| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 53,554,327 | 57,717,855 | +4,163,528 | 0.44 | 0.65 | +0.20 | buy |
| MORGAN STANLEY | 1,971,043 | 3,949,055 | +1,978,012 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 2,750,629 | 3,786,453 | +1,035,824 | 0.01 | 0.02 | +0.01 | buy |
| LORD, ABBETT & CO. LLC | 0 | 773,500 | +773,500 | 0.00 | 0.02 | +0.02 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 758,903 | +758,903 | 0.00 | 0.00 | +0.00 | buy |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 0 | 617,798 | +617,798 | 0.00 | 0.01 | +0.01 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 500,000 | +500,000 | 0.00 | 0.01 | +0.01 | buy |
| BARCLAYS PLC | 34,661 | 435,555 | +400,894 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 493,949 | 803,456 | +309,507 | 0.00 | 0.01 | +0.00 | buy |
| Assenagon Asset Management S.A. | 0 | 280,193 | +280,193 | 0.00 | 0.01 | +0.01 | buy |
| Trexquant Investment LP | 0 | 279,869 | +279,869 | 0.00 | 0.04 | +0.04 | buy |
| Walleye Capital LLC | 0 | 236,929 | +236,929 | 0.00 | 0.02 | +0.02 | buy |
| JPMORGAN CHASE & CO | 229,794 | 429,706 | +199,912 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 739,877 | 911,110 | +171,233 | 0.00 | 0.01 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 57,263 | 206,491 | +149,228 | 0.00 | 0.00 | +0.00 | buy |
| CLOVERFIELDS CAPITAL GROUP, LP | 0 | 137,417 | +137,417 | 0.00 | 0.33 | +0.33 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 138,432 | 262,019 | +123,587 | 0.00 | 0.01 | +0.00 | buy |
| CAPITAL FUND MANAGEMENT S.A. | 0 | 109,606 | +109,606 | 0.00 | 0.01 | +0.01 | buy |
| Freedom Investment Management, Inc. | 36,686 | 125,472 | +88,786 | 0.02 | 0.06 | +0.05 | buy |
| NATIONAL BANK OF CANADA /FI/ | 1,228,767 | 1,309,590 | +80,823 | 0.01 | 0.01 | +0.01 | buy |
| UBS Group AG | 81,738 | 149,681 | +67,943 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 64,319 | +64,319 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 51,100 | +51,100 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 48,200 | +48,200 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 342,118 | 388,760 | +46,642 | 0.02 | 0.03 | +0.01 | buy |
| Virtu Financial LLC | 37,025 | 79,441 | +42,416 | 0.01 | 0.04 | +0.02 | buy |
| Vontobel Holding Ltd. | 395,802 | 437,946 | +42,144 | 0.01 | 0.02 | +0.01 | buy |
| DIMENSIONAL FUND ADVISORS LP | 8,196,747 | 8,238,873 | +42,126 | 0.01 | 0.01 | +0.00 | buy |
| SEGALL BRYANT & HAMILL, LLC | 0 | 39,300 | +39,300 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 237,000 | 275,900 | +38,900 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 33,426 | +33,426 | 0.00 | 0.00 | +0.00 | buy |
| OLD MISSION CAPITAL LLC | 106,553 | 135,824 | +29,271 | 0.01 | 0.02 | +0.01 | buy |
| LPL Financial LLC | 10,122 | 37,262 | +27,140 | 0.00 | 0.00 | +0.00 | buy |
| Qtron Investments LLC | 185,506 | 211,742 | +26,236 | 0.13 | 0.21 | +0.08 | buy |
| TWO SIGMA ADVISERS, LP | 91,600 | 117,400 | +25,800 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 23,696 | +23,696 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 274,330 | 297,053 | +22,723 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 22,111 | +22,111 | 0.00 | 0.00 | +0.00 | buy |
| Systematic Alpha Investments, LLC | 0 | 21,600 | +21,600 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 19,035 | 39,384 | +20,349 | 0.00 | 0.00 | +0.00 | buy |
| Symmetry Partners, LLC | 14,656 | 33,556 | +18,900 | 0.00 | 0.01 | +0.01 | buy |
| BAROMETER CAPITAL MANAGEMENT INC. | 0 | 18,800 | +18,800 | 0.00 | 0.03 | +0.03 | buy |
| Banque Cantonale Vaudoise | 0 | 17,272 | +17,272 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 16,969 | +16,969 | 0.00 | 0.00 | +0.00 | buy |
| Compound Planning, Inc. | 0 | 14,230 | +14,230 | 0.00 | 0.01 | +0.01 | buy |
| Campbell & CO Investment Adviser LLC | 61,513 | 75,654 | +14,141 | 0.03 | 0.04 | +0.01 | buy |
| Financial & Tax Architects, LLC | 0 | 13,115 | +13,115 | 0.00 | 0.02 | +0.02 | buy |
| Mariner, LLC | 27,508 | 39,513 | +12,005 | 0.00 | 0.00 | +0.00 | buy |
| AXQ CAPITAL, LP | 0 | 11,700 | +11,700 | 0.00 | 0.02 | +0.02 | buy |
