Fund Holdings — Smith Asset Management Co., LLC

Total Portfolio Value
$117.41M
Total Bought
$13.16M
Total Sold
$8.99M
Net Transaction
+$4.16M
Filing Period:
Securities
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SharesValue ($K)
Q2 2025
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Q3 2025
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Change
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Q2 2025
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Q3 2025
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Weight (%)
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Change
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NUVEEN PFD & INCOME OPPORTUN(JPC)353,052944,134+591,0822,8327,7426.59%+4,910
BERKSHIRE HATHAWAY INC DEL12,93113,976+1,0456,2827,0536.01%+772
APPLE INC(AAPL)9,5159,931+4161,9522,5442.17%+592
VANGUARD WORLD FD
INF TECH ETF
3,7924,140+3482,5153,0912.63%+576
GUGGENHEIM STRATEGIC OPPORTU(GOF)70,716101,871+31,1551,0531,5261.30%+473
FLAHERTY & CRUMRINE PFD INCO(PFD)76,132106,993+30,8618611,2141.03%+353
SPDR S&P 500 ETF TR(SPY)5,7045,811+1073,5243,8773.30%+352
PIMCO DYNAMIC INCOME FD(PDI)127,215138,217+11,0022,4132,7372.33%+323
ABRDN HEALTHCARE INVESTORS(HQH)119,520117,345-2,1751,8512,1661.85%+315
SPDR SERIES TRUST
ST STR P500ETF
6,4809,371+2,8914717420.63%+271
VANGUARD WORLD FD
INDUSTRIAL ETF
4,9845,581+5971,3961,6531.41%+257
PIMCO CORPORATE & INCM STRG(PCN)182,712192,064+9,3522,3192,5702.19%+251
REAVES UTIL INCOME FD(UTG)79,93779,260-6772,8923,1402.67%+248
COHEN & STEERS LTD DURATION(LDP)010,171+10,17102200.19%+220
CALAMOS STRATEGIC TOTAL RETU(CSQ)229,072227,982-1,0904,1784,3983.75%+220
VANGUARD INDEX FDS2,3592,938+5795597530.64%+194
ANNALY CAPITAL MANAGEMENT IN117,644118,930+1,2862,2142,4032.05%+189
FLAHERTY & CRUMRINE DYNAMIC(DFP)100,089101,043+9542,0552,1871.86%+132
INVESCO QQQ TR714872+1583945240.45%+130
VANGUARD INDEX FDS1,6922,007+3154815900.50%+108
OMEGA HEALTHCARE INVS INC(OHI)18,13818,053-856657620.65%+97
FIRST TR ENHANCED EQUITY INC(FFA)162,181158,566-3,6153,3213,4122.91%+91
DNP SELECT INCOME FD INC(DNP)422,413421,102-1,3114,1354,2153.59%+80
COLUMBIA SELIGM PREM TECH GR(STK)16,00015,850-1504875600.48%+73
FLAHERTY & CRUMRINE PFD SECS71,36472,977+1,6131,1631,2331.05%+70
FLAHERTY & CRUMRINE TOTAL RE(FLC)132,823130,618-2,2052,2582,3281.98%+70
COHEN & STEERS SELECT PFD &(PSF)135,886134,523-1,3632,7372,7952.38%+59
SOURCE CAPITAL(SOR)28,06028,112+521,2171,2661.08%+49
VANGUARD INDEX FDS3,9904,026+367057510.64%+46
HEALTHPEAK PROPERTIES INC(DOC)27,58327,443-1404835260.45%+43
SELECT SECTOR SPDR TR
ST STR CARE ETF
