Stock Transactions — SRH TOTAL RETURN FUND INC

Total Bought
656,501
48 transactions
Total Sold
573,143
35 transactions
Net
+83,358
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Shaker Financial Services, LLC69,216208,391+139,1750.441.30+0.85buy
COHEN & STEERS, INC.164,158226,158+62,0000.010.01+0.00buy
Thomas J. Herzfeld Advisors, Inc.325,726375,454+49,7282.052.34+0.28buy
Allspring Global Investments Holdings, LLC612,949661,687+48,7380.020.02+0.00buy
LPL Financial LLC236,409273,347+36,9380.000.00+0.00buy
PRINCIPAL SECURITIES, INC.93,940125,228+31,2880.030.04+0.01buy
1607 Capital Partners, LLC773,575800,865+27,2901.111.10-0.01buy
Meridian Wealth Management, LLC025,856+25,8560.000.02+0.02buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC277,869301,134+23,2650.820.83+0.01buy
GUGGENHEIM CAPITAL LLC021,553+21,5530.000.00+0.00buy
Quantedge Capital Pte Ltd200,303220,603+20,3003.242.19-1.05buy
Cambridge Investment Research Advisors, Inc.107,281122,209+14,9280.010.01+0.00buy
ENVESTNET ASSET MANAGEMENT INC102,649117,391+14,7420.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP59,12173,701+14,5800.040.07+0.02buy
WOLVERINE ASSET MANAGEMENT LLC39,95854,351+14,3930.010.01+0.00buy
GREENWOOD GEARHART INC014,128+14,1280.000.01+0.01buy
BANK OF AMERICA CORP /DE/281,567295,198+13,6310.000.00+0.00buy
Moloney Securities Asset Management, LLC012,917+12,9170.000.03+0.03buy
PARK AVENUE SECURITIES LLC95,541106,974+11,4330.020.02-0.00buy
Janney Montgomery Scott LLC010,424+10,4240.000.00+0.00buy
FINANCIAL CONSULATE, INC05,838+5,8380.000.01+0.01buy
&PARTNERS23,56428,967+5,4030.000.00+0.00buy
Private Advisor Group, LLC33,21337,833+4,6200.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.15,88919,572+3,6830.210.25+0.03buy
OSAIC HOLDINGS, INC.36,32939,611+3,2820.000.00-0.00buy
Calamos Advisors LLC15,04018,310+3,2700.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC206,955210,009+3,0540.170.17-0.01buy
Waverly Advisors, LLC15,11917,975+2,8560.000.00+0.00buy
Beverly Hills Private Wealth, LLC24,76627,455+2,6890.080.09+0.01buy
Stratos Wealth Partners, LTD.14,59117,174+2,5830.000.00+0.00buy
Bank Julius Baer & Co. Ltd, Zurich02,500+2,5000.000.00+0.00buy
B. Riley Wealth Advisors, Inc.401,868404,260+2,3920.340.35+0.01buy
LEVEL FOUR ADVISORY SERVICES, LLC19,95121,881+1,9300.010.01+0.00buy
STIFEL FINANCIAL CORP40,93541,809+8740.000.00-0.00buy
SRH ADVISORS, LLC187,837188,645+8081.011.00-0.01buy
COMMONWEALTH EQUITY SERVICES, LLC21,21922,019+8000.000.00+0.00buy
Kilter Group LLC0714+7140.000.01+0.01buy
UHLMANN PRICE SECURITIES, LLC68,66669,306+6400.870.77-0.10buy
NewEdge Advisors, LLC69,12369,739+6160.010.01-0.00buy
Costello Asset Management, INC9,0429,305+2630.060.06-0.00buy
High Falls Advisors, Inc12,99413,116+1220.050.05-0.00buy
Creekmur Asset Management LLC7,0587,118+600.020.02-0.00buy
D.A. DAVIDSON & CO.82,96983,016+470.010.01-0.00buy
Global Retirement Partners, LLC5,7435,787+440.000.00-0.00buy
NBC SECURITIES, INC.9,5709,608+380.010.01-0.00buy
Nemes Rush Group LLC3,7123,747+350.010.01-0.00buy
