Stock Transactions — SRH TOTAL RETURN FUND INC

Total Bought
944,176
42 transactions
Total Sold
1,582,456
33 transactions
Net
-638,280
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
1607 Capital Partners, LLC192,445432,926+240,4810.190.53+0.34buy
WOLVERINE ASSET MANAGEMENT LLC222,011328,542+106,5310.050.09+0.05buy
AQR Arbitrage LLC233,788322,226+88,4380.130.17+0.04buy
Pathstone Holdings, LLC1,029,8041,117,284+87,4800.080.08+0.00buy
Almitas Capital LLC162,267227,390+65,1230.781.41+0.64buy
Shaker Financial Services, LLC618,768679,159+60,3913.523.96+0.43buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.40,85695,356+54,5000.050.13+0.07buy
Karpus Management, Inc.41,00376,555+35,5520.020.03+0.02buy
Cetera Investment Advisers033,484+33,4840.000.00+0.00buy
Quantedge Capital Pte Ltd135,403160,103+24,7000.921.01+0.10buy
Walleye Capital LLC44,31165,396+21,0850.010.01+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC116,869135,726+18,8570.390.44+0.05buy
NewEdge Advisors, LLC50,68566,078+15,3930.010.01+0.00buy
Matisse Capital155,000170,000+15,0001.151.23+0.09buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP011,955+11,9550.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO08,465+8,4650.000.00+0.00buy
ROYAL BANK OF CANADA150,986159,099+8,1130.000.00+0.00buy
Mariner, LLC21,88929,737+7,8480.000.00+0.00buy
Private Advisor Group, LLC11,86318,855+6,9920.000.00+0.00buy
KINGSWOOD WEALTH ADVISORS, LLC42,55049,225+6,6750.070.09+0.02buy
HighTower Advisors, LLC96,169101,990+5,8210.000.00+0.00buy
CSS LLC/IL593,055598,807+5,7520.640.73+0.09buy
Cambridge Investment Research Advisors, Inc.78,53383,264+4,7310.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP01,764+1,7640.000.00+0.00buy
BANK OF AMERICA CORP /DE/102,815104,526+1,7110.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC25,22026,755+1,5350.000.00+0.00buy
BENJAMIN EDWARDS INC01,000+1,0000.000.00+0.00buy
SRH ADVISORS, LLC188,935189,795+8600.910.91-0.01buy
Atria Wealth Solutions, Inc.209,842210,432+5900.040.04-0.00buy
WEDBUSH SECURITIES INC10,62611,208+5820.010.01-0.00buy
STIFEL FINANCIAL CORP51,10051,635+5350.000.00-0.00buy
THRIVENT FINANCIAL FOR LUTHERANS49,44849,931+4830.000.00+0.00buy
MML INVESTORS SERVICES, LLC70,50170,946+4450.000.00-0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.11,81512,191+3760.140.15+0.01buy
BESSEMER GROUP INC1,2831,559+2760.000.00+0.00buy
ASSETMARK, INC0167+1670.000.00+0.00buy
OPPENHEIMER & CO INC73,26773,432+1650.020.02-0.00buy
High Falls Advisors, Inc12,28112,401+1200.050.05+0.00buy
Horizon Wealth Management, LLC12,15812,276+1180.050.05+0.00buy
Global Retirement Partners, LLC5,4795,523+440.000.00-0.00buy
NBC SECURITIES, INC.9,3489,385+370.010.01+0.00buy
WealthTrust Axiom LLC36,61936,620+10.170.18+0.01buy
ALTA CAPITAL MANAGEMENT LLC/31,21131,21100.030.03+0.00hold
MONETARY MANAGEMENT GROUP INC12,00012,00000.050.05-0.00hold
AMERICAN NATIONAL BANK & TRUST49349300.000.00-0.00hold
COHEN & STEERS, INC.486,158486,15800.010.02+0.00hold