3,6033,792+1894865280.45%+42
BLACKROCK HEALTH SCIENCES TR(BME)9,66610,584+9183523940.34%+42
BLACKROCK DEBT STRATEGIES FD(DSU)180,370183,186+2,8161,9051,9451.66%+41
COHEN & STEERS REIT & PFD &
COM
29,02030,865+1,8456616940.59%+33
ALTRIA GROUP INC(MO)3,9213,92102302590.22%+29
VANGUARD WORLD FD
ENERGY ETF
3,0233,067+443603860.33%+26
WALMART INC(WMT)4,4104,425+154314560.39%+25
ALLIANCEBERNSTEIN GLOBAL HIG
COM
415,632410,637-4,9954,5804,6033.92%+23
DIVERSIFIED HEALTHCARE TR(DHC)22,74322,593-150811000.08%+18
WESTERN ASSET PREMIER BD FD(WEA)12,42913,537+1,1081351520.13%+17
DUKE ENERGY CORP NEW(DUK)2,8582,85803373540.30%+16
SELECT SECTOR SPDR TR
ST STR FINL ETF
4,9365,069+1332592730.23%+15
ALLIANCEBERNSTEIN NATL MUN I(AFB)18,20318,20301881980.17%+10
COHEN & STEERS INFRASTRUCTUR098,699+98,699080.01%+8
BLACKROCK LTD DURATION INCOM(BLW)52,46353,491+1,0287447490.64%+5
SERVICE PPTYS TR(SVC)18,82718,377-45045500.04%+5
LIBERTY ALL-STAR GROWTH FD I(ASG)42,22942,263+342312350.20%+4
SUBURBAN PROPANE PARTNERS L(SPH)42,52042,320-2007887890.67%+1
AMAZON COM INC(AMZN)4,8624,844-181,0671,0640.91%-3
IRON MTN INC DEL(IRM)5,2155,21505355320.45%-3
NUVEEN AMT FREE MUN CR INC F(NVG)93,71090,341-3,3691,1181,1100.95%-8
LIBERTY ALL STAR EQUITY FD(USA)18,65118,65101271180.10%-9
WSTRN AST GLBL CORP OPP FD I(GDO)128,440126,475-1,9651,5161,5031.28%-13
BARINGS PARTN INVS(MPV)74,73773,598-1,1391,5031,4831.26%-20
BLACKROCK CORPOR HI YLD FD I(HYT)65,66965,269-4006406200.53%-20
MORGAN STANLEY EMKT DBT FD I(MSD)67,79967,556-2435244980.42%-26
BLACKROCK UTILS INFRASTRUCTU(BUI)50,89248,811-2,0811,3101,2771.09%-33
BLACKROCK CR ALLOCATION INCO294,548286,818-7,7303,2163,1692.70%-47
COHEN & STEERS TOTAL RETURN(RFI)341,901336,211-5,6904,1234,0683.46%-55
SEVEN HILLS REALTY TRUST33,03533,03503993410.29%-58
ABRDN GLOBAL INFRA INCOME FU(ASGI)69,40662,073-7,3331,4141,3121.12%-103
BLACKROCK ENHANCED INTL DIV544,546518,992-25,5543,1532,9842.54%-169
BARINGS CORPORATE INVS(MCI)187,604183,634-3,9704,0643,8123.25%-251
PIMCO CORPORATE & INCOME OPP(PTY)184,908160,326-24,5822,5722,3151.97%-257
COHEN & STEERS INFRASTRUCTUR(UTF)100,91498,699-2,2152,7202,4482.08%-272
FLAHERTY & CRUMRINE PFD INCO32,1930-32,1932980—-298
BLACKROCK MUN TARGET TERM TR(BTT)14,6890-14,6893220—-322
ARES CAPITAL CORP(ARCC)294,182296,523+2,3416,4606,0525.15%-409
PHOENIX NEW MEDIA LTD(FENG)332,7770-332,7777220—-722
EQUITABLE HLDGS INC67,41671,949+4,5333,7821,5581.33%-2,224
NUVEEN PFD SECS & INC OPPTY241,9760-241,9765,0330—-5,033
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Smith Asset Management Co., LLC — 13F Holdings — Q3 2025 | TickerTrail