| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,154,047 | 3,858,836 | +1,704,789 | 1.25 | 2.06 | +0.81 | buy |
| Karpus Management, Inc. | 4,020,799 | 4,698,267 | +677,468 | 1.47 | 1.63 | +0.16 | buy |
| AQR Arbitrage LLC | 202,892 | 385,057 | +182,165 | 0.10 | 0.18 | +0.08 | buy |
| Bramshill Investments, LLC | 1,308,781 | 1,433,790 | +125,009 | 1.38 | 1.72 | +0.33 | buy |
| Logan Stone Capital, LLC | 347,053 | 448,069 | +101,016 | 1.37 | 1.26 | -0.10 | buy |
| GUGGENHEIM CAPITAL LLC | 705,596 | 764,761 | +59,165 | 0.07 | 0.07 | 0.00 | buy |
| Advisors Asset Management, Inc. | 458,486 | 496,665 | +38,179 | 0.11 | 0.11 | 0.00 | buy |
| Fiera Capital Corp | 767,137 | 785,197 | +18,060 | 0.03 | 0.03 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 79,118 | 88,750 | +9,632 | 0.01 | 0.01 | -0.00 | buy |
| Wellspring Financial Advisors, LLC | 25,000 | 34,300 | +9,300 | 0.08 | 0.10 | +0.02 | buy |
| Dakota Wealth Management | 84,039 | 90,639 | +6,600 | 0.05 | 0.04 | -0.00 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 10,223 | 15,063 | +4,840 | 0.01 | 0.01 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 46,420 | 50,126 | +3,706 | 0.01 | 0.01 | +0.00 | buy |
| Garden State Investment Advisory Services LLC | 22,422 | 26,122 | +3,700 | 0.12 | 0.13 | +0.01 | buy |
| Aviance Capital Partners, LLC | 13,854 | 15,950 | +2,096 | 0.03 | 0.04 | +0.00 | buy |
| Compass Financial Group, INC/SD | 213,518 | 214,626 | +1,108 | 0.74 | 0.66 | -0.08 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 13,571 | 14,155 | +584 | 0.14 | 0.13 | -0.01 | buy |
| TOTAL INVESTMENT MANAGEMENT INC | 24,155 | 24,295 | +140 | 0.04 | 0.04 | -0.00 | buy |
| Tortoise Investment Management, LLC | 204 | 206 | +2 | 0.00 | 0.00 | -0.00 | buy |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 9,119 | 8,797 | -322 | 0.01 | 0.01 | -0.00 | sell |
| Capital Investment Advisors, LLC | 73,191 | 72,636 | -555 | 0.03 | 0.02 | -0.01 | sell |
| Round Rock Advisors, LLC | 23,093 | 22,093 | -1,000 | 0.10 | 0.09 | -0.01 | sell |
| Laird Norton Wetherby Wealth Management, LLC | 16,458 | 15,420 | -1,038 | 0.01 | 0.01 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 54,489 | 53,041 | -1,448 | 0.06 | 0.06 | -0.01 | sell |
| ProVise Management Group, LLC | 52,487 | 50,594 | -1,893 | 0.06 | 0.05 | -0.01 | sell |
| Summit Trail Advisors, LLC | 15,585 | 12,885 | -2,700 | 0.01 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 202,053 | 198,980 | -3,073 | 2.38 | 2.23 | -0.15 | sell |
| TBH Global Asset Management, LLC | 34,329 | 28,901 | -5,428 | 0.08 | 0.06 | -0.02 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 40,112 | 31,319 | -8,793 | 0.06 | 0.04 | -0.02 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 83,265 | 67,278 | -15,987 | 0.08 | 0.06 | -0.02 | sell |
| Ackerman Capital Advisors, LLC | 31,270 | 12,964 | -18,306 | 0.09 | 0.04 | -0.06 | sell |
| SIT INVESTMENT ASSOCIATES INC | 321,503 | 264,332 | -57,171 | 0.10 | 0.07 | -0.02 | sell |
| COHEN & STEERS, INC. | 151,181 | 81,181 | -70,000 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 344,844 | 233,956 | -110,888 | 1.79 | 1.09 | -0.70 | sell |
| Hennion & Walsh Asset Management, Inc. | 548,049 | 188,877 | -359,172 | 0.38 | 0.12 | -0.25 | sell |