| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 643,736 | 787,766 | +144,030 | 0.84 | 1.14 | +0.30 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 144,744 | 225,752 | +81,008 | 0.43 | 0.68 | +0.25 | buy |
| Karpus Management, Inc. | 162,488 | 202,579 | +40,091 | 0.07 | 0.09 | +0.02 | buy |
| AQR Arbitrage LLC | 402,285 | 432,839 | +30,554 | 0.15 | 0.16 | +0.01 | buy |
| Allspring Global Investments Holdings, LLC | 835,663 | 814,448 | +21,215 | 0.02 | 0.02 | 0.00 | sell |
| Shaker Financial Services, LLC | 635,982 | 655,209 | +19,227 | 3.74 | 3.90 | +0.16 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 116,580 | 126,984 | +10,404 | 0.14 | 0.20 | +0.06 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 308,880 | 312,888 | +4,008 | 0.08 | 0.09 | 0.00 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 14,551 | 17,642 | +3,091 | 0.01 | 0.01 | +0.00 | buy |
| Almitas Capital LLC | 219,890 | 220,762 | +872 | 1.33 | 1.23 | -0.10 | buy |
| OPPENHEIMER & CO INC | 71,967 | 72,771 | +804 | 0.02 | 0.02 | +0.00 | buy |
| SRH ADVISORS, LLC | 190,644 | 191,446 | +802 | 0.93 | 0.92 | -0.01 | buy |
| D.A. DAVIDSON & CO. | 82,007 | 82,602 | +595 | 0.01 | 0.01 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 13,881 | 14,065 | +184 | 0.16 | 0.17 | +0.01 | buy |
| High Falls Advisors, Inc | 12,520 | 12,632 | +112 | 0.04 | 0.05 | +0.00 | buy |
| Horizon Wealth Management, LLC | 12,393 | 12,503 | +110 | 0.04 | 0.04 | -0.00 | buy |
| NBC SECURITIES, INC. | 9,422 | 9,456 | +34 | 0.01 | 0.01 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 12,334 | 12,338 | +4 | 0.06 | 0.06 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 201,971 | 201,970 | -1 | 0.18 | 0.18 | -0.00 | sell |
| Stolper Co | 18,516 | 18,417 | -99 | 0.09 | 0.10 | +0.00 | sell |
| CALDWELL SUTTER CAPITAL, INC. | 11,598 | 10,709 | -889 | 0.08 | 0.08 | -0.00 | sell |
| Roundview Capital LLC | 20,618 | 19,677 | -941 | 0.02 | 0.02 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 14,500 | 12,000 | -2,500 | 0.02 | 0.01 | -0.00 | sell |
| Quantedge Capital Pte Ltd | 177,703 | 174,403 | -3,300 | 0.93 | 0.82 | -0.11 | sell |
| PARK AVENUE SECURITIES LLC | 86,188 | 80,394 | -5,794 | 0.02 | 0.01 | -0.00 | sell |
| CSS LLC/IL | 669,977 | 661,213 | -8,764 | 0.50 | 0.48 | -0.02 | sell |
| COHEN & STEERS, INC. | 496,158 | 355,158 | -141,000 | 0.02 | 0.01 | -0.01 | sell |