Fund HoldingsCALDWELL SUTTER CAPITAL, INC.

Total Portfolio Value
$196.84M
Total Bought
$12.10M
Total Sold
$9.41M
Net Transaction
+$2.69M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
APPLE INC(AAPL)057,113+57,113010,9965.59%+10,996
MANITEX INTL INC0171,725+171,72501,5010.76%+1,501
ISHARES TR05,258+5,25802,5111.28%+2,511
FIRST INTERNET BANCORP74,25873,508-7501,2041,7780.90%+574
SENECA FOODS CORP(SENEA)10,37120,685+10,3145581,0850.55%+526
MICROSOFT CORP(MSFT)010,383+10,38303,9041.98%+3,904
PARKE BANCORP INC0100,471+100,47102,0351.03%+2,035
BANNER CORP(BANR)034,687+34,68701,8580.94%+1,858
BOEING CO(BA)05,615+5,61501,4640.74%+1,464
INTEL CORP(INTC)29,01628,006-1,0101,0321,4070.71%+376
ISHARES TR02,920+2,92001,3090.66%+1,309
VANGUARD INDEX FDS06,485+6,48501,5380.78%+1,538
BAYCOM CORP82,26182,26101,5801,9410.99%+360
COSTCO WHSL CORP(COST)04,989+4,98903,2931.67%+3,293
COMMUNITY WEST BANCSHARES78,85778,85701,0241,3710.70%+347
VANGUARD SPECIALIZED FUNDS11,91112,650+7391,8512,1561.10%+305
NICHOLAS FINL INC BC0160,900+160,90001,1100.56%+1,110
CATERPILLAR INC(CAT)12,08412,130+463,2993,5861.82%+287
AMERICAN EXPRESS CO(AXP)07,352+7,35201,3770.70%+1,377
CSW INDUSTRIALS INC(CSW)08,664+8,66401,7970.91%+1,797
UNION PAC CORP(UNP)06,184+6,18401,5190.77%+1,519
AMREP CORP053,872+53,87201,1840.60%+1,184
MODINE MFG CO(MOD)24,17222,839-1,3331,1061,3630.69%+258
LGL GROUP INC98,920107,897+8,9774246620.34%+238
AMERICAN RLTY INVS INC082,924+82,92401,4440.73%+1,444
NUVEEN PFD & INCOME OPPORTUNIT(JPC)033,864+33,86402290.12%+229
JPMORGAN CHASE & CO(JPM)09,178+9,17801,5610.79%+1,561
BARINGS CORPORATE INVS87,61487,61401,3971,6150.82%+218
NORTHRIM BANCORP INC012,367+12,36707080.36%+708
BERKSHIRE HATHAWAY INC DEL1,8342,411+5776428600.44%+217
MSA SAFETY INC(MSA)034,799+34,79905,8752.98%+5,875
QUALCOMM INC(QCOM)05,209+5,20907530.38%+753
META PLATFORMS INC(META)3,3333,322-111,0011,1760.60%+175
INTERNATIONAL BUSINESS MACHS(IBM)11,28010,738-5421,5831,7560.89%+174
AMAZON COM INC(AMZN)2,4353,174+7393104820.24%+173
ISHARES TR5,3726,501+1,1294766430.33%+166
CENTRAL VY CMNTY BANCORP020,043+20,04304480.23%+448
SOUTHERN STS BANCSHARES INC24,49424,49405537170.36%+164
DOLLAR GEN CORP(DG)5,1555,15505457010.36%+155
ALPHABET INC(GOOG)2,2943,127+8333024410.22%+138
HOME DEPOT INC(HD)03,396+3,39601,1770.60%+1,177
MCDONALDS CORP(MCD)03,805+3,80501,1280.57%+1,128
LOCKHEED MARTIN CORP(LMT)01,731+1,73107850.40%+785
STAGWELL INC(STGW)069,200+69,20004590.23%+459
HONEYWELL INTL INC(HON)05,017+5,01701,0520.53%+1,052
BANK AMERICA CORP019,785+19,78506660.34%+666
