| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 2,897,886 | 4,054,770 | +1,156,884 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 24,019,255 | 24,909,448 | +890,193 | 2.23 | 2.26 | +0.03 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 6,420,400 | 7,263,186 | +842,786 | 0.17 | 0.17 | -0.00 | buy |
| UBS Group AG | 1,381,369 | 1,814,140 | +432,771 | 0.00 | 0.01 | +0.00 | buy |
| Texas Capital Bank Wealth Management Services Inc | 0 | 200,000 | +200,000 | 0.00 | 0.18 | +0.18 | buy |
| GOLDMAN SACHS GROUP INC | 5,057,311 | 5,192,745 | +135,434 | 0.01 | 0.01 | -0.00 | buy |
| ZAZOVE ASSOCIATES LLC | 0 | 133,800 | +133,800 | 0.00 | 0.04 | +0.04 | buy |
| ING GROEP NV | 2,375,800 | 2,500,800 | +125,000 | 0.21 | 0.24 | +0.02 | buy |
| BARCLAYS PLC | 335,437 | 426,198 | +90,761 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 1,657 | 85,227 | +83,570 | 0.00 | 0.02 | +0.02 | buy |
| COHEN & STEERS, INC. | 0 | 78,087 | +78,087 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 18,327 | 75,419 | +57,092 | 0.01 | 0.03 | +0.03 | buy |
| Corient Private Wealth LLC | 0 | 55,000 | +55,000 | 0.00 | 0.00 | +0.00 | buy |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC | 567,353 | 617,353 | +50,000 | 1.15 | 1.06 | -0.09 | buy |
| Invesco Ltd. | 18,804,127 | 18,852,533 | +48,406 | 0.05 | 0.04 | -0.01 | buy |
| FMR LLC | 50,290 | 91,530 | +41,240 | 0.00 | 0.00 | +0.00 | buy |
| NEOS Investment Management LLC | 0 | 29,309 | +29,309 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 106,838 | 130,004 | +23,166 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 0 | 22,489 | +22,489 | 0.00 | 0.01 | +0.01 | buy |
| MGO ONE SEVEN LLC | 0 | 20,931 | +20,931 | 0.00 | 0.01 | +0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 169,561 | 187,133 | +17,572 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 0 | 14,501 | +14,501 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 67,639 | 79,207 | +11,568 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 0 | 10,492 | +10,492 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 238,852 | 245,533 | +6,681 | 0.07 | 0.06 | -0.00 | buy |
| ROYAL BANK OF CANADA | 250,176 | 253,702 | +3,526 | 0.00 | 0.00 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 18,152 | 21,447 | +3,295 | 0.00 | 0.00 | -0.00 | buy |
| Rockefeller Capital Management L.P. | 12,461 | 15,601 | +3,140 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 100,348 | 103,388 | +3,040 | 0.00 | 0.00 | -0.00 | buy |
| ARS Investment Partners, LLC | 30,000 | 32,000 | +2,000 | 0.03 | 0.03 | -0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 1,922 | +1,922 | 0.00 | 0.00 | +0.00 | buy |
| Maryland State Retirement & Pension System | 103,270 | 104,917 | +1,647 | 0.04 | 0.03 | -0.00 | buy |
| Fulcrum Asset Management LLP | 10,137 | 11,683 | +1,546 | 0.05 | 0.03 | -0.01 | buy |
| ARMSTRONG ADVISORY GROUP, INC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 48,798 | 49,298 | +500 | 0.00 | 0.00 | -0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 346 | +346 | 0.00 | 0.00 | +0.00 | buy |
| Mutual Advisors, LLC | 36,170 | 36,421 | +251 | 0.01 | 0.01 | -0.00 | buy |
| KEYBANK NATIONAL ASSOCIATION/OH | 11,854 | 11,917 | +63 | 0.00 | 0.00 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 63 | 100 | +37 | 0.00 | 0.00 | +0.00 | buy |
| Nemes Rush Group LLC | 1,052 | 1,063 | +11 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 3,106 | 3,113 | +7 | 0.00 | 0.00 | -0.00 | buy |
| Larson Financial Group LLC | 223 | 226 | +3 | 0.00 | 0.00 | -0.00 | buy |
| TRUST CO OF TOLEDO NA /OH/ | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAI Capital Management | 2,557 | 2,557 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,321 | 2,321 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITTIER TRUST CO OF NEVADA INC | 40,000 | 40,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NATIXIS | 1,215,500 | 1,215,500 | 0 | 0.11 | 0.07 | -0.03 | hold |
