Securities ▲▼ | Shares | Value ($K) | |||||
|---|---|---|---|---|---|---|---|
Q3 2023 ▲▼ | Q4 2023 ▲▼ | Change ▲▼ | Q3 2023 ▲▼ | Q4 2023 ▲▼ | Weight (%) ▲▼ | Change ▲▼ | |
| SPLUNK INC | 0 | 23,000 | +23,000 | 0 | 3,504 | 5.53% | +3,504 |
| FLAHERTY & CRUMRINE DYNAMIC(DFP) | 86,745 | 223,283 | +136,538 | 1,455 | 3,963 | 6.25% | +2,509 |
| NUVEEN PFD & INCOME OPPORTUN(JPC) | 428,442 | 687,473 | +259,031 | 2,712 | 4,647 | 7.33% | +1,935 |
| DUFF & PHELPS UTLITY AND INF(DPG) | 112,367 | 228,189 | +115,822 | 969 | 2,092 | 3.30% | +1,124 |
| SOVOS BRANDS INC | 0 | 50,000 | +50,000 | 0 | 1,102 | 1.74% | +1,102 |
| BLACKROCK ENHANCED GLOBAL DI | 32,400 | 116,890 | +84,490 | 306 | 1,160 | 1.83% | +854 |
| IROBOT CORP | 0 | 20,000 | +20,000 | 0 | 774 | 1.22% | +774 |
| CAPRI HOLDINGS LIMITED SHS | 0 | 15,000 | +15,000 | 0 | 754 | 1.19% | +754 |
| ABRDN HEALTHCARE INVESTORS(HQH) | 376,791 | 382,486 | +5,695 | 5,859 | 6,338 | 10.00% | +479 |
| ABRDN LIFE SCIENCES INVESTOR(HQL) | 327,042 | 338,542 | +11,500 | 4,078 | 4,557 | 7.19% | +479 |
| BLACKROCK MUNIYIELD FD INC | 220,864 | 220,864 | 0 | 2,028 | 2,381 | 3.76% | +353 |
| FLAHERTY & CRUMRINE PFD SECS | 322,048 | 325,548 | +3,500 | 4,177 | 4,525 | 7.14% | +348 |
| GABELLI HLTHCARE & WELLNESS(GRX) | 109,169 | 136,169 | +27,000 | 937 | 1,270 | 2.00% | +334 |
| BLACKROCK MUNIVEST FD II INC | 143,285 | 147,482 | +4,197 | 1,331 | 1,588 | 2.51% | +257 |
| SCREAMING EAGLE ACQUISITN CO | 0 | 419,800 | +419,800 | 0 | 189 | 0.30% | +189 |
| BLACKROCK SCIENCE & TECHNOLO(BSTZ) | 254,668 | 261,568 | +6,900 | 4,202 | 4,371 | 6.89% | +169 |
| CLOUGH GLOBAL DIVID & INCOME(GLV) | 71,345 | 97,345 | +26,000 | 355 | 501 | 0.79% | +147 |
| LIVEWIRE GROUP INC(LVWR) | 117,822 | 462,822 | +345,000 | 41 | 188 | 0.30% | +147 |
| NEUBERGER BERMAN MUN FD INC(NBH) | 27,594 | 38,594 | +11,000 | 254 | 399 | 0.63% | +145 |
| CLOUGH GLOBAL OPPORTUNITIES | 181,411 | 198,561 | +17,150 | 804 | 933 | 1.47% | +130 |
| LAZARD GLOBAL TOTAL RETURN & COM | 86,209 | 86,209 | 0 | 1,193 | 1,321 | 2.08% | +128 |
| ALTICE USA INC(OPTU) | 0 | 33,467 | +33,467 | 0 | 109 | 0.17% | +109 |
| FLAHERTY & CRUMRINE PFD INCO(PFD) | 0 | 10,912 | +10,912 | 0 | 108 | 0.17% | +108 |
| SRH TOTAL RETURN FUND INC(STEW) | 112,893 | 112,893 | 0 | 1,465 | 1,566 | 2.47% | +100 |
| VOYA ASIA PAC HIGH DIV EQT I(IAE) | 47,196 | 61,839 | +14,643 | 273 | 372 | 0.59% | +98 |
| FLAHERTY & CRUMRINE PFD INCO | 0 | 12,287 | +12,287 | 0 | 98 | 0.15% | +98 |
| DISH NETWORK CORPORATION | 0 | 16,666 | +16,666 | 0 | 96 | 0.15% | +96 |
| CALAMOS GBL DYN INCOME FUND(CHW) | 411,449 | 411,449 | 0 | 2,279 | 2,374 | 3.74% | +95 |
| COMMSCOPE HLDG CO INC(VISN) | 0 | 32,653 | +32,653 | 0 | 92 | 0.15% | +92 |
