Fund Holdings — Smith Asset Management Co., LLC

Total Portfolio Value
$116.53M
Total Bought
$4.16M
Total Sold
$7.95M
Net Transaction
-$3.79M
Filing Period:
Securities
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SharesValue ($K)
Q4 2025
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Q1 2026
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Change
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Q4 2025
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Q1 2026
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Weight (%)
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Change
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MICROSOFT CORP(MSFT)8662,700+1,8344199990.86%+581
VANGUARD WORLD FD
INDUSTRIAL ETF
7,1277,905+7782,1272,4682.12%+342
FLAHERTY & CRUMRINE PFD INCO031,818+31,81802880.25%+288
INVESCO QQQ TR1,3321,861+5298181,0740.92%+256
VANGUARD WORLD FD
ENERGY ETF
3,1203,602+4823936230.53%+230
COHEN & STEERS REIT & PFD &
COM
35,52845,170+9,6427068930.77%+187
PIMCO DYNAMIC INCOME FD(PDI)148,579162,492+13,9132,6312,7802.39%+149
REAVES UTIL INCOME FD(UTG)77,00775,380-1,6272,8172,9612.54%+144
PUTNAM MUN OPPORTUNITIES TR(PMO)013,742+13,74201420.12%+142
ALPHABET INC(GOOG)1,0201,580+5603194540.39%+135
COHEN & STEERS LTD DURATION(LDP)11,78519,016+7,2312493800.33%+130
COHEN & STEERS INFRASTRUCTUR(UTF)96,70294,880-1,8222,3322,4552.11%+124
BLACKROCK HEALTH SCIENCES TR(BME)12,88516,529+3,6445306370.55%+107
VANGUARD INDEX FDS4,7005,091+3918989990.86%+101
COHEN & STEERS TOTAL RETURN(RFI)333,986339,631+5,6453,6913,7833.25%+93
IRON MTN INC DEL(IRM)4,9214,756-1654084860.42%+78
APPLE INC(AAPL)11,53812,665+1,1273,1373,2142.76%+78
BARINGS PARTN INVS(MPV)70,32368,610-1,7131,1171,1761.01%+59
WALMART INC(WMT)4,4494,459+104965540.48%+59
AMAZON COM INC(AMZN)5,6186,494+8761,2971,3531.16%+56
BLACKROCK DEBT STRATEGIES FD(DSU)182,965199,531+16,5661,8631,9141.64%+51
VANGUARD INDEX FDS3,1093,255+1468028530.73%+51
DNP SELECT INCOME FD INC(DNP)409,725401,931-7,7944,0934,1403.55%+47
SUBURBAN PROPANE PARTNERS L(SPH)42,32042,016-3047858270.71%+43
DIVERSIFIED HEALTHCARE TR(DHC)22,29322,29301081480.13%+40
BLACKROCK UTILS INFRASTRUCTU(BUI)53,26253,335+731,3681,4071.21%+39
DUKE ENERGY CORP NEW(DUK)2,7032,654-493173480.30%+31
WESTERN ASSET PREMIER BD FD(WEA)14,96318,367+3,4041651940.17%+29
ALTRIA GROUP INC(MO)3,8713,736-1352232470.21%+23
SPDR SERIES TRUST
ST STR P500ETF
10,98311,801+8188819030.78%+22
BLACKROCK CORPOR HI YLD FD I(HYT)65,40770,789+5,3825826030.52%+21
COLUMBIA SELIGM PREM TECH GR(STK)16,07016,07005916100.52%+18
AMGEN INC(AMGN)66166102162330.20%+16
SOURCE CAPITAL(SOR)28,34528,226-1191,2971,3071.12%+10
