Fund Holdings

Whipplewood Advisors, LLC

Filing Period:
Securities
SharesValue ($K)
Q2 2025
Q3 2025
Change
Q2 2025
Q3 2025
Weight (%)
Change
AB Active ETFs Inc080,556+80,55602,041,2891.34%+2,041,289
Janus Detroit Street Trust136,660166,366+29,7066,935,4958,448,0655.56%+1,512,570
Tesla Inc(TSLA)10,96610,356-6103,483,4604,605,5203.03%+1,122,060
BLACKSTONE SECD LN(BXSL)25,37054,486+29,116780,1281,420,4500.93%+640,322
ARK Investment Management LLC42,89541,794-1,1013,015,0903,606,8222.37%+591,732
Ares Capital Corp(ARCC)41,46873,108+31,640910,6371,492,1340.98%+581,497
Pacific Investment Management Co LLC073,017+73,0170577,5640.38%+577,564
Golub Capital BDC Inc(GBDC)67,149104,062+36,913983,7331,424,6090.94%+440,876
Alger ETF Trust/The39,40240,976+1,5741,215,5481,536,6001.01%+321,052
Hercules Capital Inc(HCXY)015,318+15,3180289,6630.19%+289,663
Innovator ETF Trust137,053142,669+5,6164,396,6604,682,3973.08%+285,737
Alger ETF Trust/The46,59649,758+3,162895,3421,113,8330.73%+218,491
VANGUARD ETF/USA18,23718,215-223,732,5673,930,6152.59%+198,048
CHARLES SCHWAB INVESTMENT MANAGEMENT INC62,96563,099+1342,519,8592,710,7331.78%+190,874
Pacific Investment Management Co LLC020,432+20,4320178,1670.12%+178,167
Van Kampen Funds/Closed-end/US76,46283,814+7,352890,0181,051,8660.69%+161,848
Flaherty & Crumrine Inc93,98596,089+2,1041,929,5122,079,3661.37%+149,854
Global X Management Co LLC54,77456,683+1,9091,381,6611,523,3451.00%+141,684
VanEck ETFs/USA30,18831,649+1,4611,046,6301,173,2250.77%+126,595
First Trust ETFs/USA128,883128,040-8433,184,6993,309,8342.18%+125,135
Western Asset Management Co271,845273,510+1,6652,949,5183,071,5172.02%+121,999
Schwab Strategic Trust41,81841,521-2971,380,4121,501,3990.99%+120,987
Eaton Vance Management89,78093,607+3,827918,4491,036,2290.68%+117,780
Innovator ETF Trust50,24850,070-1781,686,8251,804,0221.19%+117,197
Van Kampen Funds/Closed-end/US82,63990,313+7,674756,147871,5200.57%+115,373
Invesco ETFs/USA29,96429,212-7521,218,6361,326,8090.87%+108,173
CHARLES SCHWAB INVESTMENT MANAGEMENT INC63,93363,738-1951,568,9161,676,3091.10%+107,393
Invesco Capital Management LLC32,73632,982+2461,383,7511,491,1160.98%+107,365
Van Kampen Funds/Closed-end/US65,45871,500+6,042621,196723,5800.48%+102,384
Van Kampen Funds/Closed-end/US108,811114,779+5,968910,7481,006,6120.66%+95,864
First Trust ETFs/USA57,34058,647+1,3071,176,0431,267,9480.83%+91,905
Nuveen Closed-End Funds/USA146,796153,172+6,3761,329,9721,418,3730.93%+88,401
Nuveen Closed-End Funds/USA(NVG)69,46174,439+4,978828,670914,8550.60%+86,185
State Street ETF/USA19,49020,297+807923,0441,000,9320.66%+77,888
Nuveen Closed-End Funds/USA71,64575,195+3,550782,363856,4710.56%+74,108
JP Morgan ETFs/USA39,80138,893-9082,165,1742,237,1251.47%+71,951
Nuveen Closed-End Funds/USA(NZF)42,66146,142+3,481508,519579,5440.38%+71,025
Western Asset Trust Closed End85,08689,424+4,338639,847707,3440.47%+67,497
JP Morgan Investment Management Inc66,87167,669+7983,801,6163,863,9002.54%+62,284
First Trust ETFs/USA32,01032,284+2741,017,9181,078,9310.71%+61,013
Williams-Sonoma Inc(WSM)2,0202,000-20330,007390,9000.26%+60,893
BlackRock Fund Advisors14,65213,965-6873,521,1693,581,3242.36%+60,155
Innovator ETF Trust35,92337,800+1,877633,312691,0070.45%+57,695
VANGUARD ETF/USA33,75234,600+8483,041,7303,099,1222.04%+57,392
ALPHABET INC(GOOG)5,0833,905-1,178895,776949,3060.62%+53,530
Innovator ETF Trust30,41428,945-1,469907,554959,5270.63%+51,973
WELLTOWER INC COM(WELL)2,8002,706-94430,444482,0470.32%+51,603
