| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 192,445 | 432,926 | +240,481 | 0.19 | 0.53 | +0.34 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 222,011 | 328,542 | +106,531 | 0.05 | 0.10 | 0.00 | buy |
| AQR Arbitrage LLC | 233,788 | 322,226 | +88,438 | 0.13 | 0.17 | +0.04 | buy |
| Almitas Capital LLC | 162,267 | 227,390 | +65,123 | 0.78 | 1.41 | +0.64 | buy |
| Shaker Financial Services, LLC | 618,768 | 679,159 | +60,391 | 3.52 | 3.96 | +0.43 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 40,856 | 95,356 | +54,500 | 0.05 | 0.13 | +0.07 | buy |
| Allspring Global Investments Holdings, LLC | 1,062,120 | 1,010,374 | +51,746 | 0.02 | 0.02 | 0.00 | sell |
| Karpus Management, Inc. | 41,003 | 76,555 | +35,552 | 0.02 | 0.03 | +0.02 | buy |
| Quantedge Capital Pte Ltd | 135,403 | 160,103 | +24,700 | 0.92 | 1.01 | +0.10 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 116,869 | 135,726 | +18,857 | 0.39 | 0.44 | +0.05 | buy |
| Matisse Capital | 155,000 | 170,000 | +15,000 | 1.15 | 1.23 | +0.09 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 42,550 | 49,225 | +6,675 | 0.07 | 0.09 | +0.02 | buy |
| CSS LLC/IL | 593,055 | 598,807 | +5,752 | 0.48 | 0.52 | +0.05 | buy |
| Advisors Asset Management, Inc. | 35,219 | 34,172 | +1,047 | 0.01 | 0.01 | 0.00 | sell |
| SRH ADVISORS, LLC | 188,935 | 189,795 | +860 | 0.91 | 0.91 | -0.01 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 11,815 | 12,191 | +376 | 0.14 | 0.15 | +0.01 | buy |
| OPPENHEIMER & CO INC | 73,267 | 73,432 | +165 | 0.02 | 0.02 | -0.00 | buy |
| High Falls Advisors, Inc | 12,281 | 12,401 | +120 | 0.05 | 0.05 | +0.00 | buy |
| Horizon Wealth Management, LLC | 12,158 | 12,276 | +118 | 0.05 | 0.05 | +0.00 | buy |
| NBC SECURITIES, INC. | 9,348 | 9,385 | +37 | 0.01 | 0.01 | +0.00 | buy |
| WealthTrust Axiom LLC | 36,619 | 36,620 | +1 | 0.17 | 0.18 | +0.01 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 200,435 | 200,211 | -224 | 0.20 | 0.19 | -0.01 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 16,665 | 15,665 | -1,000 | 0.02 | 0.02 | -0.00 | sell |
| D.A. DAVIDSON & CO. | 83,030 | 81,966 | -1,064 | 0.01 | 0.01 | -0.00 | sell |
| CALDWELL SUTTER CAPITAL, INC. | 14,044 | 12,932 | -1,112 | 0.10 | 0.09 | -0.01 | sell |
| PARK AVENUE SECURITIES LLC | 89,502 | 87,564 | -1,938 | 0.02 | 0.02 | -0.00 | sell |
| Roundview Capital LLC | 30,401 | 22,772 | -7,629 | 0.04 | 0.03 | -0.01 | sell |
| Creekmur Asset Management LLC | 40,836 | 22,145 | -18,691 | 0.18 | 0.11 | -0.06 | sell |
| Bulldog Investors, LLP | 1,360,514 | 1,227,430 | -133,084 | 6.16 | 6.11 | -0.06 | sell |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 352,435 | 113,382 | -239,053 | 0.29 | 0.10 | -0.19 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 396,155 | 126,905 | -269,250 | 2.02 | 0.68 | -1.34 | sell |