Stock Transactions — SRH TOTAL RETURN FUND INC

Total Bought
1,309,597
50 transactions
Total Sold
1,749,987
37 transactions
Net
-440,390
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Thomas J. Herzfeld Advisors, Inc.361325,726+325,3650.002.05+2.05buy
JP Wealth Management, Inc.968,4451,286,433+317,98813.4617.01+3.55buy
IFG Advisory, LLC0161,447+161,4470.000.14+0.14buy
TWO SIGMA INVESTMENTS, LP0135,174+135,1740.000.00+0.00buy
Allspring Global Investments Holdings, LLC541,448612,949+71,5010.020.02+0.00buy
LPL Financial LLC187,166236,409+49,2430.000.00+0.00buy
BANK OF AMERICA CORP /DE/250,689281,567+30,8780.000.00+0.00buy
HighTower Advisors, LLC98,674121,019+22,3450.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC221,395240,942+19,5470.000.00+0.00buy
UBS Group AG119,518138,329+18,8110.000.00+0.00buy
Kestra Advisory Services, LLC017,505+17,5050.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC88,524102,649+14,1250.000.00+0.00buy
PARK AVENUE SECURITIES LLC82,67595,541+12,8660.020.02-0.00buy
Mariner, LLC012,621+12,6210.000.00+0.00buy
Elequin Capital, LP010,885+10,8850.000.03+0.03buy
JANE STREET GROUP, LLC010,781+10,7810.000.00+0.00buy
Private Advisor Group, LLC23,02133,213+10,1920.000.00+0.00buy
ROYAL BANK OF CANADA186,601196,417+9,8160.000.00-0.00buy
MML INVESTORS SERVICES, LLC74,76783,893+9,1260.000.00-0.00buy
WELLS FARGO & COMPANY/MN199,954209,039+9,0850.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC270,574277,869+7,2950.880.82-0.06buy
FLAGSHIP HARBOR ADVISORS, LLC201,048206,955+5,9070.180.17-0.01buy
Quantedge Capital Pte Ltd197,203200,303+3,1001.083.24+2.17buy
Consolidated Portfolio Review Corp201,973204,998+3,0250.560.50-0.06buy
Steward Partners Investment Advisory, LLC7,55010,364+2,8140.000.00+0.00buy
Beverly Hills Private Wealth, LLC22,64224,766+2,1240.080.08+0.00buy
OSAIC HOLDINGS, INC.34,30336,329+2,0260.000.00-0.00buy
UHLMANN PRICE SECURITIES, LLC66,76668,666+1,9000.850.87+0.02buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,8649,639+1,7750.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.14,22315,889+1,6660.200.21+0.02buy
TOTAL INVESTMENT MANAGEMENT INC01,500+1,5000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP9,85111,285+1,4340.000.00-0.00buy
NewEdge Advisors, LLC67,86269,123+1,2610.010.01-0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.7001,700+1,0000.000.00+0.00buy
SRH ADVISORS, LLC186,995187,837+8421.001.01+0.01buy
Sather Financial Group Inc19,15919,710+5510.020.02-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC19,46019,951+4910.010.01-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC20,78021,219+4390.000.00-0.00buy
STIFEL FINANCIAL CORP40,53540,935+4000.000.00-0.00buy
High Falls Advisors, Inc12,87012,994+1240.050.05-0.00buy
Costello Asset Management, INC8,9319,042+1110.060.06-0.00buy
Strategic Investment Solutions, Inc. /IL0100+1000.000.00+0.00buy
Global Retirement Partners, LLC5,6505,743+930.000.00-0.00buy
Stratos Wealth Partners, LTD.14,50614,591+850.000.00-0.00buy
Creekmur Asset Management LLC6,9977,058+610.030.02-0.00buy