Kestra Advisory Services, LLC17,50517,525+200.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP11,28511,298+130.000.00-0.00buy
CSS LLC/IL461,785461,78500.520.50-0.02hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV12,00012,00000.010.01-0.00hold
MONETARY MANAGEMENT GROUP INC27,90027,90000.120.12-0.01hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO9,6399,63900.000.00-0.00hold
TWO SIGMA INVESTMENTS, LP135,174135,17400.000.00-0.00hold
ASSETMARK, INC16716700.000.00-0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC43,48743,48700.110.10-0.01hold
AdvisorNet Financial, Inc50050000.000.00-0.00hold
WealthTrust Axiom LLC36,12036,12000.190.18-0.01hold
CAPSTONE INVESTMENT ADVISORS, LLC111,819111,81900.020.02+0.00hold
Asset Dedication, LLC18418400.000.00-0.00hold
Bulldog Investors, LLP1,117,5821,117,58205.004.70-0.30hold
Clean Yield Group0000.000.00-0.00hold
CWM, LLC5,7675,76700.000.00-0.00hold
BOOTHBAY FUND MANAGEMENT, LLC56,29756,29700.030.03-0.00hold
Allworth Financial LP8800.000.00-0.00hold
Camelot Portfolios, LLC10,85110,85100.120.12+0.00hold
Joel Isaacson & Co., LLC24,86724,86700.020.02-0.00hold
MCF Advisors LLC1,0601,06000.000.00-0.00hold
Wealthspire Advisors, LLC14,67814,67800.000.00-0.00hold
Matisse Capital180,000180,00001.501.47-0.03hold
Steward Partners Investment Advisory, LLC10,36410,36400.000.00-0.00hold
WestHill Financial Advisors, Inc.16,16816,16800.060.06-0.00hold
DCF Advisers, LLC50,00050,00000.430.34-0.08hold
Stolper Co17,91217,91200.100.10-0.01hold
Horizon Wealth Management, LLC12,50312,50300.040.03-0.01hold
RPO LLC168,990168,99006.963.86-3.11hold
Strategic Investment Solutions, Inc. /IL10010000.000.00-0.00hold
JPMORGAN CHASE & CO6,3206,32000.000.00-0.00hold
KINGSWOOD WEALTH ADVISORS, LLC78,37578,37500.110.09-0.02hold
Farther Finance Advisors, LLC181800.000.00-0.00hold
NWF Advisory Services Inc.17,80017,80000.040.04-0.00hold
STEPHENS INC /AR/11,58311,58300.000.00-0.00hold
SouthState Corp100,000100,00000.080.08+0.01hold
Wilmington Savings Fund Society, FSB62,50062,50000.020.03+0.01hold
GRACE & WHITE INC /NY36,56036,56000.120.12-0.00hold
HANOVER ADVISORS INC13,97613,97600.100.10-0.00hold
COMERICA BANK4,1244,099-250.000.00-0.00sell
WPG Advisers, LLC576540-360.010.01-0.00sell
Cetera Investment Advisers29,30629,214-920.000.00-0.00sell
Roundview Capital LLC21,70821,441-2670.030.02-0.00sell
Dakota Wealth Management17,45517,145-3100.010.01-0.00sell
Sather Financial Group Inc19,71019,159-5510.020.02-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.6,9256,274-6510.000.00-0.00sell
Ancora Advisors LLC19,58118,481-1,1000.010.01-0.00sell
Mariner, LLC12,62111,475-1,1460.000.00-0.00sell
Clear Creek Financial Management, LLC47,80046,600-1,2000.080.07-0.01sell
Heritage Wealth Management, Inc.23,40822,158-1,2500.130.12-0.02sell
CALDWELL SUTTER CAPITAL, INC.10,7099,389-1,3200.090.07-0.01sell
Geneos Wealth Management Inc.1,3580-1,3580.000.00-0.00sell
Consolidated Portfolio Review Corp204,998203,541-1,4570.500.46-0.04sell
TOTAL INVESTMENT MANAGEMENT INC1,5000-1,5000.000.00-0.00sell
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