| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 7,184,055 | 7,157,298 | -26,757 | 2.59 | 2.66 | +0.07 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,123,858 | 4,142,201 | +18,343 | 2.55 | 2.77 | +0.22 | buy |
| MACKAY SHIELDS LLC | 2,126,547 | 2,166,270 | +39,723 | 0.76 | 0.87 | +0.10 | buy |
| GUGGENHEIM CAPITAL LLC | 1,073,824 | 1,197,861 | +124,037 | 0.10 | 0.10 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 1,088,165 | 1,086,706 | -1,459 | 0.49 | 0.46 | -0.03 | sell |
| Pathstone Holdings, LLC | 1,180,484 | 1,065,427 | -115,057 | 0.05 | 0.05 | -0.00 | sell |
| MORGAN STANLEY | 746,918 | 767,492 | +20,574 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 822,170 | 746,207 | -75,963 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 529,834 | 531,747 | +1,913 | 0.11 | 0.11 | -0.00 | buy |
| Allianz Asset Management GmbH | 458,140 | 458,140 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Fiera Capital Corp | 424,515 | 421,207 | -3,308 | 0.02 | 0.02 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 329,811 | 378,018 | +48,207 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 243,097 | 371,247 | +128,150 | 0.25 | 0.32 | +0.07 | buy |
| TORONTO DOMINION BANK | 208,549 | 362,749 | +154,200 | 0.01 | 0.01 | +0.00 | buy |
| Rareview Capital LLC | 301,003 | 321,905 | +20,902 | 2.13 | 2.20 | +0.07 | buy |
| SIT INVESTMENT ASSOCIATES INC | 290,680 | 301,299 | +10,619 | 0.07 | 0.07 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 265,371 | 257,226 | -8,145 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 134,784 | 241,911 | +107,127 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 172,436 | 209,749 | +37,313 | 0.00 | 0.00 | +0.00 | buy |
| Compass Financial Group, INC/SD | 205,817 | 201,018 | -4,799 | 0.38 | 0.36 | -0.02 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 188,012 | 188,024 | +12 | 1.33 | 1.30 | -0.04 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 172,564 | 172,564 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 120,447 | 150,447 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 147,900 | 147,900 | 0 | 0.03 | 0.04 | +0.00 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 264,924 | 123,549 | -141,375 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 120,593 | 118,356 | -2,237 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 310,361 | 103,765 | -206,596 | 1.46 | 0.88 | -0.58 | sell |
| PARK AVENUE SECURITIES LLC | 101,957 | 101,047 | -910 | 0.01 | 0.01 | -0.00 | sell |
| Logan Stone Capital, LLC | 142,320 | 91,968 | -50,352 | 0.75 | 0.49 | -0.26 | sell |
| RAYMOND JAMES FINANCIAL INC | 97,590 | 89,892 | -7,698 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 75,335 | 76,007 | +672 | 0.00 | 0.00 | -0.00 | buy |
| Baird Financial Group, Inc. | 77,039 | 75,502 | -1,537 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 75,672 | 69,873 | -5,799 | 0.20 | 0.17 | -0.02 | sell |
| Capital Investment Advisors, LLC | 60,120 | 59,220 | -900 | 0.01 | 0.01 | -0.00 | sell |
| NewEdge Advisors, LLC | 32,346 | 58,907 | +26,561 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 56,126 | 58,095 | +1,969 | 0.01 | 0.01 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 0 | 55,752 | +55,752 | 0.00 | 0.00 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 59,540 | 55,696 | -3,844 | 0.03 | 0.03 | -0.00 | sell |
| OPPENHEIMER & CO INC | 28,773 | 54,039 | +25,266 | 0.00 | 0.01 | +0.00 | buy |
| Wellspring Financial Advisors, LLC | 51,464 | 51,464 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 51,136 | 49,054 | -2,082 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 49,135 | 47,570 | -1,565 | 0.00 | 0.00 | -0.00 | sell |
| Verdence Capital Advisors LLC | 0 | 45,000 | +45,000 | 0.00 | 0.03 | +0.03 | buy |
| Westchester Capital Management, LLC | 43,988 | 43,988 | 0 | 0.03 | 0.03 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 33,368 | 40,642 | +7,274 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 42,517 | 39,524 | -2,993 | 0.00 | 0.00 | -0.00 | sell |
| Scarborough Advisors, LLC | 35,000 | 37,909 | +2,909 | 0.08 | 0.08 | +0.00 | buy |
| Atala Financial Inc | 36,908 | 36,908 | 0 | 0.29 | 0.27 | -0.01 | hold |
