 |
| PENNANTPARK INVT CORP(PNNT) | 188,990 | 423,856 | +234,866 | 1,244 | 2,929 | 0.17% | +1,685 |
| ANALOG DEVICES INC(ADI) | 30,274 | 35,057 | +4,783 | 5,301 | 6,961 | 0.40% | +1,660 |
| TG THERAPEUTICS INC(TGTX) | 126,186 | 158,054 | +31,868 | 1,055 | 2,700 | 0.15% | +1,645 |
| CAPITAL SOUTHWEST CORP(CSWC) | 184,698 | 247,300 | +62,602 | 4,230 | 5,861 | 0.33% | +1,631 |
| INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC | 457,011 | 443,991 | -13,020 | 12,865 | 14,492 | 0.83% | +1,627 |
| INVESCO VALUE MUN INCOME TR(IIM) | 719,002 | 774,183 | +55,181 | 7,478 | 9,081 | 0.52% | +1,604 |
| IOVANCE BIOTHERAPEUTICS INC(IOVA) | 180,495 | 286,034 | +105,539 | 821 | 2,325 | 0.13% | +1,504 |
| ARVINAS INC(ARVN) | 0 | 36,084 | +36,084 | 0 | 1,485 | 0.08% | +1,485 |
| AMAZON COM INC(AMZN) | 78,009 | 74,751 | -3,258 | 9,917 | 11,358 | 0.65% | +1,441 |
| KARUNA THERAPEUTICS INC | 8,024 | 8,763 | +739 | 1,357 | 2,774 | 0.16% | +1,417 |
| MICROCHIP TECHNOLOGY INC.(MCHP) | 33,609 | 44,369 | +10,760 | 2,623 | 4,001 | 0.23% | +1,378 |
| NUVEEN MUN VALUE FD INC(NUV) | 473,236 | 614,374 | +141,138 | 3,909 | 5,284 | 0.30% | +1,375 |
| KURA ONCOLOGY INC(KURA) | 50,700 | 127,643 | +76,943 | 462 | 1,836 | 0.10% | +1,373 |
| ISHARES TR | 0 | 8,031 | +8,031 | 0 | 1,327 | 0.08% | +1,327 |
| ARDELYX INC | 162,639 | 319,948 | +157,309 | 664 | 1,984 | 0.11% | +1,320 |
| GRIFOLS S A(GRFS) | 178,413 | 254,609 | +76,196 | 1,631 | 2,943 | 0.17% | +1,313 |
| BLACKROCK MUNIYIELD N Y QUAL | 783,458 | 792,406 | +8,948 | 6,941 | 8,186 | 0.47% | +1,244 |
| VIRIDIAN THERAPEUTICS INC(VRDN) | 27,112 | 75,780 | +48,668 | 416 | 1,650 | 0.09% | +1,235 |
| CION INVT CORP(CICB) | 107,263 | 208,005 | +100,742 | 1,134 | 2,353 | 0.13% | +1,219 |
| ABRDN NATL MUN INCOME FD | 157,330 | 250,485 | +93,155 | 1,355 | 2,557 | 0.15% | +1,203 |
| INTERNATIONAL BUSINESS MACHS(IBM) | 23,135 | 27,105 | +3,970 | 3,246 | 4,433 | 0.25% | +1,187 |
| RUNWAY GROWTH FINANCE CORP(RWAY) | 168,525 | 265,119 | +96,594 | 2,160 | 3,346 | 0.19% | +1,185 |
| MFS HIGH INCOME MUN TR SH BEN INT | 296,410 | 592,206 | +295,796 | 925 | 2,102 | 0.12% | +1,178 |
| DWS MUN INCOME TR NEW(KTF) | 824,609 | 844,610 | +20,001 | 6,349 | 7,509 | 0.43% | +1,159 |
| NUVEEN NEW YORK AMT QLT MUNI(NRK) | 828,349 | 852,427 | +24,078 | 7,828 | 8,976 | 0.51% | +1,148 |
| NVIDIA CORPORATION(NVDA) | 14,781 | 15,301 | +520 | 6,430 | 7,577 | 0.43% | +1,148 |
| BOSTON SCIENTIFIC CORP(BSX) | 51,760 | 66,684 | +14,924 | 2,733 | 3,855 | 0.22% | +1,122 |
| BLACKROCK MUNIYIELD QUALITY | 1,446,213 | 1,282,311 | -163,902 | 13,811 | 14,926 | 0.85% | +1,115 |
| AMERICAN EXPRESS CO(AXP) | 15,773 | 18,409 | +2,636 | 2,353 | 3,449 | 0.20% | +1,096 |
| IRON MTN INC DEL(IRM) | 47,751 | 55,987 | +8,236 | 2,839 | 3,918 | 0.22% | +1,079 |
| WISDOMTREE TR(WT) | 1,281,078 | 1,160,501 | -120,577 | 41,020 | 42,091 | 2.40% | +1,071 |
| SARATOGA INVT CORP(SAJ) | 82,974 | 123,219 | +40,245 | 2,132 | 3,186 | 0.18% | +1,054 |
| CINTAS CORP(CTAS) | 10,063 | 9,736 | -327 | 4,840 | 5,867 | 0.34% | +1,027 |
