| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 20,033,393 | 19,816,954 | -216,439 | 7.05 | 6.78 | -0.27 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 12,505,825 | 11,987,371 | -518,454 | 7.05 | 6.78 | -0.27 | sell |
| MORGAN STANLEY | 5,294,709 | 5,960,341 | +665,632 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 3,911,221 | 3,677,624 | -233,597 | 0.18 | 0.13 | -0.05 | sell |
| Hennion & Walsh Asset Management, Inc. | 2,692,857 | 2,310,272 | -382,585 | 1.02 | 0.78 | -0.24 | sell |
| GUGGENHEIM CAPITAL LLC | 1,868,644 | 2,284,429 | +415,785 | 0.17 | 0.18 | +0.01 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 2,066,476 | 2,066,476 | 0 | 10.84 | 10.86 | +0.02 | hold |
| MACKAY SHIELDS LLC | 1,982,355 | 1,982,355 | 0 | 0.82 | 0.79 | -0.03 | hold |
| BANK OF AMERICA CORP /DE/ | 1,807,154 | 1,809,830 | +2,676 | 0.00 | 0.00 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 1,298,084 | 1,384,845 | +86,761 | 0.01 | 0.01 | -0.00 | buy |
| TORONTO DOMINION BANK | 1,428,374 | 1,383,852 | -44,522 | 0.03 | 0.03 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 1,102,849 | 1,263,752 | +160,903 | 0.02 | 0.02 | +0.00 | buy |
| Advisors Asset Management, Inc. | 1,236,235 | 1,231,476 | -4,759 | 0.23 | 0.22 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 1,021,359 | 1,149,124 | +127,765 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 981,426 | 1,065,866 | +84,440 | 0.00 | 0.00 | -0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,065,038 | 994,190 | -70,848 | 0.24 | 0.22 | -0.02 | sell |
| UBS Group AG | 382,902 | 989,613 | +606,711 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 572,536 | 565,710 | -6,826 | 0.00 | 0.00 | -0.00 | sell |
| Rareview Capital LLC | 606,318 | 548,051 | -58,267 | 3.98 | 3.43 | -0.55 | sell |
| Dakota Wealth Management | 520,267 | 521,667 | +1,400 | 0.13 | 0.12 | -0.01 | buy |
| STIFEL FINANCIAL CORP | 476,797 | 498,348 | +21,551 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 453,034 | 453,034 | 0 | 0.37 | 0.32 | -0.05 | hold |
| ROYAL BANK OF CANADA | 396,333 | 393,906 | -2,427 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 244,009 | 373,213 | +129,204 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 382,553 | 362,781 | -19,772 | 2.48 | 2.33 | -0.15 | sell |
| Atala Financial Inc | 358,833 | 356,455 | -2,378 | 2.74 | 2.58 | -0.17 | sell |
| AMERIPRISE FINANCIAL INC | 259,521 | 348,737 | +89,216 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 326,160 | 326,160 | 0 | 0.18 | 0.20 | +0.02 | hold |
| Invesco Ltd. | 381,241 | 306,323 | -74,918 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 307,673 | 304,305 | -3,368 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 238,931 | 272,919 | +33,988 | 0.00 | 0.00 | +0.00 | buy |
| Callahan Advisors, LLC | 236,644 | 236,644 | 0 | 0.22 | 0.21 | -0.01 | hold |
| CARY STREET PARTNERS FINANCIAL LLC | 202,218 | 231,404 | +29,186 | 0.06 | 0.06 | +0.00 | buy |
| Bank of New York Mellon Corp | 251,989 | 226,589 | -25,400 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 243,007 | 221,407 | -21,600 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 322,991 | 213,883 | -109,108 | 0.01 | 0.01 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 146,110 | 185,492 | +39,382 | 0.01 | 0.01 | +0.00 | buy |
| NewEdge Advisors, LLC | 179,952 | 178,396 | -1,556 | 0.01 | 0.01 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 110,834 | 174,963 | +64,129 | 0.00 | 0.00 | +0.00 | buy |
| LM Advisors LLC | 1,765 | 154,456 | +152,691 | 2.47 | 0.21 | -2.26 | buy |
| Compass Financial Group, INC/SD | 225,021 | 150,350 | -74,671 | 0.36 | 0.21 | -0.15 | sell |
| Allegheny Financial Group | 155,479 | 147,691 | -7,788 | 0.24 | 0.19 | -0.05 | sell |
| Capital Investment Advisors, LLC | 143,073 | 142,137 | -936 | 0.02 | 0.02 | -0.00 | sell |
| OPPENHEIMER & CO INC | 140,486 | 138,302 | -2,184 | 0.02 | 0.02 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 140,098 | 133,698 | -6,400 | 0.00 | 0.00 | -0.00 | sell |
| Wakefield Asset Management LLLP | 323,583 | 132,005 | -191,578 | 0.97 | 0.35 | -0.61 | sell |
| Cambridge Investment Research Advisors, Inc. | 127,592 | 131,503 | +3,911 | 0.00 | 0.00 | -0.00 | buy |
| TRUIST FINANCIAL CORP | 60,583 | 127,659 | +67,076 | 0.00 | 0.00 | +0.00 | buy |
| Peak Asset Management, LLC | 0 | 127,261 | +127,261 | 0.00 | 0.22 | +0.22 | buy |
| RIVERBRIDGE PARTNERS LLC | 115,874 | 112,138 | -3,736 | 0.03 | 0.04 | +0.01 | sell |
