Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q2 2023 ▲▼ | Q3 2023 ▲▼ | Change ▲▼ | Q2 2023 ▲▼ | Q3 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| ACTIVISION BLIZZARD INC(Call) | 23,900 | 226,900 | +203,000 | 2,015 | 21,245 | — | +19,230 |
| ACTIVISION BLIZZARD INC | 0 | 124,204 | +124,204 | 0 | 11,629 | 19.82% | +11,629 |
| VMWARE INC(Call) | 0 | 27,700 | +27,700 | 0 | 4,611 | — | +4,611 |
| FLAHERTY & CRUMRINE PFD SECS | 0 | 322,048 | +322,048 | 0 | 4,177 | 7.12% | +4,177 |
| INVESCO QQQ TR(Put) | 0 | 11,500 | +11,500 | 0 | 4,120 | — | +4,120 |
| BLACKROCK SCIENCE & TECHNOLO(BSTZ) | 41,042 | 254,668 | +213,626 | 743 | 4,202 | 7.16% | +3,459 |
| NUVEEN PFD & INCOME OPPORTUN(JPC) | 0 | 428,442 | +428,442 | 0 | 2,712 | 4.62% | +2,712 |
| TEKLA LIFE SCIENCES INVS | 186,100 | 327,042 | +140,942 | 2,520 | 4,078 | 6.95% | +1,558 |
| TEKLA HEALTHCARE INVS(HQH) | 255,773 | 376,791 | +121,018 | 4,361 | 5,859 | 9.99% | +1,498 |
| GABELLI DIVID & INCOME TR COM | 111,700 | 197,213 | +85,513 | 2,360 | 3,834 | 6.53% | +1,474 |
| FLAHERTY & CRUMRINE DYNAMIC | 0 | 86,745 | +86,745 | 0 | 1,455 | 2.48% | +1,455 |
| VMWARE INC | 0 | 6,250 | +6,250 | 0 | 1,041 | 1.77% | +1,041 |
| DUFF & PHELPS UTLITY AND INF | 0 | 112,367 | +112,367 | 0 | 969 | 1.65% | +969 |
| GABELLI HLTHCARE & WELLNESS | 39,506 | 109,169 | +69,663 | 393 | 937 | 1.60% | +543 |
| BLACKROCK MUNIYIELD FD INC | 151,130 | 220,864 | +69,734 | 1,578 | 2,028 | 3.46% | +450 |
| NUVEEN PREFERRED AND INCOME | 0 | 27,407 | +27,407 | 0 | 430 | 0.73% | +430 |
| NUVEEN VIRGINIA QLTY MUNCPL | 0 | 42,685 | +42,685 | 0 | 406 | 0.69% | +406 |
| HORIZON THERAPEUTICS PUB L | 0 | 3,500 | +3,500 | 0 | 405 | 0.69% | +405 |
| BLACKROCK MUNIVEST FD II INC | 89,692 | 143,285 | +53,593 | 953 | 1,331 | 2.27% | +378 |
| BLACKROCK ENHANCED GLOBAL DI | 0 | 32,400 | +32,400 | 0 | 306 | 0.52% | +306 |
| VOYA ASIA PAC HIGH DIV EQT I | 0 | 47,196 | +47,196 | 0 | 273 | 0.47% | +273 |
| NEUBERGER BERMAN MUN FD INC | 0 | 27,594 | +27,594 | 0 | 254 | 0.43% | +254 |
| SPECIAL OPPORTUNITIES FD INC | 0 | 17,158 | +17,158 | 0 | 188 | 0.32% | +188 |
| CLOUGH GLOBAL DIVID & INCOME | 36,215 | 71,345 | +35,130 | 201 | 355 | 0.60% | +154 |
| BNY MELLON STRATEGIC MUN BD | 0 | 23,502 | +23,502 | 0 | 117 | 0.20% | +117 |
| CLOUGH GLOBAL EQUITY FD COM | 62,877 | 92,327 | +29,450 | 392 | 506 | 0.86% | +114 |
| MEXICO FD INC | 105,345 | 113,324 | +7,979 | 1,768 | 1,866 | 3.18% | +99 |
| LAZARD GLOBAL TOTAL RETURN & COM | 70,561 | 86,209 | +15,648 | 1,101 | 1,193 | 2.03% | +92 |
| CALAMOS GBL DYN INCOME FUND | 369,610 | 411,449 | +41,839 | 2,225 | 2,279 | 3.89% | +54 |
