| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | 23,460,058 | 24,019,255 | +559,197 | 2.33 | 2.23 | -0.10 | buy |
| Invesco Ltd. | 18,805,179 | 18,804,127 | -1,052 | 0.06 | 0.05 | -0.01 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 4,955,061 | 6,420,400 | +1,465,339 | 0.17 | 0.17 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 4,778,325 | 5,057,311 | +278,986 | 0.01 | 0.01 | -0.00 | buy |
| JPMORGAN CHASE & CO | 4,883,712 | 3,836,094 | -1,047,618 | 0.01 | 0.00 | -0.00 | sell |
| Creative Planning | 3,106,054 | 3,105,854 | -200 | 0.05 | 0.04 | -0.01 | sell |
| MORGAN STANLEY | 3,355,362 | 2,897,886 | -457,476 | 0.00 | 0.00 | -0.00 | sell |
| Clearbridge Investments, LLC | 2,897,883 | 2,897,883 | 0 | 0.04 | 0.04 | -0.00 | hold |
| CHICKASAW CAPITAL MANAGEMENT LLC | 3,551,414 | 2,845,825 | -705,589 | 2.43 | 1.94 | -0.49 | sell |
| ING GROEP NV | 1,453,200 | 2,375,800 | +922,600 | 0.15 | 0.21 | +0.06 | buy |
| RR Advisors, LLC | 2,286,000 | 2,246,000 | -40,000 | 9.47 | 8.89 | -0.58 | sell |
| MILLER HOWARD INVESTMENTS INC /NY | 1,488,590 | 2,051,440 | +562,850 | 0.81 | 1.05 | +0.23 | buy |
| WESTWOOD HOLDINGS GROUP INC | 2,033,940 | 1,894,663 | -139,277 | 0.25 | 0.23 | -0.03 | sell |
| Jefferies Financial Group Inc. | 1,897,136 | 1,848,886 | -48,250 | 0.54 | 0.28 | -0.26 | sell |
| UBS Group AG | 1,688,663 | 1,381,369 | -307,294 | 0.01 | 0.00 | -0.00 | sell |
| NATIXIS | 1,027,500 | 1,215,500 | +188,000 | 0.09 | 0.11 | +0.02 | buy |
| CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT | 685,700 | 685,700 | 0 | 0.72 | 0.65 | -0.07 | hold |
| GRIZZLYROCK CAPITAL, LLC | 630,346 | 630,346 | 0 | 8.17 | 8.18 | +0.01 | hold |
| Blackstone Inc. | 575,735 | 575,735 | 0 | 0.04 | 0.04 | -0.00 | hold |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC | 620,938 | 567,353 | -53,585 | 1.29 | 1.15 | -0.14 | sell |
| BANK OF AMERICA CORP /DE/ | 545,746 | 516,284 | -29,462 | 0.00 | 0.00 | -0.00 | sell |
| Callodine Capital Management, LP | 470,287 | 470,287 | 0 | 0.84 | 0.69 | -0.15 | hold |
| MANNING & NAPIER ADVISORS LLC | 470,287 | 470,287 | 0 | 0.10 | 0.10 | +0.00 | hold |
| CITIGROUP INC | 377,766 | 435,892 | +58,126 | 0.00 | 0.01 | +0.00 | buy |
| Fractal Investments LLC | 343,243 | 343,243 | 0 | 0.84 | 0.83 | -0.02 | hold |
| BARCLAYS PLC | 381,877 | 335,437 | -46,440 | 0.00 | 0.00 | -0.00 | sell |
| Argent Trust Co | 329,325 | 329,325 | 0 | 0.21 | 0.20 | -0.02 | hold |
| ROYAL BANK OF CANADA | 212,254 | 250,176 | +37,922 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Holdings, LLC | 239,195 | 239,465 | +270 | 1.49 | 1.39 | -0.09 | buy |
| Advisors Asset Management, Inc. | 254,981 | 238,852 | -16,129 | 0.08 | 0.07 | -0.01 | sell |
| DG Capital Management, LLC | 217,227 | 218,280 | +1,053 | 1.77 | 2.11 | +0.34 | buy |
| Summit Financial, LLC | 210,497 | 210,497 | 0 | 0.08 | 0.05 | -0.03 | hold |
| TEXAS CAPITAL BANCSHARES INC/TX | 200,000 | 200,000 | 0 | 1.25 | 1.32 | +0.07 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 208,541 | 193,756 | -14,785 | 0.00 | 0.00 | -0.00 | sell |
| ELCO Management Co., LLC | 189,626 | 172,583 | -17,043 | 1.71 | 1.50 | -0.21 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 169,561 | +169,561 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 136,346 | 135,318 | -1,028 | 0.00 | 0.00 | -0.00 | sell |
| EXCHANGE TRADED CONCEPTS, LLC | 118,768 | 112,067 | -6,701 | 0.03 | 0.02 | -0.01 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 100,652 | 106,838 | +6,186 | 0.00 | 0.00 | +0.00 | buy |
| Cresset Asset Management, LLC | 151,615 | 104,015 | -47,600 | 0.01 | 0.01 | -0.01 | sell |
| Maryland State Retirement & Pension System | 100,397 | 103,270 | +2,873 | 0.04 | 0.04 | -0.00 | buy |
| HighTower Advisors, LLC | 102,278 | 100,348 | -1,930 | 0.00 | 0.00 | -0.00 | sell |
| Neuberger Berman Group LLC | 0 | 95,599 | +95,599 | 0.00 | 0.00 | +0.00 | buy |
| Sowell Financial Services LLC | 93,651 | 91,626 | -2,025 | 0.07 | 0.06 | -0.01 | sell |
| Pacer Advisors, Inc. | 91,833 | 82,887 | -8,946 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 61,027 | 75,698 | +14,671 | 0.00 | 0.00 | +0.00 | buy |
| Lee Financial Co | 0 | 73,923 | +73,923 | 0.00 | 0.15 | +0.15 | buy |
| RAYMOND JAMES FINANCIAL INC | 56,963 | 71,156 | +14,193 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 66,846 | 67,639 | +793 | 0.00 | 0.00 | -0.00 | buy |
