| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 432,926 | 643,736 | +210,810 | 0.53 | 0.84 | +0.31 | buy |
| Allspring Global Investments Holdings, LLC | 1,010,374 | 835,663 | +174,711 | 0.02 | 0.02 | 0.00 | sell |
| Karpus Management, Inc. | 76,555 | 162,488 | +85,933 | 0.03 | 0.07 | +0.03 | buy |
| AQR Arbitrage LLC | 322,226 | 402,285 | +80,059 | 0.17 | 0.15 | -0.02 | buy |
| CSS LLC/IL | 598,807 | 669,977 | +71,170 | 0.52 | 0.50 | -0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 95,356 | 116,580 | +21,224 | 0.13 | 0.14 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 328,542 | 308,880 | +19,662 | 0.10 | 0.08 | 0.00 | sell |
| Quantedge Capital Pte Ltd | 160,103 | 177,703 | +17,600 | 1.01 | 0.93 | -0.08 | buy |
| RPO LLC | 112,893 | 130,042 | +17,149 | 2.50 | 2.86 | +0.36 | buy |
| Matisse Capital | 170,000 | 180,000 | +10,000 | 1.23 | 1.30 | +0.06 | buy |
| COHEN & STEERS, INC. | 486,158 | 496,158 | +10,000 | 0.02 | 0.02 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 135,726 | 144,744 | +9,018 | 0.44 | 0.43 | -0.00 | buy |
| Advisors Asset Management, Inc. | 34,172 | 32,017 | +2,155 | 0.01 | 0.01 | 0.00 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 200,211 | 201,971 | +1,760 | 0.19 | 0.18 | -0.02 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 12,191 | 13,881 | +1,690 | 0.15 | 0.16 | +0.01 | buy |
| Clear Creek Financial Management, LLC | 48,700 | 49,800 | +1,100 | 0.09 | 0.09 | -0.01 | buy |
| SRH ADVISORS, LLC | 189,795 | 190,644 | +849 | 0.91 | 0.93 | +0.02 | buy |
| Moloney Securities Asset Management, LLC | 10,133 | 10,640 | +507 | 0.02 | 0.02 | -0.00 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 49,225 | 49,575 | +350 | 0.09 | 0.06 | -0.02 | buy |
| High Falls Advisors, Inc | 12,401 | 12,520 | +119 | 0.05 | 0.04 | -0.00 | buy |
| Horizon Wealth Management, LLC | 12,276 | 12,393 | +117 | 0.05 | 0.04 | -0.01 | buy |
| HANOVER ADVISORS INC | 13,926 | 13,976 | +50 | 0.09 | 0.09 | +0.00 | buy |
| D.A. DAVIDSON & CO. | 81,966 | 82,007 | +41 | 0.01 | 0.01 | -0.00 | buy |
| NBC SECURITIES, INC. | 9,385 | 9,422 | +37 | 0.01 | 0.01 | -0.00 | buy |
| Stolper Co | 19,105 | 18,516 | -589 | 0.10 | 0.09 | -0.01 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 15,665 | 14,500 | -1,165 | 0.02 | 0.02 | -0.00 | sell |
| CALDWELL SUTTER CAPITAL, INC. | 12,932 | 11,598 | -1,334 | 0.09 | 0.08 | -0.01 | sell |
| PARK AVENUE SECURITIES LLC | 87,564 | 86,188 | -1,376 | 0.02 | 0.02 | -0.00 | sell |
| OPPENHEIMER & CO INC | 73,432 | 71,967 | -1,465 | 0.02 | 0.02 | -0.00 | sell |
| Roundview Capital LLC | 22,772 | 20,618 | -2,154 | 0.03 | 0.02 | -0.00 | sell |
| LEVEL FOUR ADVISORY SERVICES, LLC | 18,198 | 14,551 | -3,647 | 0.01 | 0.01 | -0.00 | sell |
| Bulldog Investors, LLP | 1,227,430 | 1,222,178 | -5,252 | 6.11 | 6.65 | +0.54 | sell |
| Almitas Capital LLC | 227,390 | 219,890 | -7,500 | 1.41 | 1.33 | -0.08 | sell |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 113,382 | 75,839 | -37,543 | 0.10 | 0.06 | -0.03 | sell |
| Shaker Financial Services, LLC | 679,159 | 635,982 | -43,177 | 3.96 | 3.74 | -0.22 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 126,905 | 12,334 | -114,571 | 0.68 | 0.06 | -0.61 | sell |