| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Creative Planning | 0 | 3,046,191 | +3,046,191 | 0.00 | 0.05 | +0.05 | buy |
| Jefferies Financial Group Inc. | 0 | 826,627 | +826,627 | 0.00 | 0.23 | +0.23 | buy |
| BANK OF AMERICA CORP /DE/ | 584,861 | 1,349,529 | +764,668 | 0.00 | 0.00 | +0.00 | buy |
| ING GROEP NV | 57,700 | 662,700 | +605,000 | 0.00 | 0.06 | +0.05 | buy |
| GOLDMAN SACHS GROUP INC | 2,294,510 | 2,732,327 | +437,817 | 0.01 | 0.01 | +0.00 | buy |
| ALPS ADVISORS INC | 18,655,260 | 18,966,099 | +310,839 | 1.47 | 1.86 | +0.39 | buy |
| CHICKASAW CAPITAL MANAGEMENT LLC | 4,028,715 | 4,291,499 | +262,784 | 2.14 | 2.72 | +0.59 | buy |
| BARCLAYS PLC | 197,500 | 435,017 | +237,517 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 61,048 | 298,209 | +237,161 | 0.00 | 0.02 | +0.02 | buy |
| MORGAN STANLEY | 2,477,235 | 2,688,907 | +211,672 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 155,331 | 266,576 | +111,245 | 0.00 | 0.00 | +0.00 | buy |
| DG Capital Management, LLC | 0 | 89,348 | +89,348 | 0.00 | 0.90 | +0.90 | buy |
| CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT | 1,076,710 | 1,156,710 | +80,000 | 1.01 | 1.31 | +0.30 | buy |
| Callodine Capital Management, LP | 0 | 75,000 | +75,000 | 0.00 | 0.25 | +0.25 | buy |
| Pekin Hardy Strauss, Inc. | 0 | 70,800 | +70,800 | 0.00 | 0.14 | +0.14 | buy |
| WOLVERINE TRADING, LLC | 0 | 43,770 | +43,770 | 0.00 | 0.01 | +0.01 | buy |
| CASTLEARK MANAGEMENT LLC | 68,690 | 110,120 | +41,430 | 0.03 | 0.06 | +0.03 | buy |
| LPL Financial LLC | 0 | 38,816 | +38,816 | 0.00 | 0.00 | +0.00 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 38,026 | +38,026 | 0.00 | 0.54 | +0.54 | buy |
| JANE STREET GROUP, LLC | 42,698 | 71,568 | +28,870 | 0.00 | 0.00 | +0.00 | buy |
| Inscription Capital, LLC | 0 | 28,067 | +28,067 | 0.00 | 0.06 | +0.06 | buy |
| Steward Partners Investment Advisory, LLC | 200 | 22,740 | +22,540 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 40,976 | 61,891 | +20,915 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 18,539 | +18,539 | 0.00 | 0.00 | +0.00 | buy |
| ELCO Management Co., LLC | 170,134 | 188,304 | +18,170 | 1.15 | 1.57 | +0.42 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 115,526 | 131,618 | +16,092 | 0.03 | 0.05 | +0.01 | buy |
| Invesco Ltd. | 17,646,309 | 17,657,681 | +11,372 | 0.04 | 0.05 | +0.01 | buy |
| XTX Topco Ltd | 21,941 | 30,925 | +8,984 | 0.03 | 0.04 | +0.00 | buy |
| Advisors Asset Management, Inc. | 208,150 | 215,643 | +7,493 | 0.04 | 0.06 | +0.02 | buy |
| GROUP ONE TRADING LLC | 0 | 5,553 | +5,553 | 0.00 | 0.00 | +0.00 | buy |
| KEYBANK NATIONAL ASSOCIATION/OH | 18,089 | 22,219 | +4,130 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 3,300 | +3,300 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 17,704 | 20,777 | +3,073 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 151,578 | 153,683 | +2,105 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 25,960 | 27,515 | +1,555 | 0.00 | 0.00 | +0.00 | buy |
| Quantum Portfolio Management LLC | 116,530 | 117,571 | +1,041 | 0.74 | 0.97 | +0.23 | buy |
| OPPENHEIMER ASSET MANAGEMENT INC. | 33,435 | 34,322 | +887 | 0.01 | 0.01 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 44,241 | 45,049 | +808 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 346 | +346 | 0.00 | 0.00 | +0.00 | buy |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 21,474 | 21,729 | +255 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 16,663 | 16,903 | +240 | 0.00 | 0.00 | +0.00 | buy |
| Argent Advisors, Inc. | 44,664 | 44,774 | +110 | 0.20 | 0.25 | +0.06 | buy |
| Spire Wealth Management | 734 | 742 | +8 | 0.00 | 0.00 | +0.00 | buy |
| Financial Advocates Investment Management | 22,090 | 22,096 | +6 | 0.01 | 0.02 | +0.01 | buy |
| CWM, LLC | 724 | 726 | +2 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,321 | 2,321 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FARMERS & MERCHANTS INVESTMENTS INC | 754 | 754 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Janney Montgomery Scott LLC | 12,725 | 12,725 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Texas Yale Capital Corp. | 11,200 | 11,200 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Clearbridge Investments, LLC | 3,247,226 | 3,247,226 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Indiana Trust & Investment Management Co | 4,500 | 4,500 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Horrell Capital Management, Inc. | 22,000 | 22,000 | 0 | 0.07 | 0.09 | +0.02 | hold |
