| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| NATIONAL BANK OF CANADA /FI/ | 726,284 | 729,626 | +3,342 | 0.06 | 0.06 | -0.00 | buy |
| ROYAL BANK OF CANADA | 722,664 | 655,117 | -67,547 | 0.01 | 0.01 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 531,111 | 602,954 | +71,843 | 0.02 | 0.02 | +0.00 | buy |
| Ninepoint Partners LP | 1,150,000 | 600,000 | -550,000 | 9.31 | 5.82 | -3.48 | sell |
| Encompass Capital Advisors LLC | 562,687 | 558,346 | -4,341 | 1.69 | 1.46 | -0.23 | sell |
| BANK OF AMERICA CORP /DE/ | 297,236 | 396,072 | +98,836 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 192,485 | 266,489 | +74,004 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 235,642 | 265,254 | +29,612 | 0.00 | 0.00 | +0.00 | buy |
| FIL Ltd | 411,306 | 233,189 | -178,117 | 0.02 | 0.01 | -0.01 | sell |
| CIBC WORLD MARKET INC. | 156,225 | 168,534 | +12,309 | 0.02 | 0.02 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 46,887 | 157,433 | +110,546 | 0.00 | 0.01 | +0.01 | buy |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 4,184 | 153,800 | +149,616 | 0.00 | 0.01 | +0.01 | buy |
| CITADEL ADVISORS LLC | 82,533 | 142,576 | +60,043 | 0.01 | 0.01 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 133,708 | 135,908 | +2,200 | 0.00 | 0.00 | +0.00 | buy |
| SIR Capital Management, L.P. | 117,978 | 130,078 | +12,100 | 0.71 | 0.82 | +0.11 | buy |
| AEGIS FINANCIAL CORP | 123,638 | 123,638 | 0 | 6.50 | 6.51 | +0.01 | hold |
| AMERICAN CENTURY COMPANIES INC | 114,455 | 110,890 | -3,565 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 127,693 | 108,206 | -19,487 | 0.00 | 0.00 | -0.00 | sell |
| GREATMARK INVESTMENT PARTNERS, INC. | 84,061 | 91,601 | +7,540 | 0.70 | 0.76 | +0.06 | buy |
| Hartree Partners, LP | 85,000 | 85,000 | 0 | 1.50 | 1.94 | +0.43 | hold |
| Grantham, Mayo, Van Otterloo & Co. LLC | 28,100 | 81,500 | +53,400 | 0.01 | 0.02 | +0.01 | buy |
| UBS Group AG | 6,663 | 69,551 | +62,888 | 0.00 | 0.00 | +0.00 | buy |
| OBERWEIS ASSET MANAGEMENT INC/ | 59,700 | 68,400 | +8,700 | 0.19 | 0.20 | +0.01 | buy |
| FRANKLIN RESOURCES INC | 63,114 | 66,857 | +3,743 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 73,209 | 57,809 | -15,400 | 0.01 | 0.01 | -0.00 | sell |
| Mountain Lake Investment Management LLC | 25,000 | 51,981 | +26,981 | 1.62 | 4.10 | +2.48 | buy |
| CANADA PENSION PLAN INVESTMENT BOARD | 0 | 40,800 | +40,800 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 5,500 | 39,500 | +34,000 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 70,229 | 39,130 | -31,099 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 35,099 | 37,463 | +2,364 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 37,446 | +37,446 | 0.00 | 0.34 | +0.34 | buy |
| Polar Asset Management Partners Inc. | 68,600 | 36,000 | -32,600 | 0.10 | 0.03 | -0.07 | sell |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 65,781 | 33,483 | -32,298 | 0.04 | 0.02 | -0.02 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 31,925 | 30,188 | -1,737 | 0.00 | 0.00 | -0.00 | sell |
| SG Capital Management LLC | 0 | 29,133 | +29,133 | 0.00 | 0.20 | +0.20 | buy |
| JPMORGAN CHASE & CO | 14,969 | 28,691 | +13,722 | 0.00 | 0.00 | +0.00 | buy |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 6,910 | 28,507 | +21,597 | 0.00 | 0.01 | +0.01 | buy |
| NICOLA WEALTH MANAGEMENT LTD. | 28,000 | 28,000 | 0 | 0.19 | 0.23 | +0.05 | hold |
| Swiss National Bank | 28,500 | 27,900 | -600 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 24,910 | +24,910 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 11,663 | 22,920 | +11,257 | 0.01 | 0.01 | +0.01 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 19,300 | 22,800 | +3,500 | 0.01 | 0.01 | +0.00 | buy |
| Trexquant Investment LP | 13,389 | 18,213 | +4,824 | 0.01 | 0.01 | +0.00 | buy |
| JANE STREET GROUP, LLC | 16,440 | 17,183 | +743 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 17,545 | 16,935 | -610 | 0.00 | 0.00 | -0.00 | sell |
| PCJ Investment Counsel Ltd. | 14,620 | 16,360 | +1,740 | 0.28 | 0.34 | +0.05 | buy |
| PDT Partners, LLC | 8,264 | 15,784 | +7,520 | 0.05 | 0.09 | +0.04 | buy |
