Fund HoldingsJOHN G ULLMAN & ASSOCIATES INC

Total Portfolio Value
$611.34M
Total Bought
$18.05M
Total Sold
$66.19M
Net Transaction
-$48.14M
Filing Period:
Securities
SharesValue ($K)
Q2 2023
Q3 2023
Change
Q2 2023
Q3 2023
Weight (%)
Change
ALBEMARLE CORP(ALB)015,225+15,22502,5890.42%+2,589
SCHLUMBERGER LTD F(SLB)284,287271,312-12,97513,96415,8172.59%+1,853
WESTERN DIGITAL CORP(WDC)54,00079,650+25,6502,0483,6340.59%+1,586
GE HEATHCARE TECHNOLOGY(GEHC)029,985+29,98502,0400.33%+2,040
EMERSON ELEC CO(EMR)387,219376,824-10,39535,00136,3905.95%+1,389
EVERSOURCE ENERGY ES(ES)42,42271,060+28,6383,0094,1320.68%+1,124
APTIV ORD(APTV)33,05045,250+12,2003,3744,4610.73%+1,087
EXXON MOBIL CORP111,123109,817-1,30611,91812,9122.11%+994
HORIZON THERAPEUTICS PLC79,71278,762-9508,1989,1121.49%+914
ARGAN INC167,152163,865-3,2876,5877,4591.22%+872
MODERNA INC(MRNA)28,39941,599+13,2003,4504,2970.70%+846
HALLIBURTON CO HLDG(HAL)110,170110,160-103,6354,4610.73%+827
VMWARE INC42,25041,350-9006,0716,8841.13%+813
AMERICAN SOFTWARE INC546,923572,017+25,0945,7486,5551.07%+807
AZENTA ORD(AZTA)73,39482,368+8,9743,4264,1340.68%+708
IBM CORP(IBM)135,429133,342-2,08718,12218,7083.06%+586
MOODYS ORD(MCO)8,22510,850+2,6252,8603,4300.56%+570
INTEL CORP(INTC)328,566324,846-3,72010,98711,5481.89%+561
EQUINOR ADR REP ORD(EQNR)168,600166,400-2,2004,9255,4560.89%+531
CISCO SYSTEMS INC(CSCO)377,767373,225-4,54219,54620,0653.28%+519
AMGEN INC.(AMGN)10,99410,944-502,4412,9410.48%+500
GORMAN RUPP ORD(GRC)123,558121,458-2,1003,5623,9960.65%+434
INSTRUCTURE HOLDINGS ORD012,851+12,85103260.05%+326
VANGUARD SHORT-TERM BOND ETF04,097+4,09703080.05%+308
BANCROFT FUND LTD018,214+18,21402870.05%+287
LILLY ELI & CO(LLY)3,9683,998+301,8612,1470.35%+287
QUIDEL CORPORATION(QDEL)32,13140,150+8,0192,6622,9330.48%+270
INVSC WILDERHILL CLEAN ENERGY
WILDERHIL CLAN
69,70097,350+27,6502,7963,0600.50%+263
FLOWSERVE CORP169,240164,650-4,5906,2876,5481.07%+261
VANGUARD FTSE EMERGING MARKETS05,419+5,41902120.03%+212
SKANSKA AB FSPONSORED ADR82,50081,400-1,1001,1551,3390.22%+185
TRANE TECHNOLOGIES PLC(TT)12,30012,150-1502,3522,4650.40%+113
PHILLIPS 66(PSX)03,950+3,95004750.08%+475
MA COM TECH SOLUTN06,100+6,10004980.08%+498
MARATHON PETROLEUM CORP(MPC)02,463+2,46303730.06%+373
BP PLC F SPONSORED ADR 1 ADR R(BP)022,300+22,30008630.14%+863
FENTURA FINANCIAL INC023,250+23,25005290.09%+529
CHEVRON CORP(CVX)6,6046,538-661,0391,1020.18%+63
ARCBEST ORD(ARCB)22,15022,100-502,1882,2460.37%+58
WEBSTER FINANCIAL ORD(WBS)32,10031,450-6501,2121,2680.21%+56
CIENA CORP(CIEN)014,400+14,40006810.11%+681
ASTEC INDUSTRIES INC44,70044,250-4502,0312,0850.34%+53
SKANSKA AB ORDF020,800+20,80003430.06%+343
CONSTELLATION ENERGY ORD(CEG)02,465+2,46502690.04%+269
CROWN HOLDINGS INC(CCK)28,78428,734-502,5002,5420.42%+42
SHELL PLC(SHEL)010,100+10,10006500.11%+650