| TORTOISE CAPITAL ADVISORS, L.L.C. | 32,331 | 32,331 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Douglass Winthrop Advisors, LLC | 35,000 | 35,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BROWN ADVISORY INC | 66,445 | 66,445 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearbridge Investments, LLC | 2,897,883 | 2,897,883 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Indiana Trust & Investment Management Co | 4,500 | 4,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| DIVIDEND ASSETS CAPITAL, LLC | 19,901 | 19,901 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Horrell Capital Management, Inc. | 22,000 | 22,000 | 0 | 0.15 | 0.15 | -0.01 | hold |
| Blackstone Inc. | 575,735 | 575,735 | 0 | 0.04 | 0.04 | -0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Asset Dedication, LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Horizon Investments, LLC | 17 | 17 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JNBA Financial Advisors | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 25,955 | 25,955 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MCF Advisors LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacer Advisors, Inc. | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacer Advisors, Inc. | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Argent Trust Co | 329,325 | 329,325 | 0 | 0.20 | 0.18 | -0.02 | hold |
| Summit Financial Wealth Advisors, LLC | 16,913 | 16,913 | 0 | 0.04 | 0.04 | -0.01 | hold |
| Sunbelt Securities, Inc. | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 4,127 | 4,127 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sowell Financial Services LLC | 91,626 | 91,626 | 0 | 0.06 | 0.05 | -0.01 | hold |
| QUADRANT CAPITAL GROUP LLC | 2,768 | 2,768 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pettinga Financial Advisors LLC | 19,220 | 19,220 | 0 | 0.06 | 0.06 | -0.01 | hold |
| Steward Partners Investment Advisory, LLC | 3,445 | 3,445 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Callodine Capital Management, LP | 470,287 | 470,287 | 0 | 0.69 | 0.59 | -0.10 | hold |
| Cresset Asset Management, LLC | 104,015 | 104,015 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Claro Advisors LLC | 25,500 | 25,500 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Geneos Wealth Management Inc. | 725 | 725 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Summit Financial, LLC | 210,497 | 210,497 | 0 | 0.05 | 0.05 | -0.01 | hold |
| F/m Investments LLC | 12,070 | 12,070 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Fractal Investments LLC | 343,243 | 343,243 | 0 | 0.83 | 0.75 | -0.08 | hold |
| Arlington Trust Co LLC | 28,500 | 28,500 | 0 | 0.09 | 0.05 | -0.04 | hold |
| GRIZZLYROCK CAPITAL, LLC | 630,346 | 630,346 | 0 | 8.18 | 7.36 | -0.82 | hold |
| Limestone Investment Advisors LP | 0 | 0 | 0 | 0.12 | 0.17 | +0.06 | hold |
| US BANCORP \DE\ | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANNING & NAPIER ADVISORS LLC | 470,287 | 470,287 | 0 | 0.10 | 0.10 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UMB Bank, n.a. | 14,000 | 14,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBC SECURITIES, INC. | 419 | 367 | -52 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 109 | 0 | -109 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 3,105,854 | 3,105,683 | -171 | 0.04 | 0.03 | -0.00 | sell |
| Argent Advisors, Inc. | 39,535 | 39,285 | -250 | 0.19 | 0.17 | -0.02 | sell |
| Tower Research Capital LLC (TRC) | 253 | 0 | -253 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 367 | 0 | -367 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 20,942 | 20,467 | -475 | 0.00 | 0.00 | -0.00 | sell |
| BOKF, NA | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL SECURITIES, INC. | 502 | 0 | -502 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 16,520 | 15,920 | -600 | 0.00 | 0.00 | -0.00 | sell |
| Arrow Investment Advisors, LLC | 10,848 | 10,200 | -648 | 0.20 | 0.18 | -0.02 | sell |
| OPPENHEIMER ASSET MANAGEMENT INC. | 56,014 | 55,283 | -731 | 0.01 | 0.01 | +0.00 | sell |
| Pinnacle Holdings, LLC | 239,465 | 237,847 | -1,618 | 1.39 | 1.25 | -0.14 | sell |
| MATHER GROUP, LLC. | 1,796 | 0 | -1,796 | 0.00 | 0.00 | -0.00 | sell |