| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 6,202,504 | 7,409,957 | +1,207,453 | 2.16 | 2.52 | +0.36 | buy |
| MACKAY SHIELDS LLC | 1,355,430 | 1,795,430 | +440,000 | 0.45 | 0.66 | +0.21 | buy |
| Hennion & Walsh Asset Management, Inc. | 73,266 | 292,156 | +218,890 | 0.05 | 0.18 | +0.13 | buy |
| GUGGENHEIM CAPITAL LLC | 1,004,610 | 1,064,548 | +59,938 | 0.09 | 0.10 | 0.00 | buy |
| COHEN & STEERS, INC. | 35,447 | 80,447 | +45,000 | 0.00 | 0.00 | +0.00 | buy |
| Ackerman Capital Advisors, LLC | 10,327 | 49,705 | +39,378 | 0.03 | 0.16 | +0.12 | buy |
| Advisors Asset Management, Inc. | 451,044 | 483,879 | +32,835 | 0.11 | 0.12 | 0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 258,858 | 269,467 | +10,609 | 1.07 | 1.17 | +0.10 | buy |
| Penserra Capital Management LLC | 388,323 | 397,152 | +8,829 | 0.06 | 0.06 | +0.00 | buy |
| Wellspring Financial Advisors, LLC | 35,250 | 43,210 | +7,960 | 0.07 | 0.07 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 59,072 | 64,319 | +5,247 | 0.05 | 0.05 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 14,642 | 16,987 | +2,345 | 0.14 | 0.16 | +0.02 | buy |
| Aviance Capital Partners, LLC | 14,449 | 14,790 | +341 | 0.03 | 0.03 | -0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 49,688 | 49,997 | +309 | 0.01 | 0.01 | +0.00 | buy |
| NINE MASTS CAPITAL Ltd | 47,342 | 47,606 | +264 | 0.15 | 0.17 | +0.02 | buy |
| TOTAL INVESTMENT MANAGEMENT INC | 24,651 | 24,863 | +212 | 0.03 | 0.04 | +0.01 | buy |
| PARK AVENUE SECURITIES LLC | 91,565 | 91,730 | +165 | 0.01 | 0.01 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 188,334 | 188,409 | +75 | 1.64 | 1.59 | -0.05 | buy |
| Tortoise Investment Management, LLC | 211 | 214 | +3 | 0.00 | 0.00 | -0.00 | buy |
| U.S. Capital Wealth Advisors, LLC | 14,515 | 14,251 | -264 | 0.01 | 0.01 | -0.00 | sell |
| NWF Advisory Services Inc. | 10,816 | 10,491 | -325 | 0.02 | 0.02 | -0.00 | sell |
| ProVise Management Group, LLC | 43,647 | 43,261 | -386 | 0.05 | 0.04 | -0.00 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 10,962 | 10,173 | -789 | 0.01 | 0.01 | -0.00 | sell |
| Capital Investment Advisors, LLC | 71,820 | 69,671 | -2,149 | 0.02 | 0.02 | -0.00 | sell |
| SIMON QUICK ADVISORS, LLC | 20,602 | 13,646 | -6,956 | 0.02 | 0.01 | -0.01 | sell |
| Compass Financial Group, INC/SD | 225,522 | 217,630 | -7,892 | 0.63 | 0.57 | -0.06 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 53,528 | 42,309 | -11,219 | 0.06 | 0.04 | -0.01 | sell |
| SIT INVESTMENT ASSOCIATES INC | 376,767 | 355,413 | -21,354 | 0.10 | 0.10 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,084,819 | 4,062,980 | -21,839 | 2.38 | 2.32 | -0.06 | sell |
| AQR Arbitrage LLC | 378,300 | 309,302 | -68,998 | 0.16 | 0.10 | -0.06 | sell |
| Logan Stone Capital, LLC | 394,431 | 312,517 | -81,914 | 1.02 | 0.98 | -0.05 | sell |
| Fiera Capital Corp | 660,856 | 451,380 | -209,476 | 0.02 | 0.02 | -0.01 | sell |
| Bramshill Investments, LLC | 892,809 | 2,381 | -890,428 | 1.27 | 0.00 | -1.27 | sell |