Stock Transactions — NORWOOD FINANCIAL CORP

Total Bought
783,886
57 transactions
Total Sold
308,309
27 transactions
Net
+475,577
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
UBS Group AG28,262239,670+211,4080.000.00+0.00buy
Bulldog Investors, LLP64,145170,000+105,8550.401.12+0.72buy
BlackRock, Inc.580,582660,683+80,1010.000.00+0.00buy
Stonebridge Financial Group, LLC057,228+57,2280.000.14+0.14buy
GEODE CAPITAL MANAGEMENT, LLC201,621237,415+35,7940.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC24,47848,907+24,4290.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.9,25633,208+23,9520.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP134,660155,908+21,2480.000.00+0.00buy
BANK OF AMERICA CORP /DE/018,483+18,4830.000.00+0.00buy
Squarepoint Ops LLC18,62636,477+17,8510.000.00+0.00buy
Gateway Wealth Partners, LLC017,622+17,6220.000.02+0.02buy
LOS ANGELES CAPITAL MANAGEMENT LLC19,64536,774+17,1290.000.00+0.00buy
BAILARD, INC.015,374+15,3740.000.01+0.01buy
Minerva Advisors LLC13,68128,580+14,8990.260.54+0.29buy
NORTHERN TRUST CORP66,17379,377+13,2040.000.00+0.00buy
MARTINGALE ASSET MANAGEMENT L P013,104+13,1040.000.01+0.01buy
AMERICAN CENTURY COMPANIES INC012,462+12,4620.000.00+0.00buy
Qube Research & Technologies Ltd011,200+11,2000.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC55,80665,526+9,7200.000.00+0.00buy
De Lisle Partners LLP08,814+8,8140.000.03+0.03buy
STATE STREET CORP133,907141,668+7,7610.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/07,077+7,0770.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC4,2439,777+5,5340.000.00+0.00buy
GOLDMAN SACHS GROUP INC25,84131,045+5,2040.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC14,35819,319+4,9610.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC24,31828,676+4,3580.000.00+0.00buy
SG Americas Securities, LLC03,429+3,4290.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC95,94298,346+2,4040.000.00+0.00buy
Bank of New York Mellon Corp35,89538,128+2,2330.000.00+0.00buy
JOHN G ULLMAN & ASSOCIATES INC12,60014,800+2,2000.050.06+0.01buy
MARSHALL WACE, LLP39,55141,159+1,6080.000.00+0.00buy
Community Bank, N.A.4,4875,497+1,0100.010.02+0.00buy
Tower Research Capital LLC (TRC)3961,278+8820.000.00+0.00buy
Quadrature Capital Ltd8,5129,239+7270.000.00+0.00buy
MetLife Investment Management, LLC4,3765,097+7210.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.3,9864,706+7200.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC158737+5790.000.00+0.00buy
RHUMBLINE ADVISERS6,7587,298+5400.000.00+0.00buy
PEOPLES FINANCIAL SERVICES CORP.3,5553,980+4250.050.06+0.01buy
CANADA LIFE ASSURANCE Co8801,267+3870.000.00+0.00buy
Cetera Investment Advisers61,60261,928+3260.000.00+0.00buy
Advisory Services Network, LLC0300+3000.000.00+0.00buy
CWM, LLC7981,028+2300.000.00+0.00buy
ROYAL BANK OF CANADA6,1206,211+910.000.00+0.00buy
CITIGROUP INC385468+830.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.49106+570.000.00+0.00buy
MAI Capital Management135+340.000.00+0.00buy
SBI Securities Co., Ltd.536+310.000.00+0.00buy
Bangor Savings Bank2,1992,221+220.000.01+0.00buy
GAMMA Investing LLC6985+160.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC015+150.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM530542+120.000.00+0.00buy
Allworth Financial LP1527+120.000.00+0.00buy
EverSource Wealth Advisors, LLC2636+100.000.00+0.00buy
Root Financial Partners, LLC05+50.000.00+0.00buy
SJS Investment Consulting Inc.03+30.000.00+0.00buy
Wealth Preservation Advisors, LLC02+20.000.00+0.00buy
EMERALD ADVISERS, LLC4,5004,50000.000.00+0.00hold
Ameritas Investment Partners, Inc.60960900.000.00+0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC10,27610,27600.010.01+0.00hold
RAFFLES ASSOCIATES LP12,44912,44900.260.32+0.06hold
EMERALD MUTUAL FUND ADVISERS TRUST25,00025,00000.030.04+0.00hold
State of Alaska, Department of Revenue62162100.000.00+0.00hold
Sunbelt Securities, Inc.1100.000.00-0.00hold
NewEdge Advisors, LLC878700.000.00+0.00hold
IFP Advisors, Inc3300.000.00-0.00hold
Stone House Investment Management, LLC37937900.000.00+0.00hold
Pacific Center for Financial Services313100.000.00+0.00hold
Triumph Capital Management50050000.000.00-0.00hold
Larson Financial Group LLC4,0804,08000.000.00+0.00hold
Alliance Wealth Advisors, LLC14,36414,36400.190.20+0.01hold
Nuveen, LLC12,95612,95600.000.00+0.00hold
True Wealth Design, LLC141400.000.00-0.00hold
EAGLE WEALTH STRATEGIES LLC23,52823,52800.310.30-0.00hold
Police & Firemen's Retirement System of New Jersey2,8552,85500.000.00+0.00hold
Legal & General Group Plc80080000.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND3,2613,26100.000.00+0.00hold
NBT BANK N A /NY2,0112,01100.000.00+0.00hold
FNY Investment Advisers, LLC10-10.000.000.00sell
Clearstead Advisors, LLC10-10.000.00-0.00sell
Russell Investments Group, Ltd.2,0912,077-140.000.00+0.00sell
STIFEL FINANCIAL CORP9,8899,869-200.000.00+0.00sell
Optiver Holding B.V.128104-240.000.00+0.00sell
BNP PARIBAS FINANCIAL MARKETS1,9071,849-580.000.00+0.00sell
SEGALL BRYANT & HAMILL, LLC55,86455,755-1090.020.02-0.00sell
Sterling Capital Management LLC496308-1880.000.00-0.00sell
AMALGAMATED BANK2700-2700.000.00-0.00sell
FMR LLC541247-2940.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.13,63713,317-3200.000.00+0.00sell
Invesco Ltd.8,3757,948-4270.000.00+0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE176,796175,061-1,7350.000.00+0.00sell
Strategic Financial Services, Inc.19,84617,972-1,8740.030.03-0.00sell
JPMORGAN CHASE & CO7,0504,033-3,0170.000.00-0.00sell
DEUTSCHE BANK AG\9,7105,576-4,1340.000.00-0.00sell
Cornerstone Wealth Group, LLC171,051166,585-4,4660.330.32-0.00sell
WELLS FARGO & COMPANY/MN9,6453,735-5,9100.000.00-0.00sell
Trexquant Investment LP10,6100-10,6100.000.00-0.00sell
BARCLAYS PLC13,6562,123-11,5330.000.00-0.00sell
CSS LLC/IL13,2130-13,2130.020.00-0.02sell
Chicago Capital Management, LLC15,0690-15,0690.280.00-0.28sell
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