| LIVEWIRE GROUP INC | 0 | 117,822 | +117,822 | 0 | 41 | 0.07% | +41 |
| ACTIVISION BLIZZARD INC(Put) | 0 | 400 | +400 | 0 | 37 | — | +37 |
| AURORA TECHNOLOGY ACQUISITIO | 513,886 | 513,886 | 0 | 7 | 8 | 0.01% | +1 |
| BLUE WORLD ACQUISITION CORP | 21,100 | 21,100 | 0 | 2 | 3 | 0.01% | +1 |
| NORTHVIEW ACQUISITION CORP | 25,914 | 25,914 | 0 | 1 | 1 | 0.00% | 0 |
| AETHERIUM ACQUISITION CORP | 40,800 | 40,800 | 0 | 1 | 1 | 0.00% | 0 |
| KAIROUS ACQUISITION CORP LTD | 11,126 | 11,126 | 0 | 0 | 0 | 0.00% | 0 |
| PONO CAP TWO INC | 99,855 | 99,855 | 0 | 6 | 6 | 0.01% | 0 |
| ALPHA STAR ACQUISITION CORP | 40,929 | 40,929 | 0 | 0 | 0 | 0.00% | -0 |
| BURTECH ACQUISITION CORP | 45,520 | 45,520 | 0 | 1 | 1 | 0.00% | -0 |
| GARDINER HEALTHCARE ACQTS CO | 18,016 | 18,016 | 0 | 1 | 1 | 0.00% | -0 |
| FAZE HOLDINGS INC | 62,837 | 62,837 | 0 | 1 | 1 | 0.00% | -0 |
| CANNA GLOBAL ACQUISITION COR | 123,328 | 123,328 | 0 | 3 | 2 | 0.00% | -1 |
| SELINA HOSPITALITY PLC | 20,000 | 20,000 | 0 | 1 | 0 | 0.00% | -1 |
| SWIFTMERGE ACQUISITION CORP | 31,612 | 18,054 | -13,558 | 3 | 1 | 0.00% | -2 |
| PROOF ACQUISITION CORP I | 21,880 | 0 | -21,880 | 2 | 0 | — | -2 |
| NWTN INC | 100,100 | 95,559 | -4,541 | 29 | 24 | 0.04% | -5 |
| EVE HLDG INC | 76,783 | 76,283 | -500 | 68 | 61 | 0.10% | -6 |
| FUSION FUEL GREEN PLC | 101,648 | 39,322 | -62,326 | 29 | 2 | 0.00% | -28 |
| SRH TOTAL RETURN FUND INC(STEW) | 112,893 | 112,893 | 0 | 1,499 | 1,465 | 2.50% | -34 |
| NEUBERGER BERMAN REAL ESTATE COM | 353,991 | 353,991 | 0 | 1,076 | 988 | 1.68% | -88 |
| CLOUGH GLOBAL OPPORTUNITIES | 181,411 | 181,411 | 0 | 909 | 804 | 1.37% | -105 |
| HHG CAPITAL CORPORATION | 10,076 | 0 | -10,076 | 107 | 0 | — | -107 |
| CHENGHE ACQUISITION CO | 10,185 | 0 | -10,185 | 109 | 0 | — | -109 |
| NEWCOURT ACQUISITION CORP | 10,259 | 0 | -10,259 | 112 | 0 | — | -112 |
| HEALTHWELL ACQUISITION CORP | 12,206 | 0 | -12,206 | 125 | 0 | — | -125 |
| FIRST LT ACQUISITION GROUP I | 13,610 | 0 | -13,610 | 143 | 0 | — | -143 |
| ROYCE VALUE TR INC(RVT) | 188,503 | 188,503 | 0 | 2,601 | 2,426 | 4.14% | -175 |
| HANCOCK JOHN INVT TR | 39,188 | 0 | -39,188 | 184 | 0 | — | -184 |
| MOBIV ACQUISITION CORP | 22,839 | 0 | -22,839 | 242 | 0 | — | -242 |
| KNIGHTSWAN ACQUISITION CORP | 23,801 | 0 | -23,801 | 252 | 0 | — | -252 |
| PORTAGE FINTECH ACQUISITN CO | 31,811 | 0 | -31,811 | 330 | 0 | — | -330 |
| SDCL EDGE ACQUISITION CORP | 0 | 0 | 0 | 0 | 0 | — | 0 |
| LMP CAP & INCOME FD INC COM | 25,959 | 0 | -25,959 | 333 | 0 | — | -333 |
| TRISTAR ACQUISITION I CORP | 32,411 | 0 | -32,411 | 339 | 0 | — | -339 |
| SILVERSPAC INC | 33,127 | 0 | -33,127 | 344 | 0 | — | -344 |