| JANE STREET GROUP, LLC | 54,150 | 107,712 | +53,562 | 0.00 | 0.00 | +0.00 | buy |
| 1607 Capital Partners, LLC | 179,333 | 106,017 | -73,316 | 0.15 | 0.11 | -0.04 | sell |
| Wellspring Financial Advisors, LLC | 100,062 | 105,262 | +5,200 | 0.08 | 0.08 | -0.00 | buy |
| Fortitude Advisory Group L.L.C. | 105,020 | 105,020 | 0 | 0.53 | 0.48 | -0.06 | hold |
| Mathes Company, Inc. | 101,298 | 101,298 | 0 | 0.42 | 0.37 | -0.04 | hold |
| Allworth Financial LP | 94,012 | 93,612 | -400 | 0.00 | 0.00 | +0.00 | sell |
| Summit Trail Advisors, LLC | 191,652 | 92,929 | -98,723 | 0.03 | 0.01 | -0.02 | sell |
| Steward Partners Investment Advisory, LLC | 37,936 | 90,888 | +52,952 | 0.00 | 0.01 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 86,578 | +86,578 | 0.00 | 0.32 | +0.32 | buy |
| Baird Financial Group, Inc. | 57,418 | 85,037 | +27,619 | 0.00 | 0.00 | +0.00 | buy |
| Mutual Advisors, LLC | 82,168 | 82,981 | +813 | 0.02 | 0.02 | -0.00 | buy |
| Kestra Advisory Services, LLC | 51,093 | 79,173 | +28,080 | 0.00 | 0.00 | +0.00 | buy |
| Scarborough Advisors, LLC | 73,780 | 76,710 | +2,930 | 0.09 | 0.10 | +0.01 | buy |
| HighTower Advisors, LLC | 107,451 | 76,276 | -31,175 | 0.00 | 0.00 | -0.00 | sell |
| Verdence Capital Advisors LLC | 74,259 | 75,194 | +935 | 0.05 | 0.05 | -0.00 | buy |
| Pettinga Financial Advisors LLC | 60,915 | 73,558 | +12,643 | 0.13 | 0.14 | +0.01 | buy |
| CITADEL ADVISORS LLC | 0 | 70,229 | +70,229 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 69,000 | +69,000 | 0.00 | 0.00 | +0.00 | buy |
| Indiana Trust & Investment Management Co | 68,000 | 68,000 | 0 | 0.24 | 0.22 | -0.02 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 64,983 | 64,706 | -277 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 13,626 | 63,137 | +49,511 | 0.00 | 0.00 | +0.00 | buy |
| Curi Capital, LLC | 60,199 | 60,199 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Uniting Wealth Partners, LLC | 56,465 | 56,482 | +17 | 0.14 | 0.14 | +0.00 | buy |
| FIFTH THIRD BANCORP | 66,387 | 55,276 | -11,111 | 0.00 | 0.00 | -0.00 | sell |
| Melone Private Wealth, LLC | 117,683 | 55,060 | -62,623 | 0.54 | 0.25 | -0.29 | sell |
| Nuveen, LLC | 54,947 | 54,947 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PETRA FINANCIAL ADVISORS INC | 42,250 | 54,828 | +12,578 | 0.29 | 0.30 | +0.01 | buy |
| &PARTNERS | 47,714 | 54,778 | +7,064 | 0.00 | 0.00 | +0.00 | buy |
| Balefire, LLC | 38,811 | 52,345 | +13,534 | 0.08 | 0.10 | +0.02 | buy |
| WESBANCO BANK INC | 51,537 | 51,537 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Ackerman Capital Advisors, LLC | 73,106 | 51,444 | -21,662 | 0.17 | 0.12 | -0.05 | sell |
| River Street Advisors LLC | 50,618 | 50,618 | 0 | 0.19 | 0.18 | -0.02 | hold |
| Tyche Wealth Partners LLC | 49,620 | 49,786 | +166 | 0.09 | 0.08 | -0.00 | buy |
| BTG Pactual Asset Management US LLC | 51,554 | 49,692 | -1,862 | 0.06 | 0.04 | -0.01 | sell |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 48,079 | 48,961 | +882 | 0.01 | 0.01 | -0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 24,028 | 47,418 | +23,390 | 0.01 | 0.02 | +0.01 | buy |
| CHOREO, LLC | 42,847 | 47,254 | +4,407 | 0.01 | 0.01 | +0.00 | buy |
| Palogic Value Management, L.P. | 75,497 | 45,210 | -30,287 | 0.37 | 0.19 | -0.18 | sell |
| Clare Market Investments LLC | 42,100 | 42,115 | +15 | 0.10 | 0.09 | -0.01 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 49,465 | 41,274 | -8,191 | 0.02 | 0.02 | -0.01 | sell |
| Canvas Wealth Advisors, LLC | 40,204 | 40,827 | +623 | 0.08 | 0.07 | -0.01 | buy |
| WHITEBOX ADVISORS LLC | 39,677 | 39,677 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Equitable Holdings, Inc. | 38,115 | 38,283 | +168 | 0.00 | 0.00 | -0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 27,264 | 37,816 | +10,552 | 0.20 | 0.31 | +0.11 | buy |
| Great Lakes Retirement, Inc. | 36,793 | 37,365 | +572 | 0.04 | 0.04 | -0.00 | buy |
| Merit Financial Group, LLC | 35,092 | 36,097 | +1,005 | 0.00 | 0.00 | -0.00 | buy |
| Sowell Financial Services LLC | 35,149 | 35,161 | +12 | 0.01 | 0.01 | -0.00 | buy |
| Concurrent Investment Advisors, LLC | 26,861 | 34,816 | +7,955 | 0.00 | 0.00 | +0.00 | buy |
| Garden State Investment Advisory Services LLC | 34,122 | 34,122 | 0 | 0.09 | 0.08 | -0.01 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 74,530 | 33,214 | -41,316 | 0.01 | 0.00 | -0.00 | sell |