| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rareview Capital LLC | 123,872 | 301,003 | +177,131 | 0.92 | 2.13 | +1.21 | buy |
| MACKAY SHIELDS LLC | 1,979,686 | 2,126,547 | +146,861 | 0.75 | 0.76 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,040,146 | 4,123,858 | +83,712 | 2.52 | 2.55 | +0.04 | buy |
| Advisors Asset Management, Inc. | 479,057 | 529,834 | +50,777 | 0.11 | 0.11 | 0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 289,263 | 310,361 | +21,098 | 1.38 | 1.46 | +0.08 | buy |
| Dakota Wealth Management | 133,200 | 147,900 | +14,700 | 0.04 | 0.03 | -0.00 | buy |
| Wellspring Financial Advisors, LLC | 36,850 | 51,464 | +14,614 | 0.05 | 0.06 | +0.01 | buy |
| COHEN & STEERS, INC. | 110,447 | 120,447 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 94,803 | 101,957 | +7,154 | 0.01 | 0.01 | -0.00 | buy |
| Atala Financial Inc | 29,908 | 36,908 | +7,000 | 0.26 | 0.29 | +0.03 | buy |
| U.S. Capital Wealth Advisors, LLC | 14,251 | 21,043 | +6,792 | 0.01 | 0.01 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,067,491 | 1,073,824 | +6,333 | 0.12 | 0.10 | 0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 18,564 | 22,273 | +3,709 | 0.17 | 0.19 | +0.02 | buy |
| Aviance Capital Partners, LLC | 17,775 | 21,408 | +3,633 | 0.03 | 0.03 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 53,312 | 56,126 | +2,814 | 0.01 | 0.01 | +0.00 | buy |
| ENCOMPASS WEALTH ADVISORS, LLC | 26,894 | 29,194 | +2,300 | 0.13 | 0.12 | -0.01 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 16,653 | 17,272 | +619 | 0.00 | 0.00 | +0.00 | buy |
| TOTAL INVESTMENT MANAGEMENT INC | 25,535 | 25,795 | +260 | 0.04 | 0.04 | +0.00 | buy |
| KIM, LLC | 22,450 | 22,686 | +236 | 0.04 | 0.03 | 0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 188,440 | 188,012 | -428 | 1.49 | 1.33 | -0.16 | sell |
| Independence Bank of Kentucky | 1,332 | 658 | -674 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 61,020 | 60,120 | -900 | 0.01 | 0.01 | -0.00 | sell |
| ProVise Management Group, LLC | 26,695 | 25,669 | -1,026 | 0.03 | 0.02 | -0.00 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 60,691 | 59,540 | -1,151 | 0.04 | 0.03 | -0.01 | sell |
| Ackerman Capital Advisors, LLC | 77,996 | 75,672 | -2,324 | 0.24 | 0.20 | -0.04 | sell |
| Fiera Capital Corp | 427,875 | 424,515 | -3,360 | 0.02 | 0.02 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 246,775 | 243,097 | -3,678 | 0.31 | 0.25 | -0.06 | sell |
| Compass Financial Group, INC/SD | 210,090 | 205,817 | -4,273 | 0.47 | 0.38 | -0.09 | sell |
| Hennion & Walsh Asset Management, Inc. | 1,104,504 | 1,088,165 | -16,339 | 0.58 | 0.49 | -0.08 | sell |
| SIT INVESTMENT ASSOCIATES INC | 308,396 | 290,680 | -17,716 | 0.08 | 0.07 | -0.02 | sell |
| Logan Stone Capital, LLC | 173,759 | 142,320 | -31,439 | 0.95 | 0.75 | -0.20 | sell |
| Karpus Management, Inc. | 7,446,755 | 7,184,055 | -262,700 | 2.83 | 2.59 | -0.24 | sell |