BlackRock Fund Advisors14,62814,574-54440,230490,4150.32%+50,185
VANGUARD ETF/USA3,4493,378-71775,749824,5360.54%+48,787
American Beacon Funds6,2256,2250206,807251,8010.17%+44,994
Invesco Capital Management LLC1,5391,484-55848,974890,9490.59%+41,975
PIMCO(PHK)204,651205,264+613982,3251,024,2670.67%+41,942
Innovator ETF Trust28,38429,791+1,407704,775745,6690.49%+40,894
First Trust Advisors LP3,2363,221-15393,627432,9670.28%+39,340
iShares ETFs/USA21,33721,602+2651,339,9641,378,8560.91%+38,892
VF Corp(VFC)22,66021,125-1,535266,255304,8340.20%+38,579
Charles Schwab Investment Management Inc44,37243,208-1,1641,244,6351,280,6850.84%+36,050
Vanguard Group Inc/The3,1623,183+21275,790311,3610.20%+35,571
NYLI MacKay DefinedTerm Muni O48,38249,571+1,189715,570750,0090.49%+34,439
Capital Research and Managemen10,62510,770+145419,581452,6630.30%+33,082
Guggenheim Partners Investment Management LLC52,49352,760+267789,495822,0010.54%+32,506
Global X ETFs/USA17,46017,787+327480,674512,2660.34%+31,592
Invesco Capital Management LLC29,48329,738+255782,184811,5500.53%+29,366
Innovator ETF Trust29,77030,828+1,058712,429741,4130.49%+28,984
Innovator ETF Trust28,75629,828+1,072711,421739,3140.49%+27,893
Xcel Energy Inc(XEL)2,3462,326-20159,763187,5920.12%+27,829
Pacific Investment Management Co LLC132,698132,859+161980,6381,008,4000.66%+27,762
ADVANCED MICRO DEV(AMD)2,4382,300-138345,952372,1170.24%+26,165
Invesco Capital Management LLC3,4903,507+17448,919474,2520.31%+25,333
BlackRock Funds/Closed-End/USA33,86735,014+1,147326,478351,1900.23%+24,712
ARK Investment Management LLC8758750129,168152,7840.10%+23,616
Innovator ETF Trust29,01529,833+818715,220738,5160.49%+23,296
Delaware Management Co24,20024,873+673233,772255,1970.17%+21,425
Morgan Stanley Funds/Closed-En194,378206,769+12,3911,502,5421,523,8881.00%+21,346
Applied Digital Corp1,5501,550015,60935,5570.02%+19,948
CRISPR Therapeutics AG(CRSP)4,1373,392-745201,224219,8360.14%+18,612
First Trust ETFs/USA4,1074,1070257,673276,2370.18%+18,564
VANGUARD ETF/USA1,5581,5580170,134187,7390.12%+17,605
Invesco Capital Management LLC3,2703,2700141,558157,9410.10%+16,383
VANGUARD474466-8269,246285,3690.19%+16,123
Enterprise Products Partners L(EPD)61,19061,19001,897,5021,913,4111.26%+15,909
Pacific Investment Management Co LLC7,1577,405+248359,067374,4710.25%+15,404
BlackRock Funds/Closed-End/USA95,87096,749+8791,012,3871,027,4740.68%+15,087
BlackRock Fund Advisors3,3003,3000164,208179,2200.12%+15,012
Capital Research and Managemen8041,065+26132,68346,7750.03%+14,092
Celestica Inc(CLS)150150023,41736,9570.02%+13,540
Pacer ETFs/USA3,3463,3460133,221146,4880.10%+13,267
TCW Funds/Closed end/USA158,266159,568+1,302772,338785,0750.52%+12,737
Truist Financial Corp(TFC)6,7406,609-131289,752302,1630.20%+12,411
AGNICO EAGLE MINES(AEM)250250029,73342,1400.03%+12,407
Invesco ETFs/USA5,0614,905-156545,070557,3060.37%+12,236
Aberdeen Standard Investments11,44111,368-73379,269390,6040.26%+11,335
LEGG MASON PARTNERS FUND ADVISOR LLC59,51459,774+260986,742997,6280.66%+10,886
FLEX LNG Ltd(FLNG)3,2503,250071,43581,9000.05%+10,465
Eaton Vance Management17,59417,902+308170,398180,4520.12%+10,054
JP Morgan ETFs/USA4,0404,0400252,823262,6000.17%+9,777
ARK Investment Management LLC8,5157,804-711207,340216,7170.14%+9,377
SSgA Funds Management Inc(SPY)177178+1109,359118,5800.08%+9,221
JP Morgan ETFs/USA3,3453,337-8236,726245,4030.16%+8,677
QuantumScape Corp(QS)1,6321,590-4210,96719,5890.01%+8,622
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