| BARINGS BDC INC(BBDC) | 379,703 | 513,590 | +133,887 | 3,383 | 4,407 | 0.25% | +1,023 |
| NUVEEN CA QUALTY MUN INCOME(NAC) | 596,920 | 610,737 | +13,817 | 5,760 | 6,773 | 0.39% | +1,013 |
| BLACKROCK TCP CAPITAL CORP | 312,472 | 404,672 | +92,200 | 3,668 | 4,670 | 0.27% | +1,001 |
| ARISTA NETWORKS INC | 17,965 | 18,278 | +313 | 3,304 | 4,305 | 0.25% | +1,000 |
| SPDR SER TR ST NUVE HIGH ETF | 0 | 39,158 | +39,158 | 0 | 991 | 0.06% | +991 |
| ULTRAGENYX PHARMACEUTICAL IN(RARE) | 19,751 | 35,378 | +15,627 | 704 | 1,692 | 0.10% | +988 |
| MADRIGAL PHARMACEUTICALS INC(MDGL) | 35,972 | 26,926 | -9,046 | 5,253 | 6,230 | 0.36% | +977 |
| MICROSOFT CORP(MSFT) | 35,656 | 32,471 | -3,185 | 11,258 | 12,210 | 0.70% | +952 |
| EATON VANCE NATL MUN OPPORT(EOT) | 138,269 | 185,893 | +47,624 | 2,243 | 3,145 | 0.18% | +903 |
| ALLIANCEBERNSTEIN NATL MUN I(AFB) | 801,734 | 773,659 | -28,075 | 7,488 | 8,386 | 0.48% | +898 |
| COCA COLA CO(KO) | 54,670 | 66,540 | +11,870 | 3,060 | 3,921 | 0.22% | +861 |
| NUVEEN NEW YORK QLT MUN INC(NAN) | 681,180 | 674,113 | -7,067 | 6,587 | 7,442 | 0.43% | +855 |
| TJX COS INC NEW(TJX) | 41,071 | 47,983 | +6,912 | 3,650 | 4,501 | 0.26% | +851 |
| NUVEEN AMT FREE QLTY MUN INC | 1,703,921 | 1,576,422 | -127,499 | 16,494 | 17,341 | 0.99% | +847 |
| IMMUNOCORE HLDGS PLC(IMCR) | 0 | 12,384 | +12,384 | 0 | 846 | 0.05% | +846 |
| FIRST TR INTER DURATN PFD &(FPF) | 139,004 | 178,260 | +39,256 | 2,071 | 2,907 | 0.17% | +836 |
| BLACKROCK MUNIHLDGS NY QLTY | 661,688 | 654,357 | -7,331 | 6,041 | 6,877 | 0.39% | +836 |
| VIATRIS INC(VTRS) | 82,358 | 151,841 | +69,483 | 812 | 1,644 | 0.09% | +832 |
| ISHARES TR | 71,896 | 79,733 | +7,837 | 3,389 | 4,201 | 0.24% | +812 |
| ISHARES TR | 101,611 | 121,215 | +19,604 | 2,581 | 3,393 | 0.19% | +812 |
| NUVEEN CALIFORNIA AMT QLT MU | 532,817 | 543,578 | +10,761 | 5,467 | 6,273 | 0.36% | +806 |
| QUALCOMM INC(QCOM) | 5,305 | 9,615 | +4,310 | 589 | 1,391 | 0.08% | +801 |
| BLACKROCK MUNIYILD QULT FD I(MQY) | 536,485 | 515,664 | -20,821 | 5,488 | 6,286 | 0.36% | +798 |
| PULTE GROUP INC(PHM) | 15,958 | 19,171 | +3,213 | 1,182 | 1,979 | 0.11% | +797 |
| PALO ALTO NETWORKS INC(PANW) | 8,916 | 9,782 | +866 | 2,090 | 2,885 | 0.16% | +794 |
| APPLE INC(AAPL) | 71,850 | 67,993 | -3,857 | 12,301 | 13,091 | 0.75% | +789 |
| ARES CAPITAL CORP(ARCC) | 110,106 | 146,390 | +36,284 | 2,144 | 2,932 | 0.17% | +788 |
| VERONA PHARMA PLC | 0 | 39,294 | +39,294 | 0 | 781 | 0.04% | +781 |
| DICKS SPORTING GOODS INC(DKS) | 18,428 | 18,922 | +494 | 2,001 | 2,781 | 0.16% | +780 |
| GOLDMAN SACHS GROUP INC(GS) | 3,841 | 5,237 | +1,396 | 1,243 | 2,020 | 0.12% | +777 |
| WESTERN ASSET DIVERSIFIED IN(WDI) | 69,130 | 119,833 | +50,703 | 915 | 1,690 | 0.10% | +774 |
| CYMABAY THERAPEUTICS INC | 72,839 | 78,311 | +5,472 | 1,086 | 1,850 | 0.11% | +764 |
| AMGEN INC(AMGN) | 6,242 | 8,474 | +2,232 | 1,678 | 2,441 | 0.14% | +763 |
| TEVA PHARMACEUTICAL INDS LTD(TEVA) | 87,605 | 158,208 | +70,603 | 894 | 1,652 | 0.09% | +758 |