Fund Holdings — CALTON & ASSOCIATES, INC.

Total Portfolio Value

$68.41M

Total Bought

$27.06M

Total Sold

$172.80M

Net Transaction

-$145.74M

Filing Period:Filter:

Securities ▲▼	Shares			Value ($K)
Securities ▲▼	Q2 2023 ▲▼	Q3 2023 ▲▼	Change ▲▼	Q2 2023 ▲▼	Q3 2023 ▲▼	Weight (%) ▲▼	Change ▲▼
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM	0	30,990	+30,990	0	1,660	2.43%	+1,660
PACER FDS TR US CASH COWS 100	75,371	105,358	+29,987	3,608	5,208	7.61%	+1,600
SPDR SER TR ST STR P500GRW	0	34,665	+34,665	0	2,055	3.00%	+2,055
SCHWAB STRATEGIC TR	0	20,483	+20,483	0	1,449	2.12%	+1,449
UNITEDHEALTH GROUP INC(UNH)	0	3,060	+3,060	0	1,543	2.26%	+1,543
VANGUARD INDEX FDS	0	7,640	+7,640	0	1,095	1.60%	+1,095
EXXON MOBIL CORP	19,005	25,713	+6,708	2,038	3,023	4.42%	+985
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS	0	13,975	+13,975	0	805	1.18%	+805
SELECT SECTOR SPDR TR ST STR ENERG ETF	0	11,674	+11,674	0	1,055	1.54%	+1,055
ISHARES GOLD TR(IAU)	0	21,110	+21,110	0	739	1.08%	+739
VISA INC(V)	0	4,003	+4,003	0	921	1.35%	+921
MICRON TECHNOLOGY INC(MU)	0	8,644	+8,644	0	588	0.86%	+588
JANUS DETROIT STR TR HENDRSN SHRT ETF	0	10,859	+10,859	0	521	0.76%	+521
FIDELITY NATL INFORMATION SV(FIS)	0	9,006	+9,006	0	498	0.73%	+498
VANECK ETF TRUST MRNGSTR WDE MOAT	0	6,299	+6,299	0	478	0.70%	+478
VANGUARD INDEX FDS	0	3,339	+3,339	0	461	0.67%	+461
NVIDIA CORPORATION(NVDA)	0	2,131	+2,131	0	927	1.36%	+927
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM	0	9,237	+9,237	0	434	0.63%	+434
INNOVATOR ETFS TR GRWT100 PWR BF	0	9,905	+9,905	0	414	0.61%	+414
INNOVATOR ETFS TR US EQT ULTRA BF	0	12,040	+12,040	0	406	0.59%	+406
INNOVATOR ETFS TR GRWT100 PWR BUF	0	7,960	+7,960	0	404	0.59%	+404
INNOVATOR ETFS TR US EQTY PWR BUF	0	12,820	+12,820	0	401	0.59%	+401
SPDR SER TR ST STR P500VAL	0	9,020	+9,020	0	372	0.54%	+372
SCHRODINGER INC(SDGR)	0	11,850	+11,850	0	335	0.49%	+335
WILLIAMS COS INC(WMB)	0	9,525	+9,525	0	321	0.47%	+321
RBB FD INC MOTLEY FOL ETF	0	8,115	+8,115	0	319	0.47%	+319
WISDOMTREE TR(WT)	0	8,326	+8,326	0	312	0.46%	+312
ISHARES SILVER TR(SLV)	0	15,175	+15,175	0	309	0.45%	+309
AMERICAN CENTY ETF TR	0	6,806	+6,806	0	303	0.44%	+303
PACER FDS TR US SM CAP CA ETF	0	7,143	+7,143	0	298	0.44%	+298
J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF	0	5,876	+5,876	0	295	0.43%	+295
INTERNATIONAL BUSINESS MACHS(IBM)	0	2,040	+2,040	0	286	0.42%	+286
CATERPILLAR INC(CAT)	0	1,047	+1,047	0	286	0.42%	+286
INNOVATOR ETFS TR US EQTY PWR BUF	0	9,357	+9,357	0	285	0.42%	+285
SCHWAB STRATEGIC TR	0	3,887	+3,887	0	283	0.41%	+283
GENCO SHIPPING & TRADING LTD(GNK)	0	20,160	+20,160	0	282	0.41%	+282
LOCKHEED MARTIN CORP(LMT)	1,267	2,069	+802	583	846	1.24%	+263
VANGUARD SPECIALIZED FUNDS	0	1,645	+1,645	0	256	0.37%	+256
BROADCOM INC(AVGO)	0	300	+300	0	249	0.36%	+249
PIMCO DYNAMIC INCOME FD(PDI)	0	14,385	+14,385	0	249	0.36%	+249
