Fund Holdings

Smith Asset Management Co., LLC

Filing Period:
Securities
SharesValue ($K)
Q4 2025
Q1 2026
Change
Q4 2025
Q1 2026
Weight (%)
Change
MICROSOFT CORP(MSFT)8662,700+1,834418,813999,4730.86%+580,660
VANGUARD WORLD FD
INDUSTRIAL ETF
7,1277,905+7782,126,5642,468,0992.12%+341,535
FLAHERTY & CRUMRINE PFD INCO031,818+31,8180287,6350.25%+287,635
INVESCO QQQ TR1,3321,861+529818,2671,074,1370.92%+255,870
VANGUARD WORLD FD
ENERGY ETF
3,1203,602+482392,875623,2900.53%+230,415
COHEN & STEERS REIT & PFD &
COM
35,52845,170+9,642705,589892,5590.77%+186,970
PIMCO DYNAMIC INCOME FD(PDI)148,579162,492+13,9132,631,3632,780,2442.39%+148,881
REAVES UTIL INCOME FD(UTG)77,00775,380-1,6272,816,9692,960,9272.54%+143,958
PUTNAM MUN OPPORTUNITIES TR013,742+13,7420141,5430.12%+141,543
ALPHABET INC(GOOG)1,0201,580+560319,260454,3480.39%+135,088
COHEN & STEERS LTD DURATION11,78519,016+7,231249,487379,7500.33%+130,263
COHEN & STEERS INFRASTRUCTUR(UTF)96,70294,880-1,8222,331,5002,455,4942.11%+123,994
BLACKROCK HEALTH SCIENCES TR12,88516,529+3,644529,961636,5320.55%+106,571
VANGUARD INDEX FDS4,7005,091+391897,671998,8540.86%+101,183
COHEN & STEERS TOTAL RETURN333,986339,631+5,6453,690,6123,783,4973.25%+92,885
IRON MTN INC DEL(IRM)4,9214,756-165408,197485,7780.42%+77,581
APPLE INC(AAPL)11,53812,665+1,1273,136,9133,214,4282.76%+77,515
BARINGS PARTN INVS70,32368,610-1,7131,117,4381,175,9751.01%+58,537
WALMART INC(WMT)4,4494,459+10495,663554,1650.48%+58,502
AMAZON COM INC(AMZN)5,6186,494+8761,296,7481,352,5051.16%+55,757
BLACKROCK DEBT STRATEGIES FD182,965199,531+16,5661,862,5851,913,5021.64%+50,917
VANGUARD INDEX FDS3,1093,255+146801,980852,5500.73%+50,570
DNP SELECT INCOME FD INC(DNP)409,725401,931-7,7944,093,2114,139,8973.55%+46,686
SUBURBAN PROPANE PARTNERS L(SPH)42,32042,016-304784,616827,2950.71%+42,679
DIVERSIFIED HEALTHCARE TR(DHC)22,29322,2930108,124148,0260.13%+39,902
BLACKROCK UTILS INFRASTRUCTU53,26253,335+731,368,3101,406,9771.21%+38,667
DUKE ENERGY CORP NEW(DUK)2,7032,654-49316,822347,5150.30%+30,693
WESTERN ASSET PREMIER BD FD14,96318,367+3,404165,042194,3230.17%+29,281
ALTRIA GROUP INC(MO)3,8713,736-135223,205246,5390.21%+23,334
SPDR SERIES TRUST
ST STR P500ETF
10,98311,801+818881,064903,2490.78%+22,185
BLACKROCK CORPOR HI YLD FD I(HYT)65,40770,789+5,382582,126603,1220.52%+20,996
COLUMBIA SELIGM PREM TECH GR(STK)16,07016,0700591,220609,5350.52%+18,315
AMGEN INC(AMGN)6616610216,352232,5730.20%+16,221
SOURCE CAPITAL28,34528,226-1191,297,0651,307,4281.12%+10,363
HEALTHPEAK PROPERTIES INC(DOC)27,44327,393-50441,289450,0720.39%+8,783
MORGAN STANLEY EMKT DBT FD I67,32671,947+4,621497,538505,0680.43%+7,530
PIMCO CORPORATE & INCM STRG(PCN)227,754244,440+16,6862,906,1602,908,8402.50%+2,680
BLACKROCK UTILS INFRASTRUCTU
