| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 802,982 | 1,062,120 | +259,138 | 0.02 | 0.02 | 0.00 | buy |
| Bulldog Investors, LLP | 1,206,161 | 1,360,514 | +154,353 | 5.44 | 6.16 | +0.73 | buy |
| AQR Arbitrage LLC | 175,102 | 233,788 | +58,686 | 0.10 | 0.13 | +0.03 | buy |
| 1607 Capital Partners, LLC | 153,303 | 192,445 | +39,142 | 0.15 | 0.19 | +0.04 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,518 | 40,856 | +30,338 | 0.02 | 0.05 | +0.03 | buy |
| Almitas Capital LLC | 132,881 | 162,267 | +29,386 | 0.83 | 0.78 | -0.05 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 238,266 | 222,011 | +16,255 | 0.06 | 0.05 | 0.00 | sell |
| Shaker Financial Services, LLC | 612,125 | 618,768 | +6,643 | 3.70 | 3.52 | -0.18 | buy |
| CSS LLC/IL | 587,493 | 593,055 | +5,562 | 0.50 | 0.48 | -0.02 | buy |
| Quantedge Capital Pte Ltd | 133,103 | 135,403 | +2,300 | 0.94 | 0.92 | -0.02 | buy |
| Advisors Asset Management, Inc. | 36,762 | 35,219 | +1,543 | 0.01 | 0.01 | 0.00 | sell |
| LEVEL FOUR ADVISORY SERVICES, LLC | 17,056 | 18,198 | +1,142 | 0.01 | 0.01 | -0.00 | buy |
| SRH ADVISORS, LLC | 188,072 | 188,935 | +863 | 1.19 | 0.91 | -0.28 | buy |
| High Falls Advisors, Inc | 12,156 | 12,281 | +125 | 0.05 | 0.05 | -0.00 | buy |
| Horizon Wealth Management, LLC | 12,037 | 12,158 | +121 | 0.06 | 0.05 | -0.02 | buy |
| NBC SECURITIES, INC. | 9,310 | 9,348 | +38 | 0.01 | 0.01 | -0.00 | buy |
| WEDBUSH SECURITIES INC | 10,603 | 10,626 | +23 | 0.01 | 0.01 | 0.00 | buy |
| Focused Wealth Management, Inc | 898 | 907 | +9 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 73,432 | 73,267 | -165 | 0.02 | 0.02 | -0.00 | sell |
| WealthTrust Axiom LLC | 36,869 | 36,619 | -250 | 0.17 | 0.17 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 50,000 | 49,618 | -382 | 0.26 | 0.17 | -0.09 | sell |
| Roundview Capital LLC | 31,165 | 30,401 | -764 | 0.04 | 0.04 | -0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 12,592 | 11,815 | -777 | 0.14 | 0.14 | -0.01 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 118,407 | 116,869 | -1,538 | 0.41 | 0.39 | -0.03 | sell |
| Clear Creek Financial Management, LLC | 51,200 | 48,700 | -2,500 | 0.12 | 0.11 | -0.01 | sell |
| D.A. DAVIDSON & CO. | 87,700 | 83,030 | -4,670 | 0.01 | 0.01 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 94,807 | 89,502 | -5,305 | 0.02 | 0.02 | -0.00 | sell |
| Elequin Capital, LP | 18,297 | 8,227 | -10,070 | 0.05 | 0.03 | -0.01 | sell |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 379,386 | 352,435 | -26,951 | 0.32 | 0.29 | -0.03 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 227,503 | 200,435 | -27,068 | 0.25 | 0.20 | -0.04 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 440,608 | 396,155 | -44,453 | 2.21 | 2.02 | -0.19 | sell |