INTUIT INC(INTU)0675+67503450.06%+345
COMCAST CORP CLASS A016,895+16,89507490.12%+749
VANECK VIETNAM ETF187,100186,150-9502,4882,5200.41%+32
AMERISERV FINANCIAL INC035,900+35,9000950.02%+95
UNITED THERAPEUTICS CORPORATIO(UTHR)9,3559,230-1252,0652,0850.34%+20
ROPER TECHNOLOGIES INC(ROP)0534+53402590.04%+259
MICRON TECHNOLOGY(MU)03,563+3,56302420.04%+242
NRG ENERGY INC NRG(NRG)54,65053,500-1,1502,0432,0610.34%+17
ITT INC(ITT)02,200+2,20002150.04%+215
RBB BANCORP049,150+49,15006280.10%+628
DANAHER CORP(DHR)01,000+1,00002480.04%+248
HEWLETT PACKARD ENTERPRI(HPE)029,500+29,50005120.08%+512
BERKSHIRE HATHAWAY CLASS B02,189+2,18907670.13%+767
RHINEBECK BANCORP INC051,100+51,10003460.06%+346
AVALON ADVANCED MATERIALS INC(AVLNF)018,750+18,750020.00%+2
ACCENTURE PLC F CLASS A0659+65902020.03%+202
TORTOISE ENERGY INF CORP(TYG)07,600+7,60002200.04%+220
GSK PLC ADR(GSK)77,98076,580-1,4002,7792,7760.45%-3
MEXICO FUND010,600+10,60001750.03%+175
C AND F FINANCIAL ORD016,760+16,76008980.15%+898
VODAFONE GROUP PLC NEW SPNSR A(VOD)039,100+39,10003710.06%+371
VANGUARD MATERIALS ETF01,200+1,20002070.03%+207
SHERWIN WILLIAMS CO(SHW)01,150+1,15002930.05%+293
PURE CYCLE CORP012,300+12,30001180.02%+118
EAGLE BANCORP MONTANA INC020,556+20,55602430.04%+243
INVSC WATER RESC PORTFOLIO ETF04,500+4,50002390.04%+239
SYSCO CORP(SYY)40,78545,585+4,8003,0263,0110.49%-15
GILEAD SCIENCES INC(GILD)03,850+3,85002890.05%+289
DUKE ENERGY CORP(DUK)06,953+6,95306140.10%+614
GOODYEAR TIRE & RUBR CO COM(GT)013,100+13,10001630.03%+163
ISHARES:BIOTECHNOLOGY02,750+2,75003360.06%+336
CIRRUS LOGIC INC(CRUS)03,050+3,05002260.04%+226
PALO ALTO NETWORKS INC(PANW)01,037+1,03702430.04%+243
PLUG POWER INC(PLUG)010,000+10,0000760.01%+76
W E C ENERGY GROUP INC(WEC)03,650+3,65002940.05%+294
BANK OF NOVA SCOTIA07,900+7,90003600.06%+360
CROSSFIRST BANKSHARES ORD044,663+44,66304510.07%+451
SKYWORKS SOLUTIONS INC SWKS(SWKS)03,200+3,20003150.05%+315
STATE STREET ORD(STT)38,71041,710+3,0002,8332,7930.46%-40
ALLETE INC ALE07,300+7,30003850.06%+385
NORTHWESTERN CORP(NWE)05,200+5,20002500.04%+250
EVERGY INC(EVRG)06,200+6,20003140.05%+314
CANADIAN UTILITIES CL A ORD010,500+10,50002220.04%+222
ILLINOIS TOOL WORKS(ITW)02,500+2,50005760.09%+576
NOVARTIS AG(NVS)184,935182,690-2,24518,66218,6093.04%-53
GENERAL ELECTRIC CO(GE)27,06926,392-6772,9742,9180.48%-56
BLOOM ENERGY CL A ORD051,850+51,85006880.11%+688
A. O. SMITH CORP(AOS)08,700+8,70005750.09%+575
IQVIA HOLDINGS INC(IQV)02,100+2,10004130.07%+413
A G C O CORP04,600+4,60005440.09%+544
KINDER MORGAN INC(KMI)63,70862,320-1,3881,0971,0330.17%-64
HELIOS TECHNOLOGIES INC(HLIO)06,300+6,30003500.06%+350
ROCHE HLDG AG F SPONSORED ADR015,950+15,95005410.09%+541
IPG PHOTONICS CORP02,025+2,02502060.03%+206
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