| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 0 | 2,580,556 | +2,580,556 | 0.00 | 0.81 | +0.81 | buy |
| UBS Group AG | 0 | 190,276 | +190,276 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 3,369,670 | 3,551,028 | +181,358 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 350,000 | 500,000 | +150,000 | 0.01 | 0.01 | +0.01 | buy |
| Main Street Financial Solutions, LLC | 0 | 129,100 | +129,100 | 0.00 | 0.02 | +0.02 | buy |
| DEUTSCHE BANK AG\ | 0 | 65,617 | +65,617 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 444,239 | 498,547 | +54,308 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 102,178 | 150,829 | +48,651 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 24,508 | 70,394 | +45,886 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 42,831 | +42,831 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 0 | 39,018 | +39,018 | 0.00 | 0.01 | +0.01 | buy |
| Diametric Capital, LP | 143,272 | 179,984 | +36,712 | 0.11 | 0.15 | +0.04 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 24,054 | +24,054 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 16,530 | +16,530 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 73,675 | 85,841 | +12,166 | 0.00 | 0.01 | +0.01 | buy |
| Kestra Advisory Services, LLC | 0 | 11,000 | +11,000 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 0 | 10,300 | +10,300 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 6,717 | 15,215 | +8,498 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 7,465 | +7,465 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 5,513 | +5,513 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 134,287 | 138,548 | +4,261 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 2,942 | +2,942 | 0.00 | 0.00 | +0.00 | buy |
| Aptus Capital Advisors, LLC | 24,853 | 25,727 | +874 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 296 | +296 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 0 | 25 | +25 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 4,350 | 4,353 | +3 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 168 | 169 | +1 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 200 | 201 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 7,119 | 7,119 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 189,100 | 189,100 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 11,720 | 11,720 | 0 | 0.00 | 0.00 | +0.00 | hold |
| EVERGREEN CAPITAL MANAGEMENT LLC | 171,338 | 171,338 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HARBOUR INVESTMENT MANAGEMENT LLC | 10,100 | 10,100 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Altshuler Shaham Ltd | 12,142 | 12,142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Lido Advisors, LLC | 15,554 | 15,554 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Truvestments Capital LLC | 2,458 | 2,458 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Investment Research & Advisory Group, Inc. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Orin Green Financial, LLC | 61,200 | 61,200 | 0 | 0.04 | 0.05 | +0.02 | hold |
| Y.D. More Investments Ltd | 220 | 220 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nuveen, LLC | 90,188 | 90,188 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Activest Wealth Management | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TD Waterhouse Canada Inc. | 6,000 | 6,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cascade Financial Partners, LLC | 17,000 | 17,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 18,554 | 18,554 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 7,757 | 7,757 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 35,278 | 35,278 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 175,070 | 175,070 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 2,381 | 2,381 | 0 | 0.00 | 0.00 | +0.00 | hold |
| EARNED WEALTH ADVISORS, LLC | 25,976 | 25,975 | -1 | 0.01 | 0.01 | +0.00 | sell |
| Invesco Ltd. | 45,141 | 45,003 | -138 | 0.00 | 0.00 | +0.00 | sell |
| ProShare Advisors LLC | 14,297 | 11,922 | -2,375 | 0.00 | 0.00 | +0.00 | sell |
| RHUMBLINE ADVISERS | 69,796 | 65,194 | -4,602 | 0.00 | 0.00 | +0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 36,490 | 31,248 | -5,242 | 0.00 | 0.00 | +0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 38,075 | 32,253 | -5,822 | 0.00 | 0.00 | +0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 56,055 | 49,791 | -6,264 | 0.01 | 0.01 | +0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 826,333 | 819,777 | -6,556 | 0.00 | 0.00 | +0.00 | sell |
| CITIGROUP INC | 24,756 | 6,614 | -18,142 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 484,798 | 464,421 | -20,377 | 0.00 | 0.00 | +0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 196,797 | 171,772 | -25,025 | 0.00 | 0.00 | +0.00 | sell |
| BARCLAYS PLC | 126,963 | 101,798 | -25,165 | 0.00 | 0.00 | +0.00 | sell |
| Harel Insurance Investments & Financial Services Ltd. | 26,000 | 0 | -26,000 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 69,000 | 41,300 | -27,700 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 45,571 | 17,028 | -28,543 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 71,537 | 0 | -71,537 | 0.00 | 0.00 | -0.00 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 496,216 | 400,398 | -95,818 | 0.00 | 0.00 | +0.00 | sell |
| Hillsdale Investment Management Inc. | 118,100 | 0 | -118,100 | 0.01 | 0.00 | -0.01 | sell |
| NORTHERN TRUST CORP | 1,079,723 | 902,459 | -177,264 | 0.00 | 0.00 | +0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 298,567 | 0 | -298,567 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 1,615,003 | 1,315,400 | -299,603 | 0.00 | 0.00 | +0.00 | sell |