| Legal & General Group Plc | 15,577 | 15,577 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RITHOLTZ WEALTH MANAGEMENT | 16,193 | 14,799 | -1,394 | 0.03 | 0.03 | -0.00 | sell |
| AYAL Capital Advisors Ltd | 47,600 | 12,602 | -34,998 | 1.69 | 0.39 | -1.30 | sell |
| TWO SIGMA INVESTMENTS, LP | 16,705 | 12,363 | -4,342 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 11,997 | 12,006 | +9 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 11,410 | 11,410 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 11,138 | 11,388 | +250 | 0.00 | 0.00 | -0.00 | buy |
| MACKENZIE FINANCIAL CORP | 9,539 | 9,219 | -320 | 0.00 | 0.00 | -0.00 | sell |
| MACKENZIE FINANCIAL CORP | 9,539 | 9,219 | -320 | 0.00 | 0.00 | -0.00 | sell |
| Sumitomo Mitsui Trust Group, Inc. | 7,653 | 8,477 | +824 | 0.00 | 0.00 | +0.00 | buy |
| Nikko Asset Management Americas, Inc. | 7,653 | 8,477 | +824 | 0.01 | 0.01 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 7,946 | +7,946 | 0.00 | 0.00 | +0.00 | buy |
| MOODY ALDRICH PARTNERS LLC | 7,400 | 7,400 | 0 | 0.08 | 0.08 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 6,867 | 7,285 | +418 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 1,839 | 6,373 | +4,534 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 6,912 | 6,254 | -658 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 6,583 | 6,144 | -439 | 0.00 | 0.00 | -0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 5,863 | 5,884 | +21 | 0.00 | 0.00 | -0.00 | buy |
| Orion Resource Partners LP | 3,451 | 5,714 | +2,263 | 0.03 | 0.07 | +0.04 | buy |
| Graham Capital Management, L.P. | 0 | 5,669 | +5,669 | 0.00 | 0.01 | +0.01 | buy |
| Engineers Gate Manager LP | 0 | 5,269 | +5,269 | 0.00 | 0.01 | +0.01 | buy |
| SCOTIA CAPITAL INC. | 4,355 | 4,518 | +163 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 4,365 | 4,315 | -50 | 0.00 | 0.00 | +0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,270 | 4,270 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Versor Investments LP | 0 | 4,198 | +4,198 | 0.00 | 0.04 | +0.04 | buy |
| Creative Planning | 0 | 3,970 | +3,970 | 0.00 | 0.00 | +0.00 | buy |
| Virtus Investment Advisers, LLC | 3,850 | 3,850 | 0 | 0.19 | 0.18 | -0.00 | hold |
| SIG North Trading, ULC | 23,437 | 3,802 | -19,635 | 0.45 | 0.05 | -0.39 | sell |
| AIGEN INVESTMENT MANAGEMENT, LP | 5,968 | 3,768 | -2,200 | 0.07 | 0.04 | -0.03 | sell |
| ALLIANCEBERNSTEIN L.P. | 3,449 | 3,449 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARCLAYS PLC | 3,358 | 3,326 | -32 | 0.00 | 0.00 | +0.00 | sell |
| Northwest & Ethical Investments L.P. | 3,359 | 3,222 | -137 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 3,607 | 2,840 | -767 | 0.00 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 122 | 2,247 | +2,125 | 0.00 | 0.01 | +0.00 | buy |
| SIGNATUREFD, LLC | 1,660 | 2,159 | +499 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 1,640 | 1,427 | -213 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 0 | 1,396 | +1,396 | 0.00 | 0.00 | +0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 1,950 | 1,250 | -700 | 0.01 | 0.01 | -0.00 | sell |
| Aquatic Capital Management LLC | 0 | 1,167 | +1,167 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,661 | 868 | -793 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 1,443 | 860 | -583 | 0.01 | 0.01 | -0.01 | sell |
| SHELL ASSET MANAGEMENT CO | 800 | 800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 705 | 705 | 0 | 0.01 | 0.01 | -0.00 | hold |
| US BANCORP \DE\ | 603 | 701 | +98 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 803 | 575 | -228 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 1 | 572 | +571 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 155 | 312 | +157 | 0.00 | 0.00 | +0.00 | buy |
| Founders Capital Management | 300 | 300 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Pacifica Partners Inc. | 265 | 265 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CoreCap Advisors, LLC | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Family Office, LLC | 224 | 224 | 0 | 0.01 | 0.00 | -0.00 | hold |
| SIMPLEX TRADING, LLC | 0 | 176 | +176 | 0.00 | 0.00 | +0.00 | buy |
| Blue Trust, Inc. | 2,003 | 172 | -1,831 | 0.00 | 0.00 | -0.00 | sell |