Stock Transactions — SRH TOTAL RETURN FUND INC

Total Bought
4,416,644
52 transactions
Total Sold
651,142
39 transactions
Net
+3,765,502
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Atlas Wealth LLC03,511,313+3,511,3130.008.96+8.96buy
Rockefeller Capital Management L.P.1,719155,599+153,8800.000.00+0.00buy
Allspring Global Investments Holdings, LLC721,643853,372+131,7290.020.02+0.00buy
WOLVERINE ASSET MANAGEMENT LLC93,534178,469+84,9350.020.04+0.02buy
Bulldog Investors, LLP1,287,5821,347,582+60,0004.955.30+0.36buy
Peak Asset Management, LLC051,285+51,2850.000.13+0.13buy
XTX Topco Ltd031,896+31,8960.000.01+0.01buy
UHLMANN PRICE SECURITIES, LLC89,699114,375+24,6760.110.08-0.03buy
PRINCIPAL SECURITIES, INC.133,164156,585+23,4210.030.03+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC350,678373,762+23,0840.860.83-0.03buy
WELLS FARGO & COMPANY/MN151,751173,852+22,1010.000.00+0.00buy
MONETARY MANAGEMENT GROUP INC29,70050,900+21,2000.120.19+0.07buy
Advisors Asset Management, Inc.26,36247,042+20,6800.010.01+0.01buy
LPL Financial LLC426,314446,897+20,5830.000.00-0.00buy
Heritage Wealth Management, Inc.019,856+19,8560.000.09+0.09buy
JP Wealth Management, Inc.1,555,6951,573,433+17,73818.0417.73-0.31buy
Mariner, LLC017,388+17,3880.000.00+0.00buy
Almitas Capital LLC116,755133,773+17,0180.450.57+0.12buy
COMMONWEALTH EQUITY SERVICES, LLC17,63532,524+14,8890.000.00+0.00buy
1607 Capital Partners, LLC885,921899,421+13,5001.091.40+0.31buy
GatePass Capital, LLC430,595443,600+13,0053.583.03-0.55buy
MERCER GLOBAL ADVISORS INC /ADV012,426+12,4260.000.00+0.00buy
Shaker Financial Services, LLC286,488298,716+12,2281.711.67-0.03buy
JANE STREET GROUP, LLC011,368+11,3680.000.00+0.00buy
Sage Capital Management, LLC011,269+11,2690.000.08+0.08buy
Matisse Capital216,000226,000+10,0001.581.62+0.04buy
Beverly Hills Private Wealth, LLC50,83159,365+8,5340.140.20+0.06buy
Kingdom Financial Group LLC.154,836163,061+8,2250.760.75-0.01buy
OPPENHEIMER & CO INC66,93374,877+7,9440.010.01+0.00buy
BANK OF AMERICA CORP /DE/278,867286,235+7,3680.000.00-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC207,230214,190+6,9600.160.15-0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO12,55018,885+6,3350.000.00+0.00buy
Institute for Wealth Management, LLC.04,802+4,8020.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.132,383135,877+3,4940.010.01-0.00buy
Kestra Advisory Services, LLC15,49318,982+3,4890.000.00+0.00buy
Janney Montgomery Scott LLC33,02334,823+1,8000.000.00-0.00buy
IFG Advisory, LLC01,702+1,7020.000.00+0.00buy
B. Riley Wealth Advisors, Inc.403,720405,048+1,3280.440.39-0.04buy
LEVEL FOUR ADVISORY SERVICES, LLC22,85723,498+6410.010.01-0.00buy
MML INVESTORS SERVICES, LLC70,28470,790+5060.000.00-0.00buy
FIFTH THIRD BANCORP1,5392,018+4790.000.00+0.00buy
Integrated Wealth Concepts LLC0423+4230.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP12,21212,575+3630.000.00-0.00buy
ASSETMARK, INC167365+1980.000.00+0.00buy
Cetera Investment Advisers25,59125,707+1160.000.00-0.00buy
