| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| NATIONAL BANK OF CANADA /FI/ | 751,763 | 754,968 | +3,205 | 0.08 | 0.05 | -0.02 | buy |
| FIL Ltd | 1,030,815 | 719,507 | -311,308 | 0.08 | 0.04 | -0.04 | sell |
| GOLDMAN SACHS GROUP INC | 313,255 | 542,651 | +229,396 | 0.00 | 0.00 | +0.00 | buy |
| Hillsdale Investment Management Inc. | 487,434 | 512,747 | +25,313 | 1.30 | 0.90 | -0.41 | buy |
| AEGIS FINANCIAL CORP | 504,059 | 504,059 | 0 | 8.52 | 6.11 | -2.41 | hold |
| BANK OF MONTREAL /CAN/ | 452,265 | 398,400 | -53,865 | 0.02 | 0.01 | -0.01 | sell |
| BARCLAYS PLC | 74,302 | 353,877 | +279,575 | 0.00 | 0.01 | +0.01 | buy |
| Encompass Capital Advisors LLC | 351,189 | 333,371 | -17,818 | 1.41 | 1.10 | -0.30 | sell |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 373,936 | 317,814 | -56,122 | 0.02 | 0.01 | -0.01 | sell |
| DIMENSIONAL FUND ADVISORS LP | 288,013 | 316,987 | +28,974 | 0.01 | 0.00 | -0.00 | buy |
| MACKENZIE FINANCIAL CORP | 112,072 | 259,243 | +147,171 | 0.01 | 0.03 | +0.02 | buy |
| MORGAN STANLEY | 245,195 | 239,672 | -5,523 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 136,876 | 233,999 | +97,123 | 0.01 | 0.01 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 187,799 | 225,739 | +37,940 | 0.19 | 0.16 | -0.03 | buy |
| TWO SIGMA INVESTMENTS, LP | 195,246 | 171,317 | -23,929 | 0.02 | 0.01 | -0.01 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 0 | 167,700 | +167,700 | 0.00 | 0.07 | +0.07 | buy |
| Quadrature Capital Ltd | 71,291 | 163,109 | +91,818 | 0.08 | 0.11 | +0.02 | buy |
| BANK OF AMERICA CORP /DE/ | 114,706 | 159,923 | +45,217 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 42,001 | 139,813 | +97,812 | 0.00 | 0.00 | +0.00 | buy |
| Hartree Partners, LP | 82,500 | 130,000 | +47,500 | 1.76 | 2.15 | +0.39 | buy |
| SIR Capital Management, L.P. | 19,078 | 113,178 | +94,100 | 0.18 | 1.00 | +0.82 | buy |
| OBERWEIS ASSET MANAGEMENT INC/ | 112,600 | 110,800 | -1,800 | 0.33 | 0.18 | -0.15 | sell |
| MILLENNIUM MANAGEMENT LLC | 114,399 | 109,048 | -5,351 | 0.01 | 0.01 | -0.00 | sell |
| GREATMARK INVESTMENT PARTNERS, INC. | 113,189 | 107,314 | -5,875 | 1.30 | 0.91 | -0.40 | sell |
| CITADEL ADVISORS LLC | 82,422 | 96,960 | +14,538 | 0.01 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 126,933 | 92,865 | -34,068 | 0.01 | 0.00 | -0.01 | sell |
| Equinox Partners Investment Management LLC | 65,211 | 65,211 | 0 | 2.61 | 2.36 | -0.26 | hold |
| Grantham, Mayo, Van Otterloo & Co. LLC | 92,500 | 64,675 | -27,825 | 0.02 | 0.01 | -0.01 | sell |
| Orion Resource Partners LP | 0 | 62,689 | +62,689 | 0.00 | 2.19 | +2.19 | buy |
| Qube Research & Technologies Ltd | 15,362 | 62,687 | +47,325 | 0.00 | 0.01 | +0.00 | buy |
| Quotient Wealth Partners, LLC | 67,254 | 62,254 | -5,000 | 0.17 | 0.11 | -0.06 | sell |
| AMERIPRISE FINANCIAL INC | 53,901 | 54,001 | +100 | 0.00 | 0.00 | -0.00 | buy |
| BlackRock, Inc. | 71,432 | 53,449 | -17,983 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 38,125 | 50,033 | +11,908 | 0.00 | 0.00 | -0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 46,800 | +46,800 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 53,118 | 39,378 | -13,740 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 39,429 | 38,563 | -866 | 0.01 | 0.01 | -0.00 | sell |
| Sixth Street Partners Management Company, L.P. | 0 | 34,412 | +34,412 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 37,704 | 34,412 | -3,292 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 18,614 | 31,802 | +13,188 | 0.02 | 0.03 | +0.01 | buy |
| FRANKLIN RESOURCES INC | 31,825 | 30,725 | -1,100 | 0.00 | 0.00 | -0.00 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 22,161 | 30,434 | +8,273 | 0.01 | 0.00 | -0.00 | buy |
| Swiss National Bank | 26,100 | 24,800 | -1,300 | 0.00 | 0.00 | -0.00 | sell |
| Point72 Asset Management, L.P. | 33,881 | 22,011 | -11,870 | 0.01 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 10,476 | 21,272 | +10,796 | 0.00 | 0.00 | +0.00 | buy |
| Northwest & Ethical Investments L.P. | 24,664 | 20,732 | -3,932 | 0.06 | 0.04 | -0.02 | sell |
| Russell Investments Group, Ltd. | 14,457 | 20,351 | +5,894 | 0.00 | 0.00 | -0.00 | buy |
| JPMORGAN CHASE & CO | 67,287 | 20,278 | -47,009 | 0.00 | 0.00 | -0.00 | sell |
| TD ASSET MANAGEMENT INC | 18,908 | 19,828 | +920 | 0.00 | 0.00 | -0.00 | buy |