| IHEARTMEDIA INC(IHRT) | 0 | 34,187 | +34,187 | 0 | 91 | 0.14% | +91 |
| LIVEPERSON INC(LPSN) | 0 | 23,600 | +23,600 | 0 | 89 | 0.14% | +89 |
| WESTERN AST INFL LKD OPP & I(WIW) | 0 | 10,091 | +10,091 | 0 | 87 | 0.14% | +87 |
| HANESBRANDS INC | 0 | 19,613 | +19,613 | 0 | 87 | 0.14% | +87 |
| FUELCELL ENERGY INC(FCEL) | 0 | 54,095 | +54,095 | 0 | 87 | 0.14% | +87 |
| NEUBERGER BERMAN REAL ESTATE COM | 353,991 | 336,685 | -17,306 | 988 | 1,074 | 1.69% | +86 |
| OFFICE PPTYS INCOME TR(OPI) | 0 | 11,800 | +11,800 | 0 | 86 | 0.14% | +86 |
| FUNKO INC(FNKO) | 0 | 11,132 | +11,132 | 0 | 86 | 0.14% | +86 |
| SCRIPPS E W CO OHIO(SSP) | 0 | 10,751 | +10,751 | 0 | 86 | 0.14% | +86 |
| WIDEOPENWEST INC | 0 | 21,203 | +21,203 | 0 | 86 | 0.14% | +86 |
| AMERICAN WELL CORP(AMWL) | 0 | 57,356 | +57,356 | 0 | 85 | 0.13% | +85 |
| GRAFTECH INTL LTD(EAF) | 0 | 38,596 | +38,596 | 0 | 85 | 0.13% | +85 |
| ADTRAN HOLDINGS INC(ADTN) | 0 | 11,503 | +11,503 | 0 | 84 | 0.13% | +84 |
| PETCO HEALTH & WELLNESS CO I(WOOF) | 0 | 26,667 | +26,667 | 0 | 84 | 0.13% | +84 |
| CLEAN ENERGY FUELS CORP(CLNE) | 0 | 21,973 | +21,973 | 0 | 84 | 0.13% | +84 |
| LUMEN TECHNOLOGIES INC(LUMN) | 0 | 45,973 | +45,973 | 0 | 84 | 0.13% | +84 |
| LESLIES INC | 0 | 12,168 | +12,168 | 0 | 84 | 0.13% | +84 |
| ANGIODYNAMICS INC(ANGO) | 0 | 10,600 | +10,600 | 0 | 83 | 0.13% | +83 |
| TELLURIAN INC NEW | 0 | 109,587 | +109,587 | 0 | 83 | 0.13% | +83 |
| PLUG POWER INC(PLUG) | 0 | 18,347 | +18,347 | 0 | 83 | 0.13% | +83 |
| INFINERA CORP | 0 | 17,205 | +17,205 | 0 | 82 | 0.13% | +82 |
| SABRE CORP(SABR) | 0 | 18,520 | +18,520 | 0 | 81 | 0.13% | +81 |
| W & T OFFSHORE INC(WTI) | 0 | 24,773 | +24,773 | 0 | 81 | 0.13% | +81 |
| PERIMETER SOLUTIONS SA(PRM) | 0 | 17,514 | +17,514 | 0 | 81 | 0.13% | +81 |
| MEDICAL PPTYS TRUST INC(MPT) | 0 | 16,374 | +16,374 | 0 | 80 | 0.13% | +80 |
| DIGITAL TURBINE INC(APPS) | 0 | 11,613 | +11,613 | 0 | 80 | 0.13% | +80 |
| QURATE RETAIL INC(QVCAQ) | 0 | 90,907 | +90,907 | 0 | 80 | 0.13% | +80 |
| CERUS CORP(CERS) | 0 | 36,452 | +36,452 | 0 | 79 | 0.12% | +79 |
| ADAPTIVE BIOTECHNOLOGIES COR(ADPT) | 0 | 16,016 | +16,016 | 0 | 78 | 0.12% | +78 |
| SAN JUAN BASIN RTY TR(SJT) | 0 | 15,332 | +15,332 | 0 | 78 | 0.12% | +78 |
| GEVO INC(GEVO) | 0 | 66,668 | +66,668 | 0 | 77 | 0.12% | +77 |
| GRAN TIERRA ENERGY INC(GTE) | 0 | 13,693 | +13,693 | 0 | 77 | 0.12% | +77 |
| RING ENERGY INC(REI) | 0 | 52,520 | +52,520 | 0 | 77 | 0.12% | +77 |
| OUTSET MED INC(OM) | 0 | 13,987 | +13,987 | 0 | 76 | 0.12% | +76 |
| COMMUNITY HEALTH SYS INC NEW(CYH) | 0 | 23,955 | +23,955 | 0 | 75 | 0.12% | +75 |
| VERTEX ENERGY INC | 0 | 22,004 | +22,004 | 0 | 75 | 0.12% | +75 |