| BROWN ADVISORY INC | 66,445 | 66,445 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rangeley Capital, LLC | 74,000 | 62,000 | -12,000 | 1.60 | 0.97 | -0.63 | sell |
| OPPENHEIMER ASSET MANAGEMENT INC. | 52,962 | 56,014 | +3,052 | 0.01 | 0.01 | -0.00 | buy |
| JANE STREET GROUP, LLC | 245,781 | 52,162 | -193,619 | 0.01 | 0.00 | -0.01 | sell |
| FMR LLC | 49,600 | 50,290 | +690 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 103,396 | 48,798 | -54,598 | 0.00 | 0.00 | -0.00 | sell |
| Hilltop Holdings Inc. | 31,100 | 47,850 | +16,750 | 0.03 | 0.04 | +0.01 | buy |
| CASTLEARK MANAGEMENT LLC | 70,540 | 43,940 | -26,600 | 0.04 | 0.02 | -0.02 | sell |
| WHITTIER TRUST CO OF NEVADA INC | 40,000 | 40,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Argent Advisors, Inc. | 39,960 | 39,535 | -425 | 0.21 | 0.19 | -0.02 | sell |
| Mutual Advisors, LLC | 46,539 | 36,170 | -10,369 | 0.02 | 0.01 | -0.01 | sell |
| Douglass Winthrop Advisors, LLC | 35,000 | 35,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TORTOISE CAPITAL ADVISORS, L.L.C. | 32,331 | 32,331 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARS Investment Partners, LLC | 32,000 | 30,000 | -2,000 | 0.04 | 0.03 | -0.01 | sell |
| Arlington Trust Co LLC | 28,500 | 28,500 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Advisory Services Network, LLC | 25,955 | 25,955 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Claro Advisors LLC | 25,500 | 25,500 | 0 | 0.07 | 0.06 | -0.01 | hold |
| SANDERS MORRIS HARRIS LLC | 30,700 | 23,500 | -7,200 | 0.13 | 0.05 | -0.07 | sell |
| Horrell Capital Management, Inc. | 22,000 | 22,000 | 0 | 0.15 | 0.15 | +0.00 | hold |
| Cetera Investment Advisers | 17,543 | 20,942 | +3,399 | 0.00 | 0.00 | -0.00 | buy |
| Pekin Hardy Strauss, Inc. | 20,500 | 20,500 | 0 | 0.04 | 0.03 | -0.01 | hold |
| DIVIDEND ASSETS CAPITAL, LLC | 21,400 | 19,901 | -1,499 | 0.07 | 0.06 | -0.01 | sell |
| Pettinga Financial Advisors LLC | 19,220 | 19,220 | 0 | 0.07 | 0.06 | -0.01 | hold |
| SIMPLEX TRADING, LLC | 0 | 18,327 | +18,327 | 0.00 | 0.01 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 21,633 | 18,152 | -3,481 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE TRADING, LLC | 16,492 | 17,020 | +528 | 0.01 | 0.01 | -0.00 | buy |
| Summit Financial Wealth Advisors, LLC | 16,913 | 16,913 | 0 | 0.05 | 0.04 | -0.01 | hold |
| CAPTRUST FINANCIAL ADVISORS | 34,320 | 16,520 | -17,800 | 0.00 | 0.00 | -0.00 | sell |
| UMB Bank, n.a. | 14,000 | 14,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 14,940 | 12,461 | -2,479 | 0.00 | 0.00 | -0.00 | sell |
| F/m Investments LLC | 12,070 | 12,070 | 0 | 0.01 | 0.01 | +0.00 | hold |
| KEYBANK NATIONAL ASSOCIATION/OH | 21,063 | 11,854 | -9,209 | 0.00 | 0.00 | -0.00 | sell |
| Arrow Investment Advisors, LLC | 10,678 | 10,848 | +170 | 0.18 | 0.20 | +0.02 | buy |
| Janney Montgomery Scott LLC | 10,300 | 10,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Virtu Financial LLC | 0 | 10,187 | +10,187 | 0.00 | 0.01 | +0.01 | buy |
| Fulcrum Asset Management LLP | 10,137 | 10,137 | 0 | 0.05 | 0.05 | -0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SG Americas Securities, LLC | 7,801 | 9,546 | +1,745 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 7,706 | 8,782 | +1,076 | 0.00 | 0.00 | -0.00 | buy |
| Indiana Trust & Investment Management Co | 4,500 | 4,500 | 0 | 0.03 | 0.02 | -0.00 | hold |
| NewEdge Advisors, LLC | 4,127 | 4,127 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wilmington Savings Fund Society, FSB | 3,700 | 3,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 4,545 | 3,445 | -1,100 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 1,371 | 3,106 | +1,735 | 0.00 | 0.00 | +0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 0 | 2,768 | +2,768 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 2,557 | 2,557 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,321 | 2,321 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MATHER GROUP, LLC. | 0 | 1,796 | +1,796 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 5,248 | 1,657 | -3,591 | 0.00 | 0.00 | -0.00 | sell |
| Nemes Rush Group LLC | 1,041 | 1,052 | +11 | 0.00 | 0.00 | -0.00 | buy |
| JNBA Financial Advisors | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |