| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 5,645,506 | 6,202,504 | +556,998 | 2.05 | 2.16 | +0.12 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,084,819 | 4,084,819 | 0 | 2.33 | 2.38 | +0.05 | hold |
| MACKAY SHIELDS LLC | 676,639 | 1,355,430 | +678,791 | 0.24 | 0.45 | +0.22 | buy |
| GUGGENHEIM CAPITAL LLC | 840,945 | 1,004,610 | +163,665 | 0.08 | 0.09 | +0.01 | buy |
| Pathstone Holdings, LLC | 1,014,905 | 993,323 | -21,582 | 0.07 | 0.06 | -0.01 | sell |
| Bramshill Investments, LLC | 1,706,339 | 892,809 | -813,530 | 2.00 | 1.27 | -0.73 | sell |
| BANK OF AMERICA CORP /DE/ | 804,395 | 800,015 | -4,380 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 850,647 | 660,856 | -189,791 | 0.03 | 0.02 | -0.01 | sell |
| MORGAN STANLEY | 423,662 | 482,346 | +58,684 | 0.00 | 0.00 | +0.00 | buy |
| Allianz Asset Management GmbH | 167,840 | 458,140 | +290,300 | 0.00 | 0.01 | +0.01 | buy |
| Advisors Asset Management, Inc. | 477,083 | 451,044 | -26,039 | 0.12 | 0.10 | -0.01 | sell |
| VAN ECK ASSOCIATES CORP | 392,215 | 411,409 | +19,194 | 0.01 | 0.01 | -0.00 | buy |
| Logan Stone Capital, LLC | 461,499 | 394,431 | -67,068 | 1.11 | 1.02 | -0.09 | sell |
| Penserra Capital Management LLC | 0 | 388,323 | +388,323 | 0.00 | 0.06 | +0.06 | buy |
| AQR Arbitrage LLC | 409,555 | 378,300 | -31,255 | 0.20 | 0.16 | -0.04 | sell |
| SIT INVESTMENT ASSOCIATES INC | 360,667 | 376,767 | +16,100 | 0.11 | 0.10 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 311,037 | 345,389 | +34,352 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 258,858 | 258,858 | 0 | 1.10 | 1.07 | -0.03 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 234,392 | 253,389 | +18,997 | 0.00 | 0.00 | -0.00 | buy |
| Compass Financial Group, INC/SD | 170,749 | 225,522 | +54,773 | 0.54 | 0.63 | +0.10 | buy |
| Saba Capital Management, L.P. | 619,516 | 193,210 | -426,306 | 0.18 | 0.05 | -0.13 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 195,924 | 188,334 | -7,590 | 2.11 | 1.64 | -0.47 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 92,330 | 156,830 | +64,500 | 0.00 | 0.00 | +0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 129,817 | 140,030 | +10,213 | 0.03 | 0.03 | -0.00 | buy |
| ROYAL BANK OF CANADA | 192,288 | 127,456 | -64,832 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 125,800 | 126,000 | +200 | 0.06 | 0.04 | -0.02 | buy |
| Bank of New York Mellon Corp | 115,806 | 116,295 | +489 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 109,366 | 98,633 | -10,733 | 0.00 | 0.00 | +0.00 | sell |
| LPL Financial LLC | 81,716 | 96,292 | +14,576 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 92,291 | 91,565 | -726 | 0.02 | 0.01 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 35,666 | 73,266 | +37,600 | 0.02 | 0.05 | +0.02 | buy |
| Capital Investment Advisors, LLC | 71,820 | 71,820 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Baird Financial Group, Inc. | 62,909 | 70,903 | +7,994 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 77,943 | 66,232 | -11,711 | 0.00 | 0.00 | -0.00 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 62,790 | 59,072 | -3,718 | 0.05 | 0.05 | -0.01 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 54,127 | 54,127 | 0 | 0.06 | 0.06 | -0.00 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 88,664 | 53,528 | -35,136 | 0.09 | 0.06 | -0.04 | sell |
| Cambridge Investment Research Advisors, Inc. | 54,178 | 50,166 | -4,012 | 0.00 | 0.00 | -0.00 | sell |
| RIVERBRIDGE PARTNERS LLC | 50,663 | 49,688 | -975 | 0.01 | 0.01 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 49,176 | 49,176 | 0 | 0.05 | 0.04 | -0.01 | hold |
| NINE MASTS CAPITAL Ltd | 0 | 47,342 | +47,342 | 0.00 | 0.15 | +0.15 | buy |
| ProVise Management Group, LLC | 44,857 | 43,647 | -1,210 | 0.05 | 0.05 | +0.00 | sell |
| Rockefeller Capital Management L.P. | 37,710 | 37,817 | +107 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 72,230 | 36,861 | -35,369 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 35,447 | 35,447 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STIFEL FINANCIAL CORP | 31,689 | 35,298 | +3,609 | 0.00 | 0.00 | +0.00 | buy |
| Wellspring Financial Advisors, LLC | 34,300 | 35,250 | +950 | 0.10 | 0.07 | -0.03 | buy |
| Palogic Value Management, L.P. | 18,765 | 33,394 | +14,629 | 0.10 | 0.17 | +0.08 | buy |
