Stock Transactions — SRH TOTAL RETURN FUND INC

Total Bought
1,142,188
54 transactions
Total Sold
1,109,444
41 transactions
Net
+32,744
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Shaker Financial Services, LLC108,639286,488+177,8490.641.71+1.07buy
Lloyd Advisory Services, LLC.0154,836+154,8360.000.76+0.76buy
Almitas Capital LLC28,719116,755+88,0360.120.45+0.33buy
JP Wealth Management, Inc.1,475,7151,555,695+79,98019.3418.04-1.30buy
COHEN & STEERS, INC.226,158296,158+70,0000.010.01+0.00buy
Allspring Global Investments Holdings, LLC658,204721,643+63,4390.020.02+0.00buy
Independent Advisor Alliance060,360+60,3600.000.01+0.01buy
WOLVERINE ASSET MANAGEMENT LLC35,67093,534+57,8640.010.02+0.02buy
Bulldog Investors, LLP1,243,8231,287,582+43,7595.144.95-0.19buy
Matisse Capital180,000216,000+36,0001.491.58+0.09buy
Janney Montgomery Scott LLC033,023+33,0230.000.00+0.00buy
LPL Financial LLC393,713426,314+32,6010.000.00-0.00buy
Advisors Asset Management, Inc.026,362+26,3620.000.01+0.01buy
Quantedge Capital Pte Ltd231,103255,603+24,5002.042.39+0.35buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC327,106350,678+23,5720.890.86-0.03buy
Beverly Hills Private Wealth, LLC29,08950,831+21,7420.090.14+0.05buy
1607 Capital Partners, LLC865,815885,921+20,1061.091.09-0.00buy
Stolper Co1,67117,596+15,9250.080.09+0.01buy
Creative Planning014,609+14,6090.000.00+0.00buy
NewEdge Advisors, LLC64,73476,603+11,8690.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC56,29766,297+10,0000.030.03-0.00buy
RPO LLC168,990178,990+10,0003.5912.34+8.75buy
WealthTrust Axiom LLC40,89549,082+8,1870.200.21+0.01buy
Cambridge Investment Research Advisors, Inc.125,109132,383+7,2740.010.01-0.00buy
&PARTNERS71,32978,243+6,9140.010.01-0.00buy
Colonial Trust Advisors05,289+5,2890.000.01+0.01buy
B. Riley Wealth Advisors, Inc.398,545403,720+5,1750.350.44+0.09buy
ROTHSCHILD INVESTMENT LLC05,000+5,0000.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC85,04789,699+4,6520.930.11-0.83buy
READYSTATE ASSET MANAGEMENT LP30,97535,622+4,6470.030.04+0.01buy
RAYMOND JAMES FINANCIAL INC218,385222,619+4,2340.000.00-0.00buy
Private Advisor Group, LLC39,79643,213+3,4170.000.00-0.00buy
OSAIC HOLDINGS, INC.37,04440,302+3,2580.000.00+0.00buy
FIFTH THIRD BANCORP01,539+1,5390.000.00+0.00buy
BANK OF AMERICA CORP /DE/277,547278,867+1,3200.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP11,19812,212+1,0140.000.00-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC22,13422,857+7230.010.01-0.00buy
D.A. DAVIDSON & CO.83,06483,645+5810.010.01-0.00buy
Allworth Financial LP8508+5000.000.00+0.00buy
Steward Partners Investment Advisory, LLC10,66411,164+5000.000.00-0.00buy
HARBOUR INVESTMENTS, INC.0460+4600.000.00+0.00buy
Kingdom Financial Group LLC.154,509154,836+3270.890.76-0.13buy
SRH ADVISORS, LLC188,773188,926+1531.010.92-0.08buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.2,2002,351+1510.010.02+0.00buy
Stratos Wealth Partners, LTD.17,26017,363+1030.000.00-0.00buy
Root Financial Partners, LLC075+750.000.00+0.00buy
FINANCIAL CONSULATE, INC5,8935,960+670.010.01-0.00buy