| COHERUS BIOSCIENCES INC(CHRS) | 0 | 19,587 | +19,587 | 0 | 65 | 0.10% | +65 |
| ORION OFFICE REIT INC(ONL) | 0 | 10,559 | +10,559 | 0 | 60 | 0.10% | +60 |
| LEXICON PHARMACEUTICALS INC(LXRX) | 0 | 32,000 | +32,000 | 0 | 49 | 0.08% | +49 |
| FATE THERAPEUTICS INC(FATE) | 0 | 12,307 | +12,307 | 0 | 46 | 0.07% | +46 |
| ALLOGENE THERAPEUTICS INC | 0 | 14,333 | +14,333 | 0 | 46 | 0.07% | +46 |
| ERASCA INC(ERAS) | 0 | 20,854 | +20,854 | 0 | 44 | 0.07% | +44 |
| AGENUS INC(AGEN) | 0 | 51,408 | +51,408 | 0 | 43 | 0.07% | +43 |
| CLOUGH GLOBAL EQUITY FD COM | 92,327 | 92,327 | 0 | 506 | 547 | 0.86% | +41 |
| ATEA PHARMACEUTICALS INC(AVIR) | 0 | 12,947 | +12,947 | 0 | 39 | 0.06% | +39 |
| LYELL IMMUNOPHARMA INC(LYEL) | 0 | 19,739 | +19,739 | 0 | 38 | 0.06% | +38 |
| SENSEONICS HLDGS INC(SENS) | 0 | 65,573 | +65,573 | 0 | 37 | 0.06% | +37 |
| TILRAY BRANDS INC(TLRY) | 0 | 12,000 | +12,000 | 0 | 28 | 0.04% | +28 |
| BNY MELLON STRATEGIC MUN BD | 23,502 | 23,502 | 0 | 117 | 134 | 0.21% | +17 |
| SPECIAL OPPORTUNITIES FD INC(SPE) | 17,158 | 17,158 | 0 | 188 | 203 | 0.32% | +16 |
| EVE HLDG INC(EVEX) | 76,283 | 76,283 | 0 | 61 | 75 | 0.12% | +13 |
| BURTECH ACQUISITION CORP | 45,520 | 45,520 | 0 | 1 | 4 | 0.01% | +3 |
| AETHERIUM ACQUISITION CORP | 40,800 | 40,800 | 0 | 1 | 2 | 0.00% | +1 |
| CANNA GLOBAL ACQUISITION COR | 123,328 | 123,328 | 0 | 2 | 2 | 0.00% | 0 |
| ALPHA STAR ACQUISITION CORP | 40,929 | 40,929 | 0 | 0 | 0 | 0.00% | -0 |
| KAIROUS ACQUISITION CORP LTD | 11,126 | 11,126 | 0 | 0 | 0 | 0.00% | -0 |
| SELINA HOSPITALITY PLC | 20,000 | 20,000 | 0 | 0 | 0 | 0.00% | -0 |
| NORTHVIEW ACQUISITION CORP | 25,914 | 25,914 | 0 | 1 | 0 | 0.00% | -1 |
| SWIFTMERGE ACQUISITION CORP | 18,054 | 13,996 | -4,058 | 1 | 1 | 0.00% | -1 |
| FAZE HOLDINGS INC | 62,837 | 62,837 | 0 | 1 | 0 | 0.00% | -1 |
| GARDINER HEALTHCARE ACQTS CO | 18,016 | 0 | -18,016 | 1 | 0 | — | -1 |
| FUSION FUEL GREEN PLC | 39,322 | 0 | -39,322 | 2 | 0 | — | -2 |
| BLUE WORLD ACQUISITION CORP | 21,100 | 21,100 | 0 | 3 | 1 | 0.00% | -2 |
| PONO CAP TWO INC(SBC) | 99,855 | 99,855 | 0 | 6 | 3 | 0.00% | -3 |
| NWTN INC(AIIO) | 95,559 | 95,559 | 0 | 24 | 16 | 0.03% | -8 |
| AURORA TECHNOLOGY ACQUISITIO | 513,886 | 0 | -513,886 | 8 | 0 | — | -8 |
| NUVEEN VIRGINIA QLTY MUNCPL(NPV) | 42,685 | 33,055 | -9,630 | 406 | 356 | 0.56% | -49 |
| GABELLI DIVID & INCOME TR COM | 197,213 | 173,461 | -23,752 | 3,834 | 3,754 | 5.92% | -80 |
| HORIZON THERAPEUTICS PUB L | 3,500 | 0 | -3,500 | 405 | 0 | — | -405 |
| ROYCE VALUE TR INC(RVT) | 188,503 | 137,362 | -51,141 | 2,426 | 2,000 | 3.15% | -426 |
| NUVEEN PREFERRED AND INCOME | 27,407 | 0 | -27,407 | 430 | 0 | — | -430 |