Fund HoldingsSHUFRO ROSE & CO LLC

Total Portfolio Value
$1.05B
Total Bought
$1.14M
Total Sold
$7.66M
Net Transaction
-$6.51M
Filing Period:
Securities
SharesValue ($K)
Q3 2023
Q4 2023
Change
Q3 2023
Q4 2023
Weight (%)
Change
SPDR S&P 500 ETF TR(SPY)(Put)00002,137+2,137
SPDR S&P 500 ETF TR(SPY)(Call)00001,069+1,069
AON PLC(AON)(Call)0000648+648
BROADRIDGE FINL SOLUTIONS IN(BR)02,500+2,50004480.04%+448
CONSOLIDATED EDISON INC(ED)02,582+2,58202210.02%+221
JOHNSON & JOHNSON(JNJ)027,882+27,88204,3430.41%+4,343
PROCTER AND GAMBLE CO(PG)03,964+3,96405780.06%+578
CONOCOPHILLIPS(COP)12,74113,241+5001,5261,5860.15%+60
ABBOTT LABS03,469+3,46903360.03%+336
NEW YORK CMNTY BANCORP INC085,300+85,30009670.09%+967
3M CO(MMM)05,470+5,47005120.05%+512
VERIZON COMMUNICATIONS INC(VZ)011,803+11,80303830.04%+383
SENECA FOODS CORP NEW(SENEA)13,60013,900+3007327480.07%+16
MERCER INTL INC0170,900+170,90001,4660.14%+1,466
SHELL PLC(SHEL)18,45018,650+2001,1881,2010.11%+13
BLACKROCK FLOATING RATE INCO
COM
053,555+53,55506760.06%+676
PROSPECT CAP CORP(PSEC)011,700+11,7000710.01%+71
CHARGEPOINT HOLDINGS INC0128,400+128,40006380.06%+638
WESTERN ASSET GBL HIGH INC F014,656+14,6560980.01%+98
SYNCHRONY FINANCIAL(SYF)042,300+42,30001,2930.12%+1,293
ISHARES TR39,44539,745+3001,1891,1980.11%+9
FIRST TR SR FLTG RATE INCOME052,400+52,40005240.05%+524
AT&T INC(T)028,236+28,23604240.04%+424
DISNEY WALT CO(DIS)044,295+44,29503,5900.34%+3,590
UMH PPTYS INC(UMH)092,800+92,80001,3010.12%+1,301
MEDICAL PPTYS TRUST INC(MPT)056,100+56,10003060.03%+306
WARNER BROS DISCOVERY INC(WBD)064,222+64,22206970.07%+697
180 DEGREE CAP CORP077,001+77,00103260.03%+326
ABBVIE INC(ABBV)3,0953,09504614610.04%0
ABRDN GLOBAL INCOME FUND INC021,400+21,40001280.01%+128
ACACIA RESH CORP015,000+15,0000550.01%+55
AFLAC INC(AFL)8,8188,81806776770.06%0
ALLIANCEBERNSTEIN GLOBAL HIG
COM
044,800+44,80004350.04%+435
ALLSTATE CORP(ALL)03,000+3,00003340.03%+334
ALPHABET INC(GOOG)10,76510,76501,4091,4090.13%0
ALPHABET INC(GOOG)13,14013,14001,7331,7330.17%0
AMERICAN EXPRESS CO(AXP)03,033+3,03304520.04%+452
AMERICOLD REALTY TRUST INC(COLD)11,00011,00003353350.03%0
AMETEK INC03,000+3,00004430.04%+443
ANSYS INC01,300+1,30003870.04%+387
APOLLO SR FLOATING RATE FD I51,40051,40006916910.07%0
ARTS WAY MFG INC021,855+21,8550510.00%+51
ASML HOLDING N V
N Y REGISTRY SHS
0425+42502500.02%+250
AUTOMATIC DATA PROCESSING IN5,9705,97001,4361,4360.14%0
AUTOZONE INC(AZO)02,492+2,49206,3300.60%+6,330
BLACKROCK CAP INVT CORP019,061+19,0610710.01%+71
BLACKROCK ENHANCED EQUITY DI(BDJ)026,862+26,86202040.02%+204
BLACKROCK MUNIHLDGS NY QLTY38,20038,20003493490.03%0
