Stock Transactions — SRH TOTAL RETURN FUND INC

Total Bought
953,049
49 transactions
Total Sold
892,495
42 transactions
Net
+60,554
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
JP Wealth Management, Inc.1,256,2831,475,715+219,43215.3519.34+3.99buy
Kingdom Financial Group LLC.0154,509+154,5090.000.89+0.89buy
Bulldog Investors, LLP1,117,5821,243,823+126,2414.705.14+0.44buy
LPL Financial LLC273,347393,713+120,3660.000.00+0.00buy
1607 Capital Partners, LLC800,865865,815+64,9501.101.09-0.00buy
&PARTNERS28,96771,329+42,3620.000.01+0.00buy
FLPUTNAM INVESTMENT MANAGEMENT CO037,673+37,6730.000.01+0.01buy
Almitas Capital LLC028,719+28,7190.000.12+0.12buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC301,134327,106+25,9720.830.89+0.06buy
RAYMOND JAMES FINANCIAL INC193,408218,385+24,9770.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC69,30685,047+15,7410.770.93+0.16buy
CITADEL ADVISORS LLC014,056+14,0560.000.00+0.00buy
PRINCIPAL SECURITIES, INC.125,228136,433+11,2050.040.04+0.00buy
Quantedge Capital Pte Ltd220,603231,103+10,5002.192.04-0.15buy
Thomas J. Herzfeld Advisors, Inc.375,454382,005+6,5512.342.40+0.06buy
Calamos Advisors LLC18,31024,196+5,8860.000.00+0.00buy
MORGAN STANLEY2,357,6462,362,659+5,0130.000.00+0.00buy
WealthTrust Axiom LLC36,12040,895+4,7750.180.20+0.02buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO9,63912,918+3,2790.000.00+0.00buy
ROYAL BANK OF CANADA191,687194,964+3,2770.000.00+0.00buy
NWF Advisory Services Inc.17,80020,950+3,1500.040.04+0.01buy
Cambridge Investment Research Advisors, Inc.122,209125,109+2,9000.010.01+0.00buy
MML INVESTORS SERVICES, LLC72,49475,179+2,6850.000.00-0.00buy
Global Retirement Partners, LLC5,7878,005+2,2180.000.00+0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.2002,200+2,0000.010.01+0.01buy
Private Advisor Group, LLC37,83339,796+1,9630.000.00+0.00buy
MONETARY MANAGEMENT GROUP INC27,90029,700+1,8000.120.13+0.01buy
Rockefeller Capital Management L.P.01,700+1,7000.000.00+0.00buy
Beverly Hills Private Wealth, LLC27,45529,089+1,6340.090.09+0.00buy
KINGSWOOD WEALTH ADVISORS, LLC78,37579,475+1,1000.090.07-0.01buy
INTEGRATED CAPITAL MANAGEMENT, INC.19,57220,650+1,0780.250.25+0.01buy
Pinnacle Wealth Planning Services, Inc.01,060+1,0600.000.00+0.00buy
Kestra Advisory Services, LLC17,52518,560+1,0350.000.00-0.00buy
OPTIMA CAPITAL LLC01,000+1,0000.000.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC117,391117,782+3910.000.00+0.00buy
Steward Partners Investment Advisory, LLC10,36410,664+3000.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC21,88122,134+2530.010.01-0.00buy
MAI Capital Management0224+2240.000.00+0.00buy
Lodestone Wealth Management LLC0200+2000.000.00+0.00buy
GatePass Capital, LLC434,460434,660+2004.564.16-0.40buy
CSS LLC/IL461,785461,965+1800.500.48-0.02buy
SRH ADVISORS, LLC188,645188,773+1281.001.01+0.01buy
High Falls Advisors, Inc13,11613,240+1240.050.05+0.00buy
Stratos Wealth Partners, LTD.17,17417,260+860.000.00-0.00buy
FINANCIAL CONSULATE, INC5,8385,893+550.010.01-0.00buy
D.A. DAVIDSON & CO.83,01683,064+480.010.01-0.00buy