| CIBC WORLD MARKET INC. | 7,374 | 17,798 | +10,424 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 0 | 17,163 | +17,163 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 16,500 | +16,500 | 0.00 | 0.02 | +0.02 | buy |
| Legal & General Group Plc | 15,285 | 15,285 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spark Investment Management LLC | 24,000 | 14,000 | -10,000 | 5.68 | 2.10 | -3.58 | sell |
| TORONTO DOMINION BANK | 10,873 | 13,344 | +2,471 | 0.00 | 0.00 | -0.00 | buy |
| CoreCommodity Management, LLC | 13,078 | 13,206 | +128 | 0.24 | 0.20 | -0.04 | buy |
| SIMPLEX TRADING, LLC | 26,861 | 12,685 | -14,176 | 0.08 | 0.03 | -0.06 | sell |
| Schonfeld Strategic Advisors LLC | 11,042 | 12,464 | +1,422 | 0.01 | 0.01 | -0.00 | buy |
| TD Waterhouse Canada Inc. | 10,186 | 12,341 | +2,155 | 0.00 | 0.00 | -0.00 | buy |
| Trexquant Investment LP | 38,871 | 11,313 | -27,558 | 0.03 | 0.01 | -0.02 | sell |
| JUPITER ASSET MANAGEMENT LTD | 44,968 | 10,955 | -34,013 | 0.02 | 0.00 | -0.02 | sell |
| Allianz Asset Management GmbH | 13,946 | 10,498 | -3,448 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 10,114 | 10,002 | -112 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 8,082 | 9,989 | +1,907 | 0.01 | 0.01 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 9,888 | +9,888 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 9,651 | 9,161 | -490 | 0.00 | 0.00 | -0.00 | sell |
| Nuveen, LLC | 10,446 | 8,713 | -1,733 | 0.00 | 0.00 | -0.00 | sell |
| Y-Intercept (Hong Kong) Ltd | 11,396 | 8,505 | -2,891 | 0.02 | 0.01 | -0.01 | sell |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 7,856 | 8,478 | +622 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 8,364 | 8,401 | +37 | 0.00 | 0.00 | -0.00 | buy |
| Penn Capital Management Company, LLC | 0 | 8,147 | +8,147 | 0.00 | 0.04 | +0.04 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,335 | 8,053 | +718 | 0.00 | 0.00 | -0.00 | buy |
| SEI INVESTMENTS CO | 0 | 7,427 | +7,427 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 7,454 | 7,257 | -197 | 0.00 | 0.00 | -0.00 | sell |
| Vanguard Personalized Indexing Management, LLC | 7,001 | 7,023 | +22 | 0.01 | 0.00 | -0.00 | buy |
| Voleon Capital Management LP | 8,271 | 5,827 | -2,444 | 0.02 | 0.01 | -0.01 | sell |
| Sumitomo Mitsui Trust Group, Inc. | 6,171 | 5,655 | -516 | 0.00 | 0.00 | -0.00 | sell |
| Nikko Asset Management Americas, Inc. | 6,171 | 5,655 | -516 | 0.01 | 0.01 | -0.00 | sell |
| MOODY ALDRICH PARTNERS LLC | 10,100 | 5,500 | -4,600 | 0.18 | 0.08 | -0.10 | sell |
| SCOTIA CAPITAL INC. | 5,273 | 5,309 | +36 | 0.00 | 0.00 | -0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 5,445 | 5,244 | -201 | 0.02 | 0.01 | -0.01 | sell |
| Ballentine Partners, LLC | 4,968 | 5,084 | +116 | 0.01 | 0.00 | -0.00 | buy |
| Quantbot Technologies LP | 22,178 | 4,819 | -17,359 | 0.09 | 0.01 | -0.07 | sell |
| Police & Firemen's Retirement System of New Jersey | 4,786 | 4,786 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IMC-Chicago, LLC | 0 | 4,698 | +4,698 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 25,392 | 4,655 | -20,737 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 4,133 | 4,567 | +434 | 0.00 | 0.00 | -0.00 | buy |
| Savant Capital, LLC | 2,251 | 4,464 | +2,213 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 4,519 | 3,773 | -746 | 0.00 | 0.00 | -0.00 | sell |
| Gotham Asset Management, LLC | 3,841 | 3,551 | -290 | 0.00 | 0.00 | -0.00 | sell |
| Mitsubishi UFJ Trust & Banking Corp | 0 | 3,400 | +3,400 | 0.00 | 0.00 | +0.00 | buy |
| Entropy Technologies, LP | 0 | 3,378 | +3,378 | 0.00 | 0.01 | +0.01 | buy |
| ALLIANCEBERNSTEIN L.P. | 3,314 | 3,314 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAUSEWAY CAPITAL MANAGEMENT LLC | 3,291 | 3,291 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Beirne Wealth Consulting Services, LLC | 3,270 | 3,270 | 0 | 0.09 | 0.05 | -0.04 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 12,428 | 3,233 | -9,195 | 0.00 | 0.00 | -0.00 | sell |
| Guardian Partners Inc. | 3,373 | 3,225 | -148 | 0.03 | 0.02 | -0.01 | sell |
| Brevan Howard Capital Management LP | 3,132 | 3,205 | +73 | 0.00 | 0.00 | +0.00 | buy |
| PDT Partners, LLC | 3,183 | 3,183 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Amundi | 3,095 | 3,095 | 0 | 0.00 | 0.00 | -0.00 | hold |