Fund HoldingsCape Investment Advisory, Inc.

Total Portfolio Value
$204.50M
Total Bought
$35.49M
Total Sold
$18.48M
Net Transaction
+$17.02M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
SCHWAB STRATEGIC TR0505,276+505,276028,12913.75%+28,129
APPLE INC(AAPL)028,298+28,29805,4482.66%+5,448
SPDR SER TR
ST STR BLO 1 ETF
015,714+15,71401,4360.70%+1,436
SCHWAB STRATEGIC TR0200,292+200,292014,0406.87%+14,040
MICROSOFT CORP(MSFT)014,191+14,19105,3362.61%+5,336
CHIPOTLE MEXICAN GRILL INC(CMG)0500+50001,1430.56%+1,143
AMAZON COM INC(AMZN)023,185+23,18503,5231.72%+3,523
INNOVATOR ETFS TR
US EQTY PWR BUF
35,27052,870+17,6001,1981,9100.93%+712
SCHWAB STRATEGIC TR026,507+26,50706520.32%+652
SPDR S&P 500 ETF TR(SPY)04,532+4,53202,1541.05%+2,154
SCHWAB STRATEGIC TR076,502+76,50206,3473.10%+6,347
AUTODESK INC1,4333,303+1,8702978040.39%+508
ALPHABET INC(GOOG)22,77024,856+2,0862,9803,4721.70%+492
SCHWAB STRATEGIC TR33,25437,236+3,9822,3532,8351.39%+482
SCHWAB STRATEGIC TR070,463+70,46305,3072.60%+5,307
STARBUCKS CORP(SBUX)06,530+6,53006270.31%+627
UNIFIED SER TR
BALLAST SMLMD CP
048,628+48,62801,8000.88%+1,800
DISNEY WALT CO(DIS)013,247+13,24701,1960.58%+1,196
SCHWAB CHARLES CORP(SCHW)024,944+24,94401,7160.84%+1,716
THORNBURG INCM BUILDER OPP T024,627+24,62703820.19%+382
META PLATFORMS INC(META)5,2125,385+1731,5651,9060.93%+341
FS CREDIT OPPORTUNITIES CORP(FSCO)058,178+58,17803300.16%+330
METROCITY BANKSHARES INC(MCBS)76,00076,00001,4961,8260.89%+330
ALPHABET INC(GOOG)15,03316,361+1,3281,9822,3061.13%+324
IQVIA HLDGS INC(IQV)08,269+8,26901,9130.94%+1,913
MCDONALDS CORP(MCD)01,835+1,83505440.27%+544
BLACKROCK SCIENCE & TECHNOLO(BST)08,506+8,50602860.14%+286
BOOKING HOLDINGS INC(BKNG)518525+71,5971,8620.91%+265
CION INVT CORP(CICB)041,165+41,16504660.23%+466
SCHWAB STRATEGIC TR070,069+70,06902,5901.27%+2,590
FS KKR CAP CORP(FSK)012,707+12,70702540.12%+254
TAIWAN SEMICONDUCTOR MFG LTD(TSM)012,589+12,58901,3090.64%+1,309
QUALCOMM INC(QCOM)06,475+6,47509360.46%+936
MGP INGREDIENTS INC NEW02,279+2,27902250.11%+225
AT&T INC(T)019,804+19,80403320.16%+332
NEUBERGER BERMAN NEXT GENERA(NBXG)019,940+19,94002180.11%+218
ISHARES TR2,3122,522+2109931,2050.59%+212
ZOETIS INC(ZTS)01,052+1,05202080.10%+208
VISA INC(V)05,609+5,60901,4600.71%+1,460
JPMORGAN CHASE & CO(JPM)3,5544,205+6515157150.35%+200
NUVEEN CORE PLUS IMPACT FUND019,803+19,80302000.10%+200
GREEN PLAINS INC(GPRE)07,775+7,77501960.10%+196
VANGUARD TAX-MANAGED FDS08,308+8,30803980.19%+398
SCHWAB STRATEGIC TR032,963+32,96301,5570.76%+1,557
ISHARES TR
CORE MSCI EAFE
3032,778+2,475191950.10%+176
KURA ONCOLOGY INC(KURA)012,219+12,21901760.09%+176
ISHARES TR023,111+23,11101,5670.77%+1,567