Nemes Rush Group LLC3,7473,783+360.010.01-0.00buy
CWM, LLC5,7675,777+100.000.00-0.00buy
Kilter Group LLC714721+70.010.01-0.00buy
GREENWOOD GEARHART INC14,12814,12800.010.01-0.00hold
COHEN & STEERS, INC.226,158226,15800.010.01+0.00hold
ASSETMARK, INC16716700.000.00-0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC43,48743,48700.100.09-0.01hold
AdvisorNet Financial, Inc50050000.000.00-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC111,819111,81900.020.02-0.00hold
Ancora Advisors LLC18,48118,48100.010.01+0.00hold
Asset Dedication, LLC18418400.000.00-0.00hold
Clean Yield Group0000.000.00-0.00hold
BOOTHBAY FUND MANAGEMENT, LLC56,29756,29700.030.03+0.00hold
Allworth Financial LP8800.000.00-0.00hold
Sather Financial Group Inc19,15919,15900.020.02+0.00hold
Camelot Portfolios, LLC10,85110,85100.120.12+0.01hold
Joel Isaacson & Co., LLC24,86724,86700.020.02-0.00hold
MCF Advisors LLC1,0601,06000.000.00-0.00hold
Dakota Wealth Management17,14517,14500.010.01-0.00hold
Wealthspire Advisors, LLC14,67814,67800.000.00+0.00hold
Matisse Capital180,000180,00001.471.49+0.02hold
Meridian Wealth Management, LLC25,85625,85600.020.02-0.00hold
WestHill Financial Advisors, Inc.16,16816,16800.060.06-0.00hold
DCF Advisers, LLC50,00050,00000.340.31-0.04hold
Game Plan Financial Advisors, LLC1,0001,00000.010.01-0.00hold
Horizon Wealth Management, LLC12,50312,50300.030.04+0.00hold
RPO LLC168,990168,99003.863.59-0.27hold
Strategic Investment Solutions, Inc. /IL10010000.000.00-0.00hold
JPMORGAN CHASE & CO6,3206,32000.000.00+0.00hold
CALDWELL SUTTER CAPITAL, INC.9,3899,38900.070.07+0.00hold
STEPHENS INC /AR/11,58311,58300.000.00-0.00hold
SouthState Corp100,000100,00000.080.08-0.00hold
GRACE & WHITE INC /NY36,56036,56000.120.12+0.00hold
HANOVER ADVISORS INC13,97613,97600.100.10+0.00hold
Farther Finance Advisors, LLC180-180.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP11,29811,198-1000.000.00-0.00sell
WPG Advisers, LLC540429-1110.010.01-0.00sell
GUGGENHEIM CAPITAL LLC21,55321,074-4790.000.00-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV12,00011,500-5000.010.01-0.00sell
Costello Asset Management, INC9,3058,478-8270.060.05-0.00sell
Carnegie Lake Advisors LLC11,94510,745-1,2000.080.08-0.01sell
NBC SECURITIES, INC.9,6088,346-1,2620.010.01-0.00sell
Mariner, LLC11,47510,058-1,4170.000.00-0.00sell
PARK AVENUE SECURITIES LLC106,974105,504-1,4700.020.02+0.00sell
PNC FINANCIAL SERVICES GROUP, INC.6,2744,774-1,5000.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC210,009208,370-1,6390.170.18+0.02sell
Clear Creek Financial Management, LLC46,60044,800-1,8000.070.07-0.01sell
Cetera Investment Advisers29,21427,246-1,9680.000.00-0.00sell
Roundview Capital LLC21,44119,273-2,1680.020.02-0.00sell
Heritage Wealth Management, Inc.22,15819,856-2,3020.120.10-0.02sell
COMERICA BANK4,0991,758-2,3410.000.00-0.00sell
Bank Julius Baer & Co. Ltd, Zurich2,5000-2,5000.000.00-0.00sell
OSAIC HOLDINGS, INC.39,61137,044-2,5670.000.00-0.00sell
STIFEL FINANCIAL CORP41,80939,124-2,6850.000.00-0.00sell
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