| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 292,156 | 538,491 | +246,335 | 0.18 | 0.32 | +0.14 | buy |
| Pathstone Holdings, LLC | 999,944 | 1,170,160 | +170,216 | 0.05 | 0.07 | +0.01 | buy |
| MACKAY SHIELDS LLC | 1,795,430 | 1,921,470 | +126,040 | 0.66 | 0.67 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,062,980 | 4,129,514 | +66,534 | 2.32 | 2.52 | +0.20 | buy |
| MORGAN STANLEY | 488,588 | 548,279 | +59,691 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 269,467 | 318,914 | +49,447 | 1.17 | 1.40 | +0.23 | buy |
| GUGGENHEIM CAPITAL LLC | 1,064,548 | 1,112,948 | +48,400 | 0.09 | 0.10 | +0.01 | buy |
| Invesco Ltd. | 0 | 38,246 | +38,246 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 12,016 | 41,922 | +29,906 | 0.00 | 0.00 | +0.00 | buy |
| WESBANCO BANK INC | 0 | 22,635 | +22,635 | 0.00 | 0.01 | +0.01 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 272,684 | 293,741 | +21,057 | 0.00 | 0.00 | +0.00 | buy |
| Ackerman Capital Advisors, LLC | 49,705 | 70,640 | +20,935 | 0.16 | 0.23 | +0.07 | buy |
| COHEN & STEERS, INC. | 80,447 | 95,447 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| Catalina Capital Group, LLC | 0 | 12,872 | +12,872 | 0.00 | 0.06 | +0.06 | buy |
| Talisman Wealth Advisors LLC | 0 | 12,106 | +12,106 | 0.00 | 0.16 | +0.16 | buy |
| Cerity Partners LLC | 0 | 11,547 | +11,547 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 105,225 | 114,352 | +9,127 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 49,176 | 53,670 | +4,494 | 0.04 | 0.04 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 4,000 | +4,000 | 0.00 | 0.01 | +0.01 | buy |
| HighTower Advisors, LLC | 54,081 | 57,978 | +3,897 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 3,800 | +3,800 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 67,208 | 70,352 | +3,144 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 26,424 | 29,550 | +3,126 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 35,118 | 37,881 | +2,763 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 17,960 | 20,412 | +2,452 | 0.01 | 0.01 | +0.00 | buy |
| CHOREO, LLC | 13,527 | 15,826 | +2,299 | 0.00 | 0.00 | +0.00 | buy |
| Wellspring Financial Advisors, LLC | 43,210 | 44,810 | +1,600 | 0.07 | 0.07 | -0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 49,997 | 51,562 | +1,565 | 0.01 | 0.01 | +0.00 | buy |
| Logan Stone Capital, LLC | 312,517 | 314,050 | +1,533 | 0.98 | 0.99 | +0.01 | buy |
| Private Advisor Group, LLC | 15,325 | 16,814 | +1,489 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 14,790 | 16,249 | +1,459 | 0.03 | 0.03 | +0.00 | buy |
| OPPENHEIMER & CO INC | 32,087 | 33,543 | +1,456 | 0.01 | 0.01 | +0.00 | buy |
| BESSEMER GROUP INC | 694 | 2,123 | +1,429 | 0.00 | 0.00 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 13,646 | 14,571 | +925 | 0.01 | 0.01 | -0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 739 | +739 | 0.00 | 0.00 | +0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 140,030 | 140,505 | +475 | 0.03 | 0.03 | -0.00 | buy |
| TOTAL INVESTMENT MANAGEMENT INC | 24,863 | 25,070 | +207 | 0.04 | 0.04 | -0.00 | buy |
| Rockefeller Capital Management L.P. | 37,526 | 37,687 | +161 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 27 | 44 | +17 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 188,409 | 188,418 | +9 | 1.59 | 1.57 | -0.02 | buy |
| Kestra Advisory Services, LLC | 44,263 | 44,269 | +6 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 24,908 | 24,908 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FIRST TRUST ADVISORS LP | 10,331 | 10,331 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRIVATE TRUST CO NA | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 700 | 700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Essex Financial Services, Inc. | 11,500 | 11,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SFMG, LLC | 12,093 | 12,093 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Palogic Value Management, L.P. | 33,394 | 33,394 | 0 | 0.17 | 0.17 | -0.00 | hold |