| TORTOISE ENERGY INFRA CORP(TYG) | 12,587 | 0 | -12,587 | 366 | 0 | — | -366 |
| EVERGREEN CORPORATION | 0 | 0 | 0 | 0 | 0 | — | 0 |
| A SPAC II ACQUISITION CORP | 39,002 | 0 | -39,002 | 412 | 0 | — | -412 |
| GOLDENSTONE ACQUISITION LTD | 46,280 | 0 | -46,280 | 491 | 0 | — | -491 |
| EXCELFIN ACQUISITION CORP | 53,750 | 0 | -53,750 | 559 | 0 | — | -559 |
| VAHANNA TECH EDGE ACQSTN I C | 53,750 | 0 | -53,750 | 572 | 0 | — | -572 |
| DUNE ACQUISITION CORP | 57,701 | 0 | -57,701 | 575 | 0 | — | -575 |
| CONSILIUM ACQUISITN CORP I L | 61,945 | 0 | -61,945 | 650 | 0 | — | -650 |
| HAINAN MANASLU ACQUISTN CORP | 65,476 | 0 | -65,476 | 694 | 0 | — | -694 |
| ADAM NAT RES FD INC | 35,046 | 0 | -35,046 | 730 | 0 | — | -730 |
| ALLSPRING GLOBAL DIVIDEND OP | 173,473 | 0 | -173,473 | 755 | 0 | — | -755 |
| NUVEEN REAL ASSET INCOME & G | 71,923 | 0 | -71,923 | 821 | 0 | — | -821 |
| AP ACQUISITION CORP | 87,662 | 0 | -87,662 | 943 | 0 | — | -943 |
| KENSINGTON CAPITAL ACQUISITI | 92,632 | 0 | -92,632 | 978 | 0 | — | -978 |
| BLACK SPADE ACQUISITION CO | 100,800 | 0 | -100,800 | 1,042 | 0 | — | -1,042 |
| THE GROWTH FOR GOOD ACQU COR | 101,719 | 0 | -101,719 | 1,062 | 0 | — | -1,062 |
| RIGEL RESOURCE ACQ CORP | 103,121 | 0 | -103,121 | 1,105 | 0 | — | -1,105 |
| HEARTLAND MEDIA ACQUISITION | 106,813 | 0 | -106,813 | 1,126 | 0 | — | -1,126 |
| NEUBERGER BERMAN NEXT GENERA(NBXG) | 104,584 | 0 | -104,584 | 1,141 | 0 | — | -1,141 |
| LEARN CW INVESTMENT COR | 111,500 | 0 | -111,500 | 1,171 | 0 | — | -1,171 |
| VIRTUS DIVIDEND INTEREST & P(NFJ) | 103,823 | 0 | -103,823 | 1,268 | 0 | — | -1,268 |
| INNOVATIVE INTL ACQUSITIN CO | 124,954 | 0 | -124,954 | 1,369 | 0 | — | -1,369 |
| INCEPTION GROWTH ACQUSTN LTD | 132,919 | 0 | -132,919 | 1,376 | 0 | — | -1,376 |
| AIMFINITY INVESTMENT CORP I | 130,761 | 0 | -130,761 | 1,380 | 0 | — | -1,380 |
| MONTEREY CAP ACQUISITION COR | 143,474 | 0 | -143,474 | 1,501 | 0 | — | -1,501 |
| 10X CAPITAL VENTURE ACQ III | 192,878 | 0 | -192,878 | 2,021 | 0 | — | -2,021 |
| GLOBAL BLOCKCHAIN ACQUI CORP | 222,143 | 0 | -222,143 | 2,330 | 0 | — | -2,330 |
| DENALI CAPITAL ACQUISITN COR | 225,387 | 0 | -225,387 | 2,414 | 0 | — | -2,414 |
| INVESTCORP INDIA ACQUISTN CO | 261,158 | 0 | -261,158 | 2,796 | 0 | — | -2,796 |
| ANDRETTI ACQUISITION CORP | 285,937 | 0 | -285,937 | 3,042 | 0 | — | -3,042 |
| FG MERGER CORP | 302,733 | 0 | -302,733 | 3,204 | 0 | — | -3,204 |
| AURA FAT PROJS ACQUISITION C | 0 | 0 | 0 | 0 | 0 | — | 0 |
| PEARL HOLDINGS ACQUISITN COR | 383,492 | 0 | -383,492 | 4,046 | 0 | — | -4,046 |
| FTAC ZEUS ACQUISITION COR | 572,204 | 0 | -572,204 | 5,965 | 0 | — | -5,965 |
| XPAC ACQUISITION CORP | 0 | 0 | 0 | 0 | 0 | — | 0 |