Janney Montgomery Scott LLC14,32314,32300.000.00-0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC55,01955,01900.070.16+0.08hold
AdvisorNet Financial, Inc1,5001,50000.000.00+0.00hold
Ancora Advisors LLC21,14121,14100.010.01+0.00hold
Asset Dedication, LLC18418400.000.00-0.00hold
Clean Yield Group0000.000.00-0.00hold
CWM, LLC5,4155,41500.000.00-0.00hold
Creative Planning13,66413,66400.000.00-0.00hold
Camelot Portfolios, LLC10,85110,85100.090.16+0.07hold
MCF Advisors LLC1,0601,06000.000.00+0.00hold
Wealthspire Advisors, LLC14,67814,67800.000.00+0.00hold
Connecticut Wealth Management, LLC10,12810,12800.010.01+0.00hold
LEVEL FOUR ADVISORY SERVICES, LLC18,19818,19800.010.01-0.00hold
Moloney Securities Asset Management, LLC10,13310,13300.020.02+0.00hold
Steward Partners Investment Advisory, LLC3,1003,10000.000.00-0.00hold
WestHill Financial Advisors, Inc.16,16816,16800.060.06+0.00hold
Clear Creek Financial Management, LLC48,70048,70000.110.09-0.01hold
DCF Advisers, LLC59,00059,00000.550.54-0.02hold
Game Plan Financial Advisors, LLC6,0006,00000.050.05-0.00hold
Stolper Co19,10519,10500.110.10-0.00hold
RPO LLC112,893112,89302.472.50+0.03hold
MATRIX PRIVATE CAPITAL GROUP LLC10,30010,30000.110.11-0.00hold
Nemes Rush Group LLC3,6093,60900.010.01-0.00hold
Tactive Advisors, LLC10,40210,40200.090.08-0.01hold
NWF Advisory Services Inc.17,80017,80000.050.04-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
STEPHENS INC /AR/11,58311,58300.000.00-0.00hold
GRACE & WHITE INC /NY36,56036,56000.090.10+0.01hold
HANOVER ADVISORS INC13,92613,92600.090.09-0.01hold
Stratos Wealth Partners, LTD.16,99416,779-2150.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC200,435200,211-2240.200.19-0.01sell
COMERICA BANK6,3025,796-5060.000.00-0.00sell
Allworth Financial LP7637-7560.000.00-0.00sell
Focused Wealth Management, Inc9070-9070.000.00-0.00sell
LPL Financial LLC61,37960,469-9100.000.00-0.00sell
PRINCIPAL SECURITIES, INC.9,6178,673-9440.000.00-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV16,66515,665-1,0000.020.02-0.00sell
Advisors Asset Management, Inc.35,21934,172-1,0470.010.01-0.00sell
D.A. DAVIDSON & CO.83,03081,966-1,0640.010.01-0.00sell
CALDWELL SUTTER CAPITAL, INC.14,04412,932-1,1120.100.09-0.01sell
PARK AVENUE SECURITIES LLC89,50287,564-1,9380.020.02-0.00sell
Advisory Services Network, LLC2,1130-2,1130.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC87,49584,936-2,5590.000.00-0.00sell
UBS Group AG77,77174,441-3,3300.000.00-0.00sell
OSAIC HOLDINGS, INC.64,80661,175-3,6310.000.00+0.00sell
JPMORGAN CHASE & CO12,7057,920-4,7850.000.00-0.00sell
WELLS FARGO & COMPANY/MN169,420164,278-5,1420.000.00-0.00sell
Roundview Capital LLC30,40122,772-7,6290.040.03-0.01sell
Elequin Capital, LP8,2270-8,2270.030.00-0.03sell
NOMURA HOLDINGS INC14,2600-14,2600.000.00-0.00sell
GUGGENHEIM CAPITAL LLC16,2740-16,2740.000.00-0.00sell
Creekmur Asset Management LLC40,83622,145-18,6910.180.11-0.06sell
Oceanside Advisors LLC25,7890-25,7890.320.00-0.32sell
CAPTRUST FINANCIAL ADVISORS35,4200-35,4200.000.00-0.00sell
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