LANTHEUS HLDGS INC(LNTH)02,748+2,74801700.08%+170
ABRDN INCOME CREDIT STRATEGI024,477+24,47701660.08%+166
CHECK POINT SOFTWARE TECH LT
ORD
6,0826,358+2768119710.48%+161
VANGUARD WHITEHALL FDS02,331+2,33101550.08%+155
WILLIAMS COS INC(WMB)05,481+5,48101910.09%+191
RTX CORPORATION(RTX)03,561+3,56103000.15%+300
ECOLAB INC(ECL)02,318+2,31804600.22%+460
BLACKROCK ETF TRUST II02,600+2,60001360.07%+136
VERIZON COMMUNICATIONS INC(VZ)015,725+15,72505930.29%+593
BAIN CAP SPECIALTY FIN INC(BCSF)08,883+8,88301340.07%+134
VANGUARD BD INDEX FDS08,474+8,47406230.30%+623
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
2,9043,447+5434115440.27%+132
BOEING CO(BA)0738+73801920.09%+192
BARINGS BDC INC(BBDC)6,47922,040+15,561581890.09%+131
INNOVATOR ETFS TR
US SML CP PWR B
04,725+4,72501300.06%+130
OFS CAP CORP010,914+10,91401280.06%+128
ELEVANCE HEALTH INC(ELV)2,7652,821+561,2041,3300.65%+126
CENCORA INC04,697+4,69709650.47%+965
SALESFORCE INC(CRM)01,942+1,94205110.25%+511
ARES CAPITAL CORP(ARCC)1,9527,934+5,982381590.08%+121
INNOVATOR ETFS TR
US EQTY PWR BUF
1,8905,090+3,200641840.09%+121
SCHWAB STRATEGIC TR024,395+24,39506620.32%+662
INNOVATOR ETFS TR
US EQTY PWR BUF
49,19049,19001,5941,7100.84%+116
SCHWAB STRATEGIC TR4452,895+2,450201350.07%+115
FIDELITY NATL INFORMATION SV(FIS)17,29317,811+5189561,0700.52%+114
SPDR SER TR
ST STR P500ETF
06,618+6,61803700.18%+370
DARLING INGREDIENTS INC(DAR)02,203+2,20301100.05%+110
SPDR SER TR
ST STR SP400VAL
012,282+12,28209010.44%+901
REALTY INCOME CORP(O)1,8033,465+1,662901990.10%+109
TRINITY CAP INC(TRIN)07,354+7,35401070.05%+107
FIDELITY NATIONAL FINANCIAL(FNF)02,041+2,04101040.05%+104
FISERV INC(FISV)07,362+7,36209780.48%+978
AMERICAN CENTY ETF TR01,150+1,15001030.05%+103
ISHARES TR0827+82701660.08%+166
PERMIAN RESOURCES CORP(PR)07,531+7,53101020.05%+102
PHILIP MORRIS INTL INC(PM)2,5863,630+1,0442393410.17%+102
SCHWAB STRATEGIC TR0130,094+130,09403,2251.58%+3,225
AGNC INVT CORP(AGNC)010,740+10,74001050.05%+105
WNS HLDGS LTD01,584+1,58401000.05%+100
COCA COLA CO(KO)011,616+11,61606850.33%+685
SCHWAB STRATEGIC TR012,642+12,64207130.35%+713
SEMPRA(SRE)01,329+1,3290990.05%+99
OXFORD LANE CAP CORP019,873+19,8730980.05%+98
BLACKROCK ESG CAP ALLC TERM(ECAT)06,058+6,0580980.05%+98
ISHARES TR01,308+1,30801610.08%+161
PACIRA BIOSCIENCES INC(PCRX)02,868+2,8680970.05%+97
HOME DEPOT INC(HD)01,963+1,96306800.33%+680
FIDUS INVT CORP04,860+4,8600960.05%+96
CARMAX INC(KMX)012,274+12,27409420.46%+942
DUKE ENERGY CORP NEW(DUK)7,8708,112+2426957870.38%+93
MIDCAP FINANCIAL INVSTMNT CO06,712+6,7120920.04%+92
NVIDIA CORPORATION(NVDA)569685+1162473390.17%+92
ISHARES TR012,424+12,42408010.39%+801
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