Waverly Advisors, LLC15,20115,252+510.000.00-0.00buy
NBC SECURITIES, INC.8,3468,393+470.010.01-0.00buy
Nemes Rush Group LLC3,7833,826+430.010.01-0.00buy
FNY Investment Advisers, LLC020+200.000.000.00buy
Rockefeller Capital Management L.P.1,7001,719+190.000.00-0.00buy
Roundview Capital LLC19,27319,281+80.020.02-0.00buy
Kilter Group LLC721729+80.010.01-0.00buy
MAI Capital Management22422400.000.00-0.00hold
GREENWOOD GEARHART INC14,12814,12800.010.01-0.00hold
CSS LLC/IL461,965461,96500.480.44-0.04hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV11,50011,50000.010.01-0.00hold
MONETARY MANAGEMENT GROUP INC29,70029,70000.130.12-0.01hold
FLPUTNAM INVESTMENT MANAGEMENT CO37,67337,67300.010.01-0.00hold
ASSETMARK, INC16716700.000.00-0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC43,48743,48700.090.09-0.01hold
AdvisorNet Financial, Inc50050000.000.00-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC111,819111,81900.020.02-0.00hold
Ancora Advisors LLC18,48118,48100.010.01-0.00hold
Asset Dedication, LLC18418400.000.00-0.00hold
Clean Yield Group0000.000.00+0.00hold
Sather Financial Group Inc19,15919,15900.020.02+0.00hold
Camelot Portfolios, LLC10,85110,85100.120.14+0.01hold
Joel Isaacson & Co., LLC24,86724,86700.020.01-0.00hold
MCF Advisors LLC1,0601,06000.000.00-0.00hold
Wealthspire Advisors, LLC14,67814,67800.000.00-0.00hold
WestHill Financial Advisors, Inc.16,16816,16800.060.05-0.00hold
Clear Creek Financial Management, LLC44,80044,80000.070.06-0.01hold
DCF Advisers, LLC50,00050,00000.310.32+0.02hold
Game Plan Financial Advisors, LLC1,0001,00000.010.01+0.00hold
Horizon Wealth Management, LLC12,50312,50300.040.03-0.00hold
Lodestone Wealth Management LLC20020000.000.00-0.00hold
Carnegie Lake Advisors LLC10,74510,74500.080.07-0.00hold
CALDWELL SUTTER CAPITAL, INC.9,3899,38900.070.07-0.01hold
STEPHENS INC /AR/11,58311,58300.000.00-0.00hold
SouthState Corp100,000100,00000.080.08-0.00hold
GRACE & WHITE INC /NY36,56036,56000.120.11-0.01hold
HANOVER ADVISORS INC13,97613,97600.100.10-0.00hold
CWM, LLC5,7775,767-100.000.00-0.00sell
Strategic Investment Solutions, Inc. /IL1000-1000.000.00-0.00sell
WPG Advisers, LLC429209-2200.010.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC17,95317,635-3180.000.00-0.00sell
WELLS FARGO & COMPANY/MN152,079151,751-3280.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO12,91812,550-3680.000.00-0.00sell
Costello Asset Management, INC8,4788,045-4330.050.05-0.00sell
Pinnacle Wealth Planning Services, Inc.1,060329-7310.000.00-0.00sell
GUGGENHEIM CAPITAL LLC21,07420,266-8080.000.00-0.00sell
OPTIMA CAPITAL LLC1,0000-1,0000.010.00-0.01sell
FLAGSHIP HARBOR ADVISORS, LLC208,370207,230-1,1400.180.16-0.03sell
OPPENHEIMER & CO INC68,09866,933-1,1650.020.01-0.00sell
Meridian Wealth Management, LLC25,85624,456-1,4000.020.01-0.00sell
Cetera Investment Advisers27,24625,591-1,6550.000.00-0.00sell
NWF Advisory Services Inc.20,95019,250-1,7000.040.04-0.01sell
STIFEL FINANCIAL CORP39,12436,324-2,8000.000.00-0.00sell
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