BLACKROCK MUNIYIELD N Y QUAL033,600+33,60002980.03%+298
BLACKSTONE INC(BX)1,9001,90002042040.02%0
BLACKSTONE SECD LENDING FD(BXSL)018,532+18,53205070.05%+507
BLACKSTONE SENI FLTN RAT 202016,300+16,30002160.02%+216
BOEING CO(BA)02,100+2,10004030.04%+403
BRISTOL-MYERS SQUIBB CO(BMY)08,760+8,76005080.05%+508
BROADCOM INC(AVGO)0513+51304260.04%+426
BUILDERS FIRSTSOURCE INC(BLDR)012,200+12,20001,5190.14%+1,519
CANADIAN IMPERIAL BK COMM TO(CM)06,000+6,00002320.02%+232
CANNAE HLDGS INC015,000+15,00002800.03%+280
CATERPILLAR INC(CAT)90090002462460.02%0
CBRE GROUP INC(CBRE)015,200+15,20001,1230.11%+1,123
CERUS CORP038,500+38,5000620.01%+62
CHARTER COMMUNICATIONS INC N(CHTR)1,9131,91308418410.08%0
CHENIERE ENERGY INC(LNG)10,85010,85001,8011,8010.17%0
CHEVRON CORP NEW(CVX)37,39537,39506,3066,3060.60%0
COCA COLA CO(KO)06,500+6,50003640.03%+364
COEUR MNG INC(CDE)015,000+15,0000330.00%+33
COHEN & STEERS QUALITY INCOM(RQI)036,800+36,80003720.04%+372
COHEN & STEERS REIT & PFD &
COM
045,500+45,50007810.07%+781
COHEN & STEERS TOTAL RETURN013,700+13,70001440.01%+144
COMCAST CORP NEW(CCZ)4,9514,95102202200.02%0
CSX CORP(CSX)011,400+11,40003510.03%+351
CVS HEALTH CORP(CVS)08,161+8,16105700.05%+570
DANA INC(DAN)011,500+11,50001690.02%+169
DEERE & CO(DE)02,190+2,19008260.08%+826
DIMENSIONAL ETF TRUST
INTERNATNAL VAL
06,838+6,83802230.02%+223
DOW INC(DOW)05,493+5,49302830.03%+283
EATON VANCE FLTING RATE INC15,18015,18001871870.02%0
EATON VANCE SR FLTNG RTE TR
COM
32,70032,70003963960.04%0
EL PASO ENERGY CAP TR I(KMI)04,900+4,90002230.02%+223
ELEVANCE HEALTH INC(ELV)01,300+1,30005660.05%+566
ELI LILLY & CO(LLY)45,58945,589024,48724,4872.33%0
ENTERPRISE PRODS PARTNERS L(EPD)015,650+15,65004280.04%+428
EQUUS TOTAL RETURN INC077,735+77,73501150.01%+115
EXPEDIA GROUP INC(EXPE)03,645+3,64503760.04%+376
FG GROUP HOLDINGS INC040,000+40,0000670.01%+67
FIDELITY MERRIMACK STR TR04,400+4,40002180.02%+218
FIRST TR EXCH TRADED FD III043,200+43,20006900.07%+690
FREQUENCY ELECTRS INC077,000+77,00005340.05%+534
GALLAGHER ARTHUR J & CO(AJG)1,4001,40003193190.03%0
GARTNER INC(IT)0800+80002750.03%+275
GENERAC HLDGS INC(GNRC)02,200+2,20002400.02%+240
GLADSTONE LD CORP017,900+17,90002550.02%+255
GLOBAL MED REIT INC089,100+89,10007990.08%+799
GOLDMAN SACHS ETF TR27,91127,91101,3941,3940.13%0
GOLDMAN SACHS ETF TR18,81518,81501,5851,5850.15%0
GRAINGER W W INC(GWW)01,175+1,17508130.08%+813
HAYWARD HLDGS INC(HAYW)22,00022,00003103100.03%0
HENRY SCHEIN INC(HSIC)07,625+7,62505660.05%+566
HOME DEPOT INC(HD)01,727+1,72705220.05%+522
HONEYWELL INTL INC(HON)01,493+1,49302760.03%+276
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