| Uniting Wealth Partners, LLC | 35,886 | 35,886 | 0 | 0.16 | 0.10 | -0.06 | hold |
| Palogic Value Management, L.P. | 34,737 | 34,737 | 0 | 0.16 | 0.17 | +0.01 | hold |
| Garden State Investment Advisory Services LLC | 34,122 | 34,122 | 0 | 0.10 | 0.10 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 32,536 | 32,536 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ENCOMPASS WEALTH ADVISORS, LLC | 29,194 | 29,194 | 0 | 0.12 | 0.12 | -0.00 | hold |
| WESBANCO BANK INC | 26,498 | 26,498 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ProVise Management Group, LLC | 25,669 | 25,669 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 24,908 | 24,908 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TOTAL INVESTMENT MANAGEMENT INC | 25,795 | 23,533 | -2,262 | 0.04 | 0.04 | -0.01 | sell |
| Everstar Asset Management, LLC | 23,400 | 23,400 | 0 | 0.16 | 0.16 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 23,124 | 23,124 | 0 | 0.15 | 0.15 | -0.00 | hold |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 22,273 | 22,952 | +679 | 0.19 | 0.19 | -0.00 | buy |
| KIM, LLC | 22,686 | 22,805 | +119 | 0.03 | 0.03 | +0.00 | buy |
| TBH Global Asset Management, LLC | 0 | 21,608 | +21,608 | 0.00 | 0.05 | +0.05 | buy |
| U.S. Capital Wealth Advisors, LLC | 21,043 | 21,043 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 20,271 | 20,271 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OSAIC HOLDINGS, INC. | 18,716 | 19,346 | +630 | 0.00 | 0.00 | -0.00 | buy |
| Aviance Capital Partners, LLC | 21,408 | 19,336 | -2,072 | 0.03 | 0.03 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 40,916 | 18,931 | -21,985 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 16,974 | 18,294 | +1,320 | 0.00 | 0.00 | -0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 17,272 | 16,797 | -475 | 0.00 | 0.00 | +0.00 | sell |
| Mariner, LLC | 18,099 | 16,506 | -1,593 | 0.00 | 0.00 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 16,388 | 15,572 | -816 | 0.01 | 0.01 | -0.00 | sell |
| Nuveen, LLC | 12,176 | 15,526 | +3,350 | 0.00 | 0.00 | +0.00 | buy |
| Empirical Asset Management, LLC | 14,856 | 14,856 | 0 | 0.05 | 0.05 | -0.00 | hold |
| River Street Advisors LLC | 13,921 | 13,921 | 0 | 0.07 | 0.06 | -0.00 | hold |
| Advisory Services Network, LLC | 17,606 | 13,895 | -3,711 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 13,769 | 12,719 | -1,050 | 0.00 | 0.00 | -0.00 | sell |
| SFMG, LLC | 12,093 | 12,093 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Permanent Capital Management, LP | 11,847 | 11,893 | +46 | 0.04 | 0.03 | -0.01 | buy |
| TRUIST FINANCIAL CORP | 11,814 | 11,814 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Essex Financial Services, Inc. | 11,500 | 11,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CHOREO, LLC | 14,048 | 11,463 | -2,585 | 0.00 | 0.00 | -0.00 | sell |
| Summit Trail Advisors, LLC | 10,695 | 11,350 | +655 | 0.00 | 0.00 | -0.00 | buy |
| M&T BANK CORP | 10,870 | 10,723 | -147 | 0.00 | 0.00 | +0.00 | sell |
| Creative Planning | 0 | 10,583 | +10,583 | 0.00 | 0.00 | +0.00 | buy |
| World Investment Advisors | 10,249 | 10,249 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Plancorp, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INSIGNEO ADVISORY SERVICES, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 10,436 | 6,888 | -3,548 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 0 | 4,497 | +4,497 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hilltop National Bank | 3,977 | 3,977 | 0 | 0.01 | 0.01 | -0.00 | hold |
| US BANCORP \DE\ | 2,900 | 2,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 0 | 2,513 | +2,513 | 0.00 | 0.00 | +0.00 | buy |
| PRIVATE TRUST CO NA | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 1,661 | 1,661 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 0 | 1,305 | +1,305 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 1,175 | 1,175 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kilter Group LLC | 0 | 1,073 | +1,073 | 0.00 | 0.01 | +0.01 | buy |
| FNY Investment Advisers, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Atlantic Union Bankshares Corp | 823 | 823 | 0 | 0.00 | 0.00 | -0.00 | hold |