D.A. DAVIDSON & CO.82,92182,969+480.010.01-0.00buy
Waverly Advisors, LLC15,07815,119+410.000.00-0.00buy
NBC SECURITIES, INC.9,5319,570+390.010.01-0.00buy
Nemes Rush Group LLC3,6773,712+350.010.01-0.00buy
Roundview Capital LLC21,69921,708+90.030.03-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV12,00012,00000.020.01-0.00hold
MONETARY MANAGEMENT GROUP INC27,90027,90000.130.12-0.01hold
COHEN & STEERS, INC.164,158164,15800.010.01+0.00hold
ASSETMARK, INC16716700.000.00-0.00hold
AdvisorNet Financial, Inc50050000.000.00-0.00hold
WealthTrust Axiom LLC36,12036,12000.190.19-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC111,819111,81900.020.02-0.00hold
Ancora Advisors LLC19,58119,58100.010.01-0.00hold
Asset Dedication, LLC18418400.000.00-0.00hold
Clean Yield Group0000.000.00-0.00hold
CWM, LLC5,7675,76700.000.00-0.00hold
Allworth Financial LP8800.000.00-0.00hold
Camelot Portfolios, LLC10,85110,85100.120.12-0.00hold
MCF Advisors LLC1,0601,06000.000.00-0.00hold
Wealthspire Advisors, LLC14,67814,67800.000.00-0.00hold
Matisse Capital180,000180,00001.641.50-0.13hold
WestHill Financial Advisors, Inc.16,16816,16800.060.06-0.00hold
DCF Advisers, LLC50,00050,00000.460.43-0.04hold
Game Plan Financial Advisors, LLC6,0006,00000.050.05-0.00hold
Stolper Co17,91217,91200.100.10+0.00hold
Horizon Wealth Management, LLC12,50312,50300.040.04+0.00hold
JPMORGAN CHASE & CO6,3206,32000.000.00-0.00hold
KINGSWOOD WEALTH ADVISORS, LLC78,37578,37500.040.11+0.07hold
Farther Finance Advisors, LLC181800.000.00-0.00hold
NWF Advisory Services Inc.17,80017,80000.040.04-0.01hold
CALDWELL SUTTER CAPITAL, INC.10,70910,70900.090.09-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
STEPHENS INC /AR/11,58311,58300.000.00-0.00hold
SouthState Corp100,000100,00000.080.08-0.00hold
Wilmington Savings Fund Society, FSB62,50062,50000.020.02-0.00hold
COMERICA BANK4,1244,12400.000.00-0.00hold
GRACE & WHITE INC /NY36,56036,56000.120.12-0.00hold
HANOVER ADVISORS INC13,97613,97600.100.10-0.00hold
Geneos Wealth Management Inc.1,3741,358-160.000.00-0.00sell
WPG Advisers, LLC661576-850.010.01-0.00sell
BOOTHBAY FUND MANAGEMENT, LLC56,39756,297-1000.030.03-0.00sell
&PARTNERS23,81223,564-2480.000.00-0.00sell
RPO LLC169,290168,990-3005.846.96+1.12sell
Clear Creek Financial Management, LLC48,70047,800-9000.090.08-0.01sell
OPPENHEIMER & CO INC96,07195,080-9910.030.02-0.00sell
Joel Isaacson & Co., LLC26,08724,867-1,2200.020.02-0.00sell
Calamos Advisors LLC16,34815,040-1,3080.000.00-0.00sell
Carnegie Lake Advisors LLC16,12914,307-1,8220.110.10-0.01sell
CIBC Private Wealth Group LLC2,2000-2,2000.000.00-0.00sell
Dakota Wealth Management19,77017,455-2,3150.010.01-0.00sell
Cetera Investment Advisers31,75829,306-2,4520.000.00-0.00sell
Heritage Wealth Management, Inc.29,54123,408-6,1330.170.13-0.04sell
READYSTATE ASSET MANAGEMENT LP65,39959,121-6,2780.060.04-0.01sell
PNC FINANCIAL SERVICES GROUP, INC.13,4756,925-6,5500.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.114,155107,281-6,8740.010.01-0.00sell
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