| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 955,558 | 1,104,504 | +148,946 | 0.50 | 0.58 | +0.07 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 129,465 | 246,775 | +117,310 | 0.15 | 0.31 | +0.16 | buy |
| Rareview Capital LLC | 42,650 | 123,872 | +81,222 | 0.39 | 0.92 | +0.53 | buy |
| MACKAY SHIELDS LLC | 1,919,567 | 1,979,686 | +60,119 | 0.66 | 0.75 | +0.09 | buy |
| Advisors Asset Management, Inc. | 528,557 | 479,057 | +49,500 | 0.11 | 0.11 | 0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 1,085,521 | 1,067,491 | +18,030 | 0.11 | 0.12 | 0.00 | sell |
| Ackerman Capital Advisors, LLC | 64,833 | 77,996 | +13,163 | 0.20 | 0.24 | +0.04 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 276,573 | 289,263 | +12,690 | 1.30 | 1.38 | +0.08 | buy |
| COHEN & STEERS, INC. | 100,447 | 110,447 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 44,233 | 53,312 | +9,079 | 0.01 | 0.01 | +0.00 | buy |
| WESBANCO BANK INC | 22,635 | 26,498 | +3,863 | 0.01 | 0.01 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 92,500 | 94,803 | +2,303 | 0.01 | 0.01 | +0.00 | buy |
| Aviance Capital Partners, LLC | 15,831 | 17,775 | +1,944 | 0.03 | 0.03 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 17,212 | 18,564 | +1,352 | 0.16 | 0.17 | +0.01 | buy |
| Avior Wealth Management, LLC | 21,974 | 23,220 | +1,246 | 0.01 | 0.01 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 15,643 | 16,313 | +670 | 0.01 | 0.01 | -0.00 | buy |
| Capital Investment Advisors, LLC | 60,542 | 61,020 | +478 | 0.01 | 0.01 | -0.00 | buy |
| TOTAL INVESTMENT MANAGEMENT INC | 25,374 | 25,535 | +161 | 0.04 | 0.04 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 188,432 | 188,440 | +8 | 1.47 | 1.49 | +0.02 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 61,177 | 60,691 | -486 | 0.04 | 0.04 | -0.00 | sell |
| Permanent Capital Management, LP | 13,064 | 11,847 | -1,217 | 0.05 | 0.04 | -0.01 | sell |
| Compass Financial Group, INC/SD | 211,638 | 210,090 | -1,548 | 0.47 | 0.47 | -0.00 | sell |
| ProVise Management Group, LLC | 29,386 | 26,695 | -2,691 | 0.03 | 0.03 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 331,704 | 308,396 | -23,308 | 0.09 | 0.08 | -0.00 | sell |
| Fiera Capital Corp | 453,452 | 427,875 | -25,577 | 0.02 | 0.02 | +0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 50,659 | 16,388 | -34,271 | 0.04 | 0.01 | -0.03 | sell |
| Karpus Management, Inc. | 7,494,174 | 7,446,755 | -47,419 | 2.59 | 2.83 | +0.25 | sell |
| AQR Arbitrage LLC | 119,252 | 42,896 | -76,356 | 0.03 | 0.01 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,122,509 | 4,040,146 | -82,363 | 2.31 | 2.52 | +0.20 | sell |
| Logan Stone Capital, LLC | 277,908 | 173,759 | -104,149 | 1.09 | 0.95 | -0.14 | sell |