| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 4,698,267 | 5,645,506 | +947,239 | 1.63 | 2.05 | +0.42 | buy |
| Bramshill Investments, LLC | 1,433,790 | 1,706,339 | +272,549 | 1.72 | 2.00 | +0.28 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,858,836 | 4,084,819 | +225,983 | 2.06 | 2.33 | +0.27 | buy |
| SIT INVESTMENT ASSOCIATES INC | 264,332 | 360,667 | +96,335 | 0.07 | 0.11 | +0.03 | buy |
| GUGGENHEIM CAPITAL LLC | 764,761 | 840,945 | +76,184 | 0.07 | 0.08 | 0.00 | buy |
| Fiera Capital Corp | 785,197 | 850,647 | +65,450 | 0.03 | 0.03 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 31,319 | 88,664 | +57,345 | 0.04 | 0.09 | +0.05 | buy |
| MACKAY SHIELDS LLC | 638,616 | 676,639 | +38,023 | 0.18 | 0.24 | +0.06 | buy |
| Dakota Wealth Management | 90,639 | 125,800 | +35,161 | 0.04 | 0.06 | +0.02 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 233,956 | 258,858 | +24,902 | 1.09 | 1.10 | +0.01 | buy |
| AQR Arbitrage LLC | 385,057 | 409,555 | +24,498 | 0.18 | 0.20 | +0.02 | buy |
| Advisors Asset Management, Inc. | 496,665 | 477,083 | +19,582 | 0.11 | 0.12 | 0.00 | sell |
| Logan Stone Capital, LLC | 448,069 | 461,499 | +13,430 | 1.26 | 1.11 | -0.15 | buy |
| U.S. Capital Wealth Advisors, LLC | 12,768 | 18,811 | +6,043 | 0.01 | 0.01 | +0.00 | buy |
| Summit Trail Advisors, LLC | 12,885 | 17,349 | +4,464 | 0.00 | 0.01 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 88,750 | 92,291 | +3,541 | 0.01 | 0.02 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 10,947 | 13,473 | +2,526 | 0.05 | 0.07 | +0.02 | buy |
| Palogic Value Management, L.P. | 16,948 | 18,765 | +1,817 | 0.08 | 0.10 | +0.02 | buy |
| SIMON QUICK ADVISORS, LLC | 17,229 | 18,461 | +1,232 | 0.02 | 0.02 | +0.00 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 15,063 | 16,291 | +1,228 | 0.01 | 0.02 | +0.01 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 53,041 | 54,127 | +1,086 | 0.06 | 0.06 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 50,126 | 50,663 | +537 | 0.01 | 0.01 | +0.00 | buy |
| TOTAL INVESTMENT MANAGEMENT INC | 24,295 | 24,447 | +152 | 0.04 | 0.04 | +0.00 | buy |
| Tortoise Investment Management, LLC | 206 | 209 | +3 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 14,155 | 13,899 | -256 | 0.13 | 0.14 | +0.01 | sell |
| Capital Investment Advisors, LLC | 72,636 | 71,820 | -816 | 0.02 | 0.02 | +0.00 | sell |
| TBH Global Asset Management, LLC | 28,901 | 27,805 | -1,096 | 0.06 | 0.07 | +0.01 | sell |
| Aviance Capital Partners, LLC | 15,950 | 14,182 | -1,768 | 0.04 | 0.04 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 198,980 | 195,924 | -3,056 | 2.23 | 2.11 | -0.12 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 67,278 | 62,790 | -4,488 | 0.06 | 0.05 | -0.00 | sell |
| Round Rock Advisors, LLC | 22,093 | 17,356 | -4,737 | 0.09 | 0.05 | -0.03 | sell |
| ENCOMPASS WEALTH ADVISORS, LLC | 30,194 | 24,694 | -5,500 | 0.10 | 0.09 | -0.02 | sell |
| ProVise Management Group, LLC | 50,594 | 44,857 | -5,737 | 0.05 | 0.05 | -0.00 | sell |
| Compass Financial Group, INC/SD | 214,626 | 170,749 | -43,877 | 0.66 | 0.54 | -0.12 | sell |
| COHEN & STEERS, INC. | 81,181 | 35,447 | -45,734 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 188,877 | 35,666 | -153,211 | 0.12 | 0.02 | -0.10 | sell |