| Engineers Gate Manager LP | 10,268 | 21,840 | +11,572 | 0.00 | 0.00 | +0.00 | buy |
| Intelligence Driven Advisers, LLC | 0 | 10,789 | +10,789 | 0.00 | 0.01 | +0.01 | buy |
| Creative Planning | 35,084 | 44,906 | +9,822 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 10,147 | 17,991 | +7,844 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 6,600 | +6,600 | 0.00 | 0.00 | +0.00 | buy |
| FIFTH THIRD BANCORP | 0 | 5,507 | +5,507 | 0.00 | 0.00 | +0.00 | buy |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 11,563 | 16,981 | +5,418 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 34,294 | 39,645 | +5,351 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 8,333 | 11,486 | +3,153 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 11,009 | 13,927 | +2,918 | 0.00 | 0.00 | +0.00 | buy |
| PROFUND ADVISORS LLC | 40,835 | 43,218 | +2,383 | 0.01 | 0.01 | +0.00 | buy |
| CITIGROUP INC | 19,755 | 21,952 | +2,197 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 5,266 | 7,425 | +2,159 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 1,513 | 2,992 | +1,479 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 34,888 | 36,135 | +1,247 | 0.00 | 0.00 | +0.00 | buy |
| HBK Sorce Advisory LLC | 17,984 | 18,736 | +752 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 15,613 | 15,892 | +279 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 536 | 730 | +194 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 0 | 117 | +117 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 0 | 8 | +8 | 0.00 | 0.00 | +0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 11,000 | 11,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Plante Moran Financial Advisors, LLC | 1,135 | 1,135 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 199 | 199 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Plancorp, LLC | 468,156 | 468,156 | 0 | 0.09 | 0.14 | +0.04 | hold |
| Cypress Capital Management LLC (WY) | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Grove Bank & Trust | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Venturi Wealth Management, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legacy Advisors, LLC | 50,000 | 50,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Geneos Wealth Management Inc. | 304 | 304 | 0 | 0.00 | 0.00 | +0.00 | hold |
| S.A. Mason LLC | 850 | 850 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Corient Private Wealth LLC | 24,083 | 24,083 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Global Retirement Partners, LLC | 655 | 643 | -12 | 0.00 | 0.00 | +0.00 | sell |
| Gradient Investments LLC | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Stonebridge Capital Advisors LLC | 180 | 0 | -180 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 14,486 | 14,181 | -305 | 0.00 | 0.00 | +0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 5,039 | 4,663 | -376 | 0.00 | 0.00 | +0.00 | sell |
| Laird Norton Wetherby Wealth Management, LLC | 15,096 | 14,623 | -473 | 0.00 | 0.00 | +0.00 | sell |
| QUADRANT CAPITAL GROUP LLC | 15,501 | 14,978 | -523 | 0.01 | 0.01 | +0.00 | sell |
| Bank of New York Mellon Corp | 18,842 | 18,062 | -780 | 0.00 | 0.00 | +0.00 | sell |
| Wealth Architects, LLC | 17,319 | 16,502 | -817 | 0.01 | 0.01 | +0.00 | sell |
| Point72 Middle East FZE | 1,467 | 0 | -1,467 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 2,273 | 0 | -2,273 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 24,552 | 20,942 | -3,610 | 0.00 | 0.00 | +0.00 | sell |
| Blue Trust, Inc. | 11,720 | 6,782 | -4,938 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 46,507 | 39,363 | -7,144 | 0.00 | 0.00 | +0.00 | sell |
| Headlands Technologies LLC | 11,895 | 2,564 | -9,331 | 0.02 | 0.00 | -0.02 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 1,108,038 | 1,096,702 | -11,336 | 0.02 | 0.03 | +0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 25,138 | 11,271 | -13,867 | 0.00 | 0.00 | -0.00 | sell |
| Vident Advisory, LLC | 104,007 | 87,016 | -16,991 | 0.01 | 0.01 | +0.00 | sell |
| Centiva Capital, LP | 18,090 | 0 | -18,090 | 0.00 | 0.00 | -0.00 | sell |