| OPPENHEIMER & CO INC | 27,556 | 31,556 | +4,000 | 0.01 | 0.01 | +0.00 | buy |
| Cetera Investment Advisers | 14,056 | 29,090 | +15,034 | 0.00 | 0.00 | -0.00 | buy |
| TBH Global Asset Management, LLC | 27,805 | 27,208 | -597 | 0.07 | 0.07 | -0.00 | sell |
| Garden State Investment Advisory Services LLC | 26,122 | 26,122 | 0 | 0.13 | 0.11 | -0.01 | hold |
| ALLIANCEBERNSTEIN L.P. | 24,908 | 24,908 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ENCOMPASS WEALTH ADVISORS, LLC | 24,694 | 24,694 | 0 | 0.09 | 0.08 | -0.01 | hold |
| TOTAL INVESTMENT MANAGEMENT INC | 24,447 | 24,651 | +204 | 0.04 | 0.03 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 38,904 | 24,278 | -14,626 | 0.00 | 0.00 | -0.00 | sell |
| Fortitude Advisory Group L.L.C. | 21,847 | 23,124 | +1,277 | 0.16 | 0.16 | -0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 18,461 | 20,602 | +2,141 | 0.02 | 0.02 | -0.00 | buy |
| Avior Wealth Management, LLC | 0 | 17,972 | +17,972 | 0.00 | 0.01 | +0.01 | buy |
| NOMURA HOLDINGS INC | 16,655 | 16,200 | -455 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 21,824 | 15,890 | -5,934 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 15,845 | 15,404 | -441 | 0.00 | 0.00 | -0.00 | sell |
| Summit Trail Advisors, LLC | 17,349 | 15,257 | -2,092 | 0.01 | 0.00 | -0.00 | sell |
| Round Rock Advisors, LLC | 17,356 | 14,856 | -2,500 | 0.05 | 0.04 | -0.01 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 13,899 | 14,642 | +743 | 0.14 | 0.14 | +0.00 | buy |
| U.S. Capital Wealth Advisors, LLC | 18,811 | 14,515 | -4,296 | 0.01 | 0.01 | -0.00 | sell |
| Aviance Capital Partners, LLC | 14,182 | 14,449 | +267 | 0.04 | 0.03 | -0.01 | buy |
| NewEdge Advisors, LLC | 1,149 | 14,282 | +13,133 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 14,079 | 14,079 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ironsides Asset Advisors, LLC | 13,473 | 14,051 | +578 | 0.07 | 0.06 | -0.01 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 16,291 | 12,369 | -3,922 | 0.02 | 0.01 | -0.00 | sell |
| SFMG, LLC | 12,093 | 12,093 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 12,016 | 12,016 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 8,797 | 10,962 | +2,165 | 0.01 | 0.01 | +0.00 | buy |
| NWF Advisory Services Inc. | 0 | 10,816 | +10,816 | 0.00 | 0.02 | +0.02 | buy |
| FIRST TRUST ADVISORS LP | 21,305 | 10,331 | -10,974 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 0 | 10,327 | +10,327 | 0.00 | 0.03 | +0.03 | buy |
| Steward Partners Investment Advisory, LLC | 8,353 | 7,903 | -450 | 0.00 | 0.00 | -0.00 | sell |
| Spire Wealth Management | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UMB Bank, n.a. | 3,765 | 2,859 | -906 | 0.00 | 0.00 | -0.00 | sell |
| Hexagon Capital Partners LLC | 2,200 | 2,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PRIVATE TRUST CO NA | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 1,661 | 1,661 | 0 | 0.01 | 0.01 | -0.00 | hold |
| FNY Investment Advisers, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.01 | +0.01 | buy |
| CWM, LLC | 792 | 842 | +50 | 0.00 | 0.00 | +0.00 | buy |
| Anchor Investment Management, LLC | 740 | 740 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 0 | 700 | +700 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 625 | 625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 464 | 335 | -129 | 0.00 | 0.00 | -0.00 | sell |
| Tortoise Investment Management, LLC | 209 | 211 | +2 | 0.00 | 0.00 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 196 | 196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EverSource Wealth Advisors, LLC | 0 | 54 | +54 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 920 | 0 | -920 | 0.00 | 0.00 | -0.00 | sell |
| WEBSTER BANK, N. A. | 669 | 0 | -669 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3,540 | 0 | -3,540 | 0.00 | 0.00 | -0.00 | sell |
| Equitable Holdings, Inc. | 10,878 | 0 | -10,878 | 0.00 | 0.00 | -0.00 | sell |
| AdvisorNet Financial, Inc | 665 | 0 | -665 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 11,142 | 0 | -11,142 | 0.01 | 0.00 | -0.01 | sell |
| Advisory Services Network, LLC | 5,440 | 0 | -5,440 | 0.00 | 0.00 | -0.00 | sell |
| GeoWealth Management, LLC | 17,780 | 0 | -17,780 | 0.02 | 0.00 | -0.02 | sell |