PALO ALTO NETWORKS INC(PANW)	0	1,043	+1,043	0	245	0.36%	+245
ALPHABET INC(GOOG)	0	3,758	+3,758	0	492	0.72%	+492
ALTRIA GROUP INC(MO)	0	5,527	+5,527	0	232	0.34%	+232
SCHWAB STRATEGIC TR	0	4,669	+4,669	0	224	0.33%	+224
ISHARES TR	0	3,007	+3,007	0	222	0.32%	+222
NUVEEN FLOATING RATE INCOME(JFR)	0	26,450	+26,450	0	217	0.32%	+217
VANECK ETF TRUST JP MRGAN EM LOC	0	8,543	+8,543	0	204	0.30%	+204
FIDELITY COVINGTON TRUST	0	5,370	+5,370	0	204	0.30%	+204
SOCIEDAD QUIMICA Y MINERA DE(SQM)	0	3,391	+3,391	0	202	0.30%	+202
VALE S A	0	13,350	+13,350	0	179	0.26%	+179
MIMEDX GROUP INC	0	24,334	+24,334	0	177	0.26%	+177
SFL CORPORATION LTD SHS	0	15,763	+15,763	0	176	0.26%	+176
WALMART INC(WMT)	0	3,905	+3,905	0	625	0.91%	+625
DNP SELECT INCOME FD INC(DNP)	0	29,756	+29,756	0	283	0.41%	+283
VERIZON COMMUNICATIONS INC(VZ)	15,529	22,586	+7,057	578	732	1.07%	+155
BEAM GLOBAL	0	19,400	+19,400	0	143	0.21%	+143
PENNANTPARK FLOATING RATE CA(PFLA)	0	12,205	+12,205	0	130	0.19%	+130
NUVEEN AMT FREE QLTY MUN INC	0	13,146	+13,146	0	127	0.19%	+127
ADVENT CONV & INCOME FD	0	11,580	+11,580	0	121	0.18%	+121
EDITAS MEDICINE INC	0	13,420	+13,420	0	105	0.15%	+105
OXFORD LANE CAP CORP	0	20,185	+20,185	0	101	0.15%	+101
META PLATFORMS INC(META)	0	1,247	+1,247	0	374	0.55%	+374
AT&T INC(T)	41,383	39,775	-1,608	660	742	1.08%	+82
DUKE ENERGY CORP NEW(DUK)	0	2,723	+2,723	0	240	0.35%	+240
CEL-SCI CORP	0	19,300	+19,300	0	24	0.04%	+24
AKOUSTIS TECHNOLOGIES INC	0	19,880	+19,880	0	15	0.02%	+15
APPHARVEST INC	0	0	0	0	0	—	0
SOFI TECHNOLOGIES INC(SOFI)	0	20,000	+20,000	0	160	0.23%	+160
COCA COLA CO(KO)	0	3,690	+3,690	0	207	0.30%	+207
UNISYS CORP	0	0	0	0	0	—	0
BAYTEX ENERGY CORP(BTE)	0	0	0	0	0	—	0
CARVER BANCORP INC	0	0	0	0	0	—	0
FS KKR CAP CORP(FSK)	0	22,352	+22,352	0	440	0.64%	+440
AMAZON COM INC(AMZN)	12,084	11,762	-322	1,575	1,495	2.19%	-80
URBAN ONE INC	0	0	0	0	0	—	0
PACER FDS TR GLOBL CASH ETF	117,299	116,917	-382	3,888	3,804	5.56%	-84
SURO CAPITAL CORP	0	0	0	0	0	—	0
ADAPTIVE BIOTECHNOLOGIES COR(ADPT)	0	0	0	0	0	—	0
MASTERCARD INCORPORATED(MA)	0	611	+611	0	242	0.35%	+242
KAMADA LTD	0	0	0	0	0	—	0
ALLOGENE THERAPEUTICS INC	0	0	0	0	0	—	0
AMICUS THERAPEUTICS INC COM	0	0	0	0	0	—	0
TRIPLEPOINT VENTURE GROWTH B	0	0	0	0	0	—	0
NIO INC(NIO)	0	0	0	0	0	—	0
TRANSALTA CORP(TAC)	0	0	0	0	0	—	0
INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI	0	0	0	0	0	—	0
GUARDANT HEALTH INC(GH)	0	0	0	0	0	—	0
ALLSTATE CORP(ALL)	0	0	0	0	0	—	0
AMERICAN WTR WKS CO INC NEW	0	0	0	0	0	—	0
WISDOMTREE TR(WT)	42,829	38,756	-4,073	2,155	1,950	2.85%	-205
ISHARES TR	0	0	0	0	0	—	0
INVESCO EXCH TRD SLF IDX FD BLOO PRI PWR ETF	0	0	0	0	0	—	0
ALBEMARLE CORP(ALB)	0	0	0	0	0	—	0
AFLAC INC(AFL)	0	0	0	0	0	—	0
KRAFT HEINZ CO(KHC)	0	0	0	0	0	—	0
VANGUARD WORLD FDS CONSUM DIS ETF	0	0	0	0	0	—	0
SCHWAB STRATEGIC TR	0	0	0	0	0	—	0
AES CORP(AES)	0	0	0	0	0	—	0
VANGUARD BD INDEX FDS	0	0	0	0	0	—	0
TORONTO DOMINION BK ONT(TD)	0	0	0	0	0	—	0

Page 1 of 1