HEALTHPEAK PROPERTIES INC(DOC)27,44327,393-504414500.39%+9
MORGAN STANLEY EMKT DBT FD I(MSD)67,32671,947+4,6214985050.43%+8
PIMCO CORPORATE & INCM STRG(PCN)227,754244,440+16,6862,9062,9092.50%+3
BLACKROCK UTILS INFRASTRUCTU
RIGHT 04/02/2026
053,294+53,294000.00%0
ALLIANCEBERNSTEIN NATL MUN I(AFB)18,20318,20301971950.17%-2
SELECT SECTOR SPDR TR
ST STR CARE ETF
3,9664,137+1716146070.52%-7
SERVICE PPTYS TR(SVC)18,25217,902-35034240.02%-9
LIBERTY ALL STAR EQUITY FD(USA)18,65118,552-991171030.09%-14
OMEGA HEALTHCARE INVS INC(OHI)16,65116,501-1507387230.62%-15
ABRDN GLOBAL INFRA INCOME FU(ASGI)59,64958,654-9951,3341,3121.13%-22
ANNALY CAPITAL MANAGEMENT IN120,236126,009+5,7732,6882,6652.29%-23
LIBERTY ALL-STAR GROWTH FD I(ASG)41,87941,379-5002221970.17%-25
SEVEN HILLS REALTY TRUST32,59332,053-5402902630.23%-27
FLAHERTY & CRUMRIN PFD & INM73,88576,850+2,9651,2201,1901.02%-29
STATE STR SPDR S&P 500 ETF T(SPY)5,7675,981+2143,9333,8903.34%-43
SELECT SECTOR SPDR TR
ST STR FINL ETF
5,0694,742-3272782340.20%-44
VANGUARD INDEX FDS1,9931,991-25565120.44%-44
GUGGENHEIM STRATEGIC OPPORTU(GOF)123,059138,980+15,9211,5851,5321.31%-53
BLACKROCK LTD DURATION INCOM(BLW)54,49455,065+5717496930.59%-55
NUVEEN AMT FREE MUN CR INC F(NVG)90,28487,725-2,5591,1431,0820.93%-61
BERKSHIRE HATHAWAY INC DEL14,94515,543+5987,5127,4486.39%-64
VANGUARD WORLD FD
INF TECH ETF
4,6374,883+2463,4953,4072.92%-88
PIMCO CORPORATE & INCOME OPP(PTY)162,381165,202+2,8212,0951,9921.71%-102
FLAHERTY & CRUMRINE DYNAMIC(DFP)96,88495,067-1,8172,0141,9081.64%-106
FLAHERTY & CRUMRINE TOTAL RE(FLC)127,651126,131-1,5202,2342,0941.80%-140
COHEN & STEERS SELECT PFD &(PSF)132,349130,560-1,7892,6842,5322.17%-152
WSTRN AST GLBL CORP OPP FD I(GDO)115,663112,660-3,0031,3661,2121.04%-154
ABRDN HEALTHCARE INVESTORS(HQH)117,060115,261-1,7992,2172,0511.76%-167
ARES CAPITAL CORP(ARCC)315,198344,279+29,0816,3766,2045.32%-173
EATON VANCE TX ADV GLBL DIV(ETG)8,9280-8,9282060—-206
BARINGS CORPORATE INVS(MCI)176,145172,921-3,2243,1972,9812.56%-216
BLACKROCK CR ALLOCATION279,316276,288-3,0283,0252,7912.39%-235
FIRST TR ENHANCED EQUITY(FFA)153,668153,242-4263,3843,1262.68%-258
ALLIANCEBERNSTEIN GLOBAL HIG
COM
402,102394,097-8,0054,2994,0083.44%-291
BLACKROCK ENHANCED INTL DIV494,899481,880-13,0192,9102,6072.24%-303
FLAHERTY & CRUMRINE PFD INCO(PFD)105,91874,065-31,8531,1808280.71%-352
CALAMOS STRATEGIC TOTAL RETU(CSQ)223,949229,856+5,9074,3003,9353.38%-365
NUVEEN PFD & INCOME OPPORTUN(JPC)926,024911,404-14,6207,5106,8725.90%-638
EQUITABLE HLDGS INC82,0040-82,0043,9070—-3,907
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Smith Asset Management Co., LLC — 13F Holdings — Q1 2026 | TickerTrail