| Allianz Asset Management GmbH | 458,140 | 458,140 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Capital Investment Advisors, LLC | 69,671 | 69,671 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 1,661 | 1,661 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Dakota Wealth Management | 126,000 | 126,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Anchor Investment Management, LLC | 740 | 740 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EverSource Wealth Advisors, LLC | 54 | 54 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 6,098 | 6,098 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TBH Global Asset Management, LLC | 27,208 | 27,208 | 0 | 0.07 | 0.08 | +0.00 | hold |
| ARBOR TRUST WEALTH ADVISORS, LLC | 13,000 | 13,000 | 0 | 0.08 | 0.08 | 0.00 | hold |
| U.S. Capital Wealth Advisors, LLC | 14,251 | 14,251 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hexagon Capital Partners LLC | 2,200 | 2,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ENCOMPASS WEALTH ADVISORS, LLC | 24,694 | 24,694 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Spire Wealth Management | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KIM, LLC | 22,450 | 22,450 | 0 | 0.03 | 0.03 | +0.01 | hold |
| Empirical Asset Management, LLC | 14,856 | 14,856 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 23,124 | 23,124 | 0 | 0.17 | 0.18 | +0.02 | hold |
| INSIGNEO ADVISORY SERVICES, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Garden State Investment Advisory Services LLC | 26,122 | 26,122 | 0 | 0.11 | 0.11 | -0.00 | hold |
| Hilltop National Bank | 3,977 | 3,977 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 223,830 | 223,830 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 10,173 | 10,173 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 355,413 | 355,413 | 0 | 0.10 | 0.10 | +0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 196 | 196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UMB Bank, n.a. | 1,838 | 1,838 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ProVise Management Group, LLC | 43,261 | 43,260 | -1 | 0.04 | 0.04 | -0.00 | sell |
| CWM, LLC | 235 | 205 | -30 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 118,794 | 118,752 | -42 | 0.00 | 0.00 | +0.00 | sell |
| Tortoise Investment Management, LLC | 214 | 0 | -214 | 0.00 | 0.00 | -0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 16,987 | 16,582 | -405 | 0.16 | 0.16 | -0.00 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 64,319 | 63,897 | -422 | 0.05 | 0.04 | -0.00 | sell |
| CULLEN/FROST BANKERS, INC. | 555 | 0 | -555 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 12,706 | 12,096 | -610 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 35,807 | 35,006 | -801 | 0.00 | 0.00 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 54,127 | 53,311 | -816 | 0.05 | 0.05 | -0.00 | sell |
| Bramshill Investments, LLC | 2,381 | 0 | -2,381 | 0.00 | 0.00 | -0.00 | sell |
| Aft, Forsyth & Sober, LLC | 2,600 | 0 | -2,600 | 0.11 | 0.00 | -0.11 | sell |
| Cambridge Investment Research Advisors, Inc. | 47,714 | 44,599 | -3,115 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 20,617 | 16,987 | -3,630 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 15,890 | 12,218 | -3,672 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 91,730 | 87,913 | -3,817 | 0.01 | 0.01 | -0.00 | sell |
| UBS Group AG | 73,738 | 68,363 | -5,375 | 0.00 | 0.00 | -0.00 | sell |
| Camelot Portfolios, LLC | 5,777 | 0 | -5,777 | 0.04 | 0.00 | -0.04 | sell |
| OSAIC HOLDINGS, INC. | 19,843 | 13,680 | -6,163 | 0.00 | 0.00 | -0.00 | sell |
| Compass Financial Group, INC/SD | 217,630 | 210,368 | -7,262 | 0.57 | 0.52 | -0.05 | sell |
| Fiera Capital Corp | 451,380 | 444,024 | -7,356 | 0.02 | 0.02 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 7,504 | 0 | -7,504 | 0.00 | 0.00 | -0.00 | sell |
| Ashton Thomas Private Wealth, LLC | 8,558 | 0 | -8,558 | 0.01 | 0.00 | -0.01 | sell |
| NWF Advisory Services Inc. | 10,491 | 0 | -10,491 | 0.02 | 0.00 | -0.02 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,201 | 0 | -11,201 | 0.00 | 0.00 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 389,242 | 375,930 | -13,312 | 0.01 | 0.01 | -0.00 | sell |
| NOMURA HOLDINGS INC | 16,200 | 0 | -16,200 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 740,658 | 719,148 | -21,510 | 0.00 | 0.00 | -0.00 | sell |