FS BANCORP INC016,468+16,46806090.31%+609
UNITEDHEALTH GROUP INC(UNH)1,8972,049+1529561,0790.55%+122
UMH PPTYS INC(UMH)093,021+93,02101,4250.72%+1,425
ISHARES TR05,860+5,86004550.23%+455
NEXTERA ENERGY INC(NEE)06,232+6,23203790.19%+379
WISDOMTREE TR(WT)4,0896,422+2,3332063230.16%+117
SPDR S&P 500 ETF TR(SPY)0471+47102240.11%+224
NATIONAL WESTN LIFE GROUP INC2,4002,40001,0501,1590.59%+109
OLD NATL BANCORP IND(ONB)046,492+46,49207850.40%+785
APARTMENT INVT & MGMT CO0104,700+104,70008200.42%+820
BANK MARIN BANCORP28,04828,04805136180.31%+105
DUKE ENERGY CORP(DUK)5,8126,322+5105136130.31%+101
BARINGS PARTN INVS45,37745,37706097080.36%+98
SMITH MIDLAND CORP07,272+7,27202870.15%+287
ISHARES TR01,987+1,98702200.11%+220
WISDOMTREE TR(WT)08,136+8,13603490.18%+349
ONEOK INC(OKE)8,8089,243+4355596490.33%+90
CROWN CASTLE INC(CCI)03,807+3,80704390.22%+439
VERALTO CORP COM(VLTO)01,082+1,0820890.05%+89
SMARTFINANCIAL INC(SMBK)028,431+28,43106960.35%+696
DIGITAL RLTY TR INC(DLR)5,6235,715+926817690.39%+89
PIMCO ETF TR
ACTIVE BD ETF
12,22312,562+3391,0741,1610.59%+87
FIRST FNDTN INC
COM
23,97123,97101462320.12%+86
VANGUARD INDEX FDS3,5933,856+2634965760.29%+81
ENBRIDGE INC(ENB)027,613+27,61309950.51%+995
PNC FINL SVCS GROUP INC(PNC)1,4181,631+2131742530.13%+78
KEYCORP(KEY)19,72420,185+4612122910.15%+78
ISHARES TR01,001+1,00101020.05%+102
BANK NEW YORK MELLON CORP07,943+7,94304130.21%+413
AMALGAMATED FINANCIAL CORP07,345+7,34501980.10%+198
NORFOLK SOUTHN CORP(NSC)01,800+1,80004250.22%+425
NVIDIA CORPORATION(NVDA)0583+58302880.15%+288
VERIZON(VZ)023,042+23,04208690.44%+869
ISHARES INC01,838+1,8380870.04%+87
VANGUARD INDEX FDS3,4473,233-2149391,0050.51%+66
BROADCOM INC(AVGO)0266+26602970.15%+297
ISHARES TR06,192+6,19204120.21%+412
US BANCORP DEL(USB)11,41910,156-1,2633784400.22%+62
CANADIAN PACIFIC KANSAS CITY(CP)013,250+13,25001,0480.53%+1,048
BUNGE GLOBAL SA COM(BG)0586+5860590.03%+59
REALTY INCOME CORP(O)012,466+12,46607160.36%+716
TEXAS INSTRS INC(TXN)01,178+1,17802010.10%+201
INVESTORS TITLE CO NC3,2233,293+704775340.27%+57
STATE STR CORP(STT)05,300+5,30004110.21%+411
VANGUARD INDEX FDS01,307+1,30703040.15%+304
COLUMBIA BKG SYS INC(COLB)08,081+8,08102160.11%+216
WORKDAY INC(WDAY)0936+93602580.13%+258
DISNEY WALT CO(DIS)04,969+4,96904490.23%+449
SPOTIFY TECHNOLOGY S A(SPOT)0274+2740510.03%+51
UBER TECHNOLOGIES INC(UBER)01,300+1,3000800.04%+80
WELLS FARGO CO(WFC)05,250+5,25002580.13%+258
GILEAD SCIENCES INC(GILD)09,788+9,78807930.40%+793
ISHARES TR0686+6860800.04%+80
ABBOTT LABS03,623+3,62303990.20%+399
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