| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 0 | 208,549 | +208,549 | 0.00 | 0.01 | +0.01 | buy |
| Rareview Capital LLC | 123,872 | 301,003 | +177,131 | 0.92 | 2.13 | +1.21 | buy |
| MACKAY SHIELDS LLC | 1,979,686 | 2,126,547 | +146,861 | 0.75 | 0.76 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 2,697 | 90,522 | +87,825 | 0.00 | 0.02 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,040,146 | 4,123,858 | +83,712 | 2.52 | 2.55 | +0.04 | buy |
| BANK OF AMERICA CORP /DE/ | 759,132 | 822,170 | +63,038 | 0.00 | 0.00 | -0.00 | buy |
| Advisors Asset Management, Inc. | 479,057 | 529,834 | +50,777 | 0.11 | 0.11 | +0.00 | buy |
| Invesco Ltd. | 123,792 | 172,436 | +48,644 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 0 | 43,988 | +43,988 | 0.00 | 0.03 | +0.03 | buy |
| MORGAN STANLEY | 703,647 | 746,918 | +43,271 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 10,036 | 32,536 | +22,500 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 289,263 | 310,361 | +21,098 | 1.38 | 1.46 | +0.08 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 20,271 | +20,271 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 18,099 | +18,099 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 133,200 | 147,900 | +14,700 | 0.04 | 0.03 | -0.00 | buy |
| Wellspring Financial Advisors, LLC | 36,850 | 51,464 | +14,614 | 0.05 | 0.06 | +0.01 | buy |
| River Street Advisors LLC | 0 | 13,921 | +13,921 | 0.00 | 0.07 | +0.07 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 13,637 | +13,637 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 38,193 | 51,136 | +12,943 | 0.00 | 0.00 | +0.00 | buy |
| Talisman Wealth Advisors LLC | 0 | 12,106 | +12,106 | 0.00 | 0.12 | +0.12 | buy |
| HRT FINANCIAL LP | 0 | 10,492 | +10,492 | 0.00 | 0.00 | +0.00 | buy |
| World Investment Advisors | 0 | 10,249 | +10,249 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 110,447 | 120,447 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Plancorp, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 0 | 8,535 | +8,535 | 0.00 | 0.01 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 321,360 | 329,811 | +8,451 | 0.00 | 0.00 | -0.00 | buy |
| PARK AVENUE SECURITIES LLC | 94,803 | 101,957 | +7,154 | 0.01 | 0.01 | -0.00 | buy |
| Atala Financial Inc | 29,908 | 36,908 | +7,000 | 0.26 | 0.29 | +0.03 | buy |
| U.S. Capital Wealth Advisors, LLC | 14,251 | 21,043 | +6,792 | 0.01 | 0.01 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,067,491 | 1,073,824 | +6,333 | 0.12 | 0.10 | -0.02 | buy |
| RAYMOND JAMES FINANCIAL INC | 93,828 | 97,590 | +3,762 | 0.00 | 0.00 | -0.00 | buy |
| Advisory Services Network, LLC | 13,851 | 17,606 | +3,755 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 18,564 | 22,273 | +3,709 | 0.17 | 0.19 | +0.02 | buy |
| Aviance Capital Partners, LLC | 17,775 | 21,408 | +3,633 | 0.03 | 0.03 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 53,312 | 56,126 | +2,814 | 0.01 | 0.01 | +0.00 | buy |
| Private Advisor Group, LLC | 11,038 | 13,769 | +2,731 | 0.00 | 0.00 | +0.00 | buy |
| ENCOMPASS WEALTH ADVISORS, LLC | 26,894 | 29,194 | +2,300 | 0.13 | 0.12 | -0.01 | buy |
| Nuveen, LLC | 10,127 | 12,176 | +2,049 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 73,896 | 75,335 | +1,439 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 17,489 | 18,716 | +1,227 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 133,926 | 134,784 | +858 | 0.00 | 0.00 | -0.00 | buy |
| Atlantic Union Bankshares Corp | 0 | 823 | +823 | 0.00 | 0.00 | +0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 16,653 | 17,272 | +619 | 0.00 | 0.00 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 16,313 | 16,913 | +600 | 0.01 | 0.01 | -0.00 | buy |
| Summit Trail Advisors, LLC | 10,202 | 10,695 | +493 | 0.00 | 0.00 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 32,910 | 33,368 | +458 | 0.00 | 0.00 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| TOTAL INVESTMENT MANAGEMENT INC | 25,535 | 25,795 | +260 | 0.04 | 0.04 | +0.00 | buy |
| KIM, LLC | 22,450 | 22,686 | +236 | 0.04 | 0.03 | -0.02 | buy |