RIGHT 04/02/2026
053,294+53,29404260.00%+426
ALLIANCEBERNSTEIN NATL MUN I18,20318,2030196,957194,5900.17%-2,367
SELECT SECTOR SPDR TR
ST STR CARE ETF
3,9664,137+171613,938606,5260.52%-7,412
SERVICE PPTYS TR(SVC)18,25217,902-35033,58324,2570.02%-9,326
LIBERTY ALL STAR EQUITY FD(USA)18,65118,552-99117,141102,9640.09%-14,177
OMEGA HEALTHCARE INVS INC(OHI)16,65116,501-150738,339723,1030.62%-15,236
ABRDN GLOBAL INFRA INCOME FU59,64958,654-9951,333,7541,311,5031.13%-22,251
ANNALY CAPITAL MANAGEMENT IN120,236126,009+5,7732,688,4972,665,1112.29%-23,386
LIBERTY ALL-STAR GROWTH FD I41,87941,379-500221,961196,5500.17%-25,411
SEVEN HILLS REALTY TRUST32,59332,053-540290,084263,4760.23%-26,608
FLAHERTY & CRUMRIN PFD & INM73,88576,850+2,9651,219,8521,190,4071.02%-29,445
STATE STR SPDR S&P 500 ETF T(SPY)5,7675,981+2143,932,6563,889,6843.34%-42,972
SELECT SECTOR SPDR TR
ST STR FINL ETF
5,0694,742-327277,629234,1130.20%-43,516
VANGUARD INDEX FDS1,9931,991-2556,329512,3840.44%-43,945
GUGGENHEIM STRATEGIC OPPORTU(GOF)123,059138,980+15,9211,585,0011,531,5601.31%-53,441
BLACKROCK LTD DURATION INCOM54,49455,065+571748,746693,2680.59%-55,478
NUVEEN AMT FREE MUN CR INC F(NVG)90,28487,725-2,5591,143,0051,081,6550.93%-61,350
BERKSHIRE HATHAWAY INC DEL14,94515,543+5987,512,1287,448,2066.39%-63,922
VANGUARD WORLD FD
INF TECH ETF
4,6374,883+2463,495,2903,406,9672.92%-88,323
PIMCO CORPORATE & INCOME OPP(PTY)162,381165,202+2,8212,094,7351,992,3401.71%-102,395
FLAHERTY & CRUMRINE DYNAMIC96,88495,067-1,8172,014,2371,907,9951.64%-106,242
FLAHERTY & CRUMRINE TOTAL RE127,651126,131-1,5202,233,9362,093,7861.80%-140,150
COHEN & STEERS SELECT PFD &132,349130,560-1,7892,684,0442,531,5652.17%-152,479
WSTRN AST GLBL CORP OPP FD I115,663112,660-3,0031,365,7601,212,2251.04%-153,535
ABRDN HEALTHCARE INVESTORS(HQH)117,060115,261-1,7992,217,1602,050,5021.76%-166,658
ARES CAPITAL CORP(ARCC)315,198344,279+29,0816,376,4766,203,9085.32%-172,568
EATON VANCE TX ADV GLBL DIV(ETG)8,9280-8,928206,2370-206,237
BARINGS CORPORATE INVS176,145172,921-3,2243,197,0952,981,1612.56%-215,934
BLACKROCK CR ALLOCATION279,316276,288-3,0283,025,0592,790,5122.39%-234,547
FIRST TR ENHANCED EQUITY153,668153,242-4263,383,8183,126,1442.68%-257,674
ALLIANCEBERNSTEIN GLOBAL HIG
COM
402,102394,097-8,0054,298,5304,007,9743.44%-290,556
BLACKROCK ENHANCED INTL DIV494,899481,880-13,0192,910,0072,606,9752.24%-303,032
FLAHERTY & CRUMRINE PFD INCO105,91874,065-31,8531,180,255828,0470.71%-352,208
CALAMOS STRATEGIC TOTAL RETU(CSQ)223,949229,856+5,9074,299,8383,935,1353.38%-364,703
NUVEEN PFD & INCOME OPPORTUN(JPC)926,024911,404-14,6207,510,0526,871,9865.90%-638,066
EQUITABLE HLDGS INC82,0040-82,0043,907,4970-3,907,497
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