Stratos Wealth Partners, LTD.17,36317,467+1040.000.00-0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.2,3512,452+1010.020.02-0.00buy
FINANCIAL CONSULATE, INC5,9606,026+660.010.01-0.00buy
D.A. DAVIDSON & CO.83,64583,703+580.010.01-0.00buy
Waverly Advisors, LLC15,25215,302+500.000.00-0.00buy
NBC SECURITIES, INC.8,3938,440+470.010.01-0.00buy
Nemes Rush Group LLC3,8263,869+430.010.01-0.00buy
GREENWOOD GEARHART INC14,12814,12800.010.01-0.00hold
CSS LLC/IL461,965461,96500.440.37-0.07hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV11,50011,50000.010.01-0.00hold
FLPUTNAM INVESTMENT MANAGEMENT CO37,67337,67300.010.01-0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC43,48743,48700.090.08-0.01hold
AdvisorNet Financial, Inc50050000.000.00-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC111,819111,81900.020.01-0.00hold
Asset Dedication, LLC18418400.000.00-0.00hold
Clean Yield Group0000.000.00-0.00hold
BOOTHBAY FUND MANAGEMENT, LLC66,29766,29700.030.02-0.00hold
Colonial Trust Advisors5,2895,28900.010.01-0.00hold
Sather Financial Group Inc19,15919,15900.020.02-0.00hold
Camelot Portfolios, LLC10,85110,85100.140.14-0.00hold
Joel Isaacson & Co., LLC24,86724,86700.010.01-0.00hold
MCF Advisors LLC1,0601,06000.000.00-0.00hold
Wealthspire Advisors, LLC14,67814,67800.000.00-0.00hold
Steward Partners Investment Advisory, LLC11,16411,16400.000.00+0.00hold
WestHill Financial Advisors, Inc.16,16816,16800.050.05-0.00hold
DCF Advisers, LLC50,00050,00000.320.23-0.09hold
Game Plan Financial Advisors, LLC1,0001,00000.010.01-0.00hold
Stolper Co17,59617,59600.090.08-0.00hold
Horizon Wealth Management, LLC12,50312,50300.030.03-0.00hold
RPO LLC178,990178,990012.3413.20+0.85hold
Lodestone Wealth Management LLC20020000.000.00-0.00hold
KINGSWOOD WEALTH ADVISORS, LLC72,77572,77500.060.05-0.01hold
Carnegie Lake Advisors LLC10,74510,74500.070.07-0.00hold
NWF Advisory Services Inc.19,25019,25000.040.03-0.00hold
STIFEL FINANCIAL CORP36,32436,32400.000.00-0.00hold
STEPHENS INC /AR/11,58311,58300.000.00-0.00hold
SouthState Corp100,000100,00000.080.07-0.01hold
HARBOUR INVESTMENTS, INC.46046000.000.00-0.00hold
GRACE & WHITE INC /NY36,56036,56000.110.10-0.01hold
HANOVER ADVISORS INC13,97613,97600.100.09-0.01hold
FNY Investment Advisers, LLC200-200.000.000.00sell
Root Financial Partners, LLC750-750.000.00-0.00sell
WPG Advisers, LLC20985-1240.000.00-0.00sell
&PARTNERS78,24378,118-1250.010.01-0.00sell
Pinnacle Wealth Planning Services, Inc.329136-1930.000.00-0.00sell
MAI Capital Management2240-2240.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP35,62235,396-2260.040.03-0.01sell
Allworth Financial LP5088-5000.000.00-0.00sell
PARK AVENUE SECURITIES LLC96,81296,227-5850.010.01-0.00sell
Meridian Wealth Management, LLC24,45623,756-7000.010.01-0.00sell
Kilter Group LLC7291-7280.010.00-0.01sell
ENVESTNET ASSET MANAGEMENT INC106,748105,885-8630.000.00-0.00sell
GUGGENHEIM CAPITAL LLC20,26619,394-8720.000.00-0.00sell
CALDWELL SUTTER CAPITAL, INC.9,3898,486-9030.070.06-0.01sell
NewEdge Advisors, LLC76,60375,697-9060.000.00-0.00sell
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