| OPPENHEIMER & CO INC | 28,617 | 28,773 | +156 | 0.01 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 120,580 | 120,593 | +13 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 56 | 57 | +1 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 1,175 | 1,175 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 24,908 | 24,908 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 16,388 | 16,388 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PRIVATE TRUST CO NA | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 700 | 700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Essex Financial Services, Inc. | 11,500 | 11,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 437 | 437 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SFMG, LLC | 12,093 | 12,093 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Allianz Asset Management GmbH | 458,140 | 458,140 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 1,661 | 1,661 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Anchor Investment Management, LLC | 740 | 740 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EverSource Wealth Advisors, LLC | 54 | 54 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 10,436 | 10,436 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 1,000 | 1,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Scarborough Advisors, LLC | 35,000 | 35,000 | 0 | 0.06 | 0.08 | +0.02 | hold |
| Spire Wealth Management | 4,000 | 4,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Empirical Asset Management, LLC | 14,856 | 14,856 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Fortitude Advisory Group L.L.C. | 23,124 | 23,124 | 0 | 0.18 | 0.15 | -0.04 | hold |
| INSIGNEO ADVISORY SERVICES, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Garden State Investment Advisory Services LLC | 34,122 | 34,122 | 0 | 0.13 | 0.10 | -0.02 | hold |
| Hilltop National Bank | 3,977 | 3,977 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Everstar Asset Management, LLC | 23,400 | 23,400 | 0 | 0.13 | 0.16 | +0.03 | hold |
| Uniting Wealth Partners, LLC | 35,886 | 35,886 | 0 | 0.21 | 0.16 | -0.06 | hold |
| US BANCORP \DE\ | 2,900 | 2,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 196 | 196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WESBANCO BANK INC | 26,498 | 26,498 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TRUIST FINANCIAL CORP | 11,814 | 11,814 | 0 | 0.00 | 0.00 | -0.00 | hold |
| M&T BANK CORP | 10,900 | 10,870 | -30 | 0.00 | 0.00 | -0.00 | sell |
| Geneos Wealth Management Inc. | 4,657 | 4,573 | -84 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 41,001 | 40,916 | -85 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 116 | 0 | -116 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 32,543 | 32,346 | -197 | 0.00 | 0.00 | -0.00 | sell |
| WPG Advisers, LLC | 594 | 376 | -218 | 0.01 | 0.00 | -0.00 | sell |
| COLDSTREAM CAPITAL MANAGEMENT INC | 319 | 0 | -319 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 17,296 | 16,974 | -322 | 0.00 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 14,410 | 14,048 | -362 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 188,440 | 188,012 | -428 | 1.49 | 1.33 | -0.16 | sell |
| Baird Financial Group, Inc. | 77,512 | 77,039 | -473 | 0.00 | 0.00 | -0.00 | sell |
| Independence Bank of Kentucky | 1,332 | 658 | -674 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 799 | 0 | -799 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 266,193 | 265,371 | -822 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 61,020 | 60,120 | -900 | 0.01 | 0.01 | -0.00 | sell |
| ProVise Management Group, LLC | 26,695 | 25,669 | -1,026 | 0.03 | 0.02 | -0.00 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 60,691 | 59,540 | -1,151 | 0.04 | 0.03 | -0.01 | sell |
| Hexagon Capital Partners LLC | 2,200 | 0 | -2,200 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 77,996 | 75,672 | -2,324 | 0.24 | 0.20 | -0.04 | sell |
| HighTower Advisors, LLC | 51,470 | 49,135 | -2,335 | 0.00 | 0.00 | -0.00 | sell |