| Blackstone Inc. | 575,735 | 575,735 | 0 | 0.03 | 0.04 | +0.01 | hold |
| BROWN BROTHERS HARRIMAN & CO | 13,930 | 13,930 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Asset Dedication, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JNBA Financial Advisors | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Advisory Services Network, LLC | 25,955 | 25,955 | 0 | 0.01 | 0.01 | +0.00 | hold |
| First Horizon Advisors, Inc. | 1,355 | 1,355 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MCF Advisors LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pacer Advisors, Inc. | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Argent Trust Co | 329,325 | 329,325 | 0 | 0.16 | 0.21 | +0.04 | hold |
| Summit Financial Wealth Advisors, LLC | 16,813 | 16,813 | 0 | 0.04 | 0.05 | +0.01 | hold |
| QUADRANT CAPITAL GROUP LLC | 2,575 | 2,575 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pettinga Financial Advisors LLC | 22,270 | 22,270 | 0 | 0.06 | 0.08 | +0.02 | hold |
| Avion Wealth | 6,000 | 6,000 | 0 | 0.02 | 0.02 | +0.01 | hold |
| Maryland State Retirement & Pension System | 95,184 | 95,184 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Fractal Investments LLC | 297,519 | 297,519 | 0 | 0.60 | 0.74 | +0.14 | hold |
| Corient Private Wealth LLC | 11,454 | 11,454 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arlington Trust Co LLC | 28,500 | 28,500 | 0 | 0.08 | 0.10 | +0.01 | hold |
| US BANCORP \DE\ | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CULLEN/FROST BANKERS, INC. | 1,827 | 1,827 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HUNTINGTON NATIONAL BANK | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| UMB Bank, n.a. | 14,000 | 14,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 7,400 | 7,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOKF, NA | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Global Retirement Partners, LLC | 13 | 0 | -13 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 30,945 | 30,820 | -125 | 0.00 | 0.00 | +0.00 | sell |
| Sunbelt Securities, Inc. | 500 | 200 | -300 | 0.00 | 0.00 | -0.00 | sell |
| MATHER GROUP, LLC. | 4,752 | 4,359 | -393 | 0.00 | 0.00 | -0.00 | sell |
| RESOURCES MANAGEMENT CORP /CT/ /ADV | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Smartleaf Asset Management LLC | 2,193 | 1,526 | -667 | 0.00 | 0.00 | -0.00 | sell |
| Pinnacle Holdings, LLC | 209,675 | 208,934 | -741 | 0.94 | 1.22 | +0.28 | sell |
| NewEdge Advisors, LLC | 11,308 | 10,127 | -1,181 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 5,823 | 4,450 | -1,373 | 0.00 | 0.00 | +0.00 | sell |
| Arrow Investment Advisors, LLC | 14,773 | 13,024 | -1,749 | 0.14 | 0.17 | +0.03 | sell |
| MAI Capital Management | 19,620 | 17,757 | -1,863 | 0.00 | 0.00 | +0.00 | sell |
| DIVIDEND ASSETS CAPITAL, LLC | 25,097 | 22,598 | -2,499 | 0.06 | 0.07 | +0.01 | sell |
| Calydon Capital | 89,313 | 86,667 | -2,646 | 0.19 | 0.22 | +0.03 | sell |
| NATIXIS | 1,216,900 | 1,214,000 | -2,900 | 0.08 | 0.11 | +0.03 | sell |
| Sowell Financial Services LLC | 85,676 | 81,676 | -4,000 | 0.04 | 0.06 | +0.01 | sell |
| Douglass Winthrop Advisors, LLC | 40,000 | 35,000 | -5,000 | 0.01 | 0.01 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 5,164 | 0 | -5,164 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 7,227 | 0 | -7,227 | 0.00 | 0.00 | -0.00 | sell |
| Nordwand Advisors, LLC | 9,000 | 0 | -9,000 | 0.04 | 0.00 | -0.04 | sell |
| Susquehanna Portfolio Strategies, LLC | 92,450 | 83,333 | -9,117 | 0.02 | 0.05 | +0.03 | sell |
| PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE | 10,000 | 0 | -10,000 | 0.20 | 0.00 | -0.20 | sell |
| STEPHENS INC /AR/ | 11,248 | 0 | -11,248 | 0.00 | 0.00 | -0.00 | sell |
| Pacer Advisors, Inc. | 81,739 | 70,152 | -11,587 | 0.00 | 0.00 | +0.00 | sell |
| HighTower Advisors, LLC | 124,500 | 102,095 | -22,405 | 